Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tesser Health, Inc. See All Filings	D	2017-01-18 09:10:40 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001687553 Filed Document 0001461373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:10:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CARDIODX INC See All Filings	D	2017-01-17 21:26:37 UTC
Amount To Be Raised $41,753,500 Associated Brokers / Dealers N/A CIK Number 0001304909 Filed Document 0001304909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 21:26:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CerraCap II LP See All Filings	D	2017-01-17 20:23:31 UTC
Amount To Be Raised $43,500,000 Associated Brokers / Dealers N/A CIK Number 0001693567 Filed Document 0001693567-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 20:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Silver Point Specialty Credit Fund, L.P. See All Filings	D/A	2017-01-17 19:41:20 UTC
Amount To Be Raised $552,165,000 Associated Brokers / Dealers N/A CIK Number 0001646614 Filed Document 0001646614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ClearLight Diagnostics LLC See All Filings	D	2017-01-17 19:37:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656367 Filed Document 0001656367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:37:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Japan Opportunities LP See All Filings	D/A	2017-01-17 19:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663791 Filed Document 0001692865-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RailPros Inspection Services, LLC See All Filings	D	2017-01-17 19:26:29 UTC
Amount To Be Raised $2,675 Associated Brokers / Dealers N/A CIK Number 0001694386 Filed Document 0001694386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:26:29 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RailPros Field Services, Inc. See All Filings	D	2017-01-17 19:21:55 UTC
Amount To Be Raised $8,776,675 Associated Brokers / Dealers N/A CIK Number 0001694377 Filed Document 0001694352-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:21:55 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RailPros, Inc. See All Filings	D	2017-01-17 19:14:55 UTC
Amount To Be Raised $1,920,650 Associated Brokers / Dealers N/A CIK Number 0001694352 Filed Document 0001694352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:14:55 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Evo PE Opportunities, Ltd. See All Filings	D	2017-01-17 19:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692865 Filed Document 0001692865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:14:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fledge Series LLC See All Filings	D	2017-01-17 18:17:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692915 Filed Document 0001692915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:17:05 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TYG Investors LLC See All Filings	D	2017-01-17 18:15:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694033 Filed Document 0001694033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mytonomy, Inc. See All Filings	D	2017-01-17 18:10:59 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Searchlight Media, Inc. See All Filings	D	2017-01-17 18:08:37 UTC
Amount To Be Raised $140,500 Associated Brokers / Dealers James Z. Centofante, Brandon Hunt, Robert Scheuing, Daniel Slider, and Uriah Zane Hunt CIK Number 0001694929 Filed Document 0001694929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:08:37 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Barings Global Investment Funds 2 plc See All Filings	D/A	2017-01-17 18:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Institutional Investment Advisors Limited CIK Number 0001582591 Filed Document 0001582591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Umbrella Fund plc See All Filings	D/A	2017-01-17 17:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515694 Filed Document 0001515694-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longfellow Atlantic REIT II, Inc. See All Filings	D	2017-01-17 17:49:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001694960 Filed Document 0001694960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Asset Management Fund III, LP, Series G See All Filings	D	2017-01-17 17:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694962 Filed Document 0001694962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT Fixed Income Fund, LP See All Filings	D/A	2017-01-17 17:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379742 Filed Document 0001379742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRPF 99-101 Boston Office REIT Member LLC See All Filings	D	2017-01-17 17:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H&L Equities, LLC, Charles B . Harrison, Scott Harrison, Phyllis Johnson, Lori Mayfield, and Patrick J. Whelchel CIK Number 0001694694 Filed Document 0000943663-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:30:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highline Enhanced Qualified Ltd. See All Filings	D	2017-01-17 17:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694605 Filed Document 0001694605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
STIFEL FINANCIAL CORP See All Filings	D	2017-01-17 17:27:00 UTC
Amount To Be Raised $9,357,543 Associated Brokers / Dealers N/A CIK Number 0000720672 Filed Document 0000950138-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:27:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OPTABOOK, INC. See All Filings	D	2017-01-17 17:26:32 UTC
Amount To Be Raised $320,040 Associated Brokers / Dealers N/A CIK Number 0001694910 Filed Document 0001694910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Capelli's, LLC See All Filings	D	2017-01-17 17:25:06 UTC
Amount To Be Raised $727,864 Associated Brokers / Dealers N/A CIK Number 0001628211 Filed Document 0001628211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:25:06 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LGAB LLC See All Filings	D/A	2017-01-17 17:24:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639558 Filed Document 0001639558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:24:19 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Atlas Fund, LLC See All Filings	D	2017-01-17 17:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694698 Filed Document 0001315863-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Atlas Master Fund, LLC See All Filings	D	2017-01-17 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694695 Filed Document 0001315863-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GT Institutional Fixed Income Fund, LP See All Filings	D/A	2017-01-17 17:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630498 Filed Document 0001505165-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG UMBRELLA FUND PLC - BG ERISA FUND See All Filings	D/A	2017-01-17 17:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545628 Filed Document 0000919574-17-000568 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte LLP See All Filings	D	2017-01-17 17:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:16:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D	2017-01-17 17:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:15:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D	2017-01-17 17:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:15:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D	2017-01-17 17:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:14:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D	2017-01-17 17:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:14:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte LLP See All Filings	D/A	2017-01-17 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:13:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D/A	2017-01-17 17:13:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:13:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D/A	2017-01-17 17:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:12:52 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D/A	2017-01-17 17:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:12:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D/A	2017-01-17 17:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:11:49 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Measure UAS, Inc. See All Filings	D	2017-01-17 17:10:36 UTC
Amount To Be Raised $15,000,115 Associated Brokers / Dealers N/A CIK Number 0001694393 Filed Document 0001140361-17-002056 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:10:36 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Starburst Labs, Inc. See All Filings	D	2017-01-17 17:07:06 UTC
Amount To Be Raised $6,267,950 Associated Brokers / Dealers N/A CIK Number 0001558890 Filed Document 0001558890-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:07:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D	2017-01-17 17:06:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001538217 Filed Document 0001553350-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:06:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BIOLARGO, INC. See All Filings	D	2017-01-17 17:01:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000880242 Filed Document 0001463205-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-17 17:01:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TKS Restaurants, LLC See All Filings	D	2017-01-17 16:56:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001694678 Filed Document 0001694678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:56:02 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURCHASING POWER PARENT, LLC See All Filings	D	2017-01-17 16:55:42 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001694928 Filed Document 0001694928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:55:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GT U.S. QP Fund, LP See All Filings	D/A	2017-01-17 16:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379739 Filed Document 0001505165-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Bar Biologics, Inc. See All Filings	D	2017-01-17 16:48:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001693990 Filed Document 0001693990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:48:35 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Raging Capital Offshore Fund, Ltd. See All Filings	D/A	2017-01-17 16:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001566063 Filed Document 0001566063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KALEIDOSCOPE PRISM OFFSHORE FUND, LTD. See All Filings	D/A	2017-01-17 16:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655871 Filed Document 0001140361-17-002049 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphadyne International (ERISA) Fund, Ltd. See All Filings	D/A	2017-01-17 16:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001539575 Filed Document 0000919574-17-000563 Exclusions or Exemptions 506b Accepted Date 2017-01-17 16:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund