Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Concord Worldwide Inc. See All Filings	D	2017-01-19 15:16:06 UTC
Amount To Be Raised $6,460,000 Associated Brokers / Dealers N/A CIK Number 0001694231 Filed Document 0001694231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:16:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valentine Field 3-D Joint Venture See All Filings	D	2017-01-19 15:15:19 UTC
Amount To Be Raised $1,596,000 Associated Brokers / Dealers N/A CIK Number 0001695091 Filed Document 0001654954-17-000373 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:15:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
INNOVATION PARK MOB I INVESTORS, LLC See All Filings	D	2017-01-19 15:15:08 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001694445 Filed Document 0001694445-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:15:08 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 277, LLC See All Filings	D	2017-01-19 15:10:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001692003 Filed Document 0001689643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:10:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Hudson Way Capital Partners, LP See All Filings	D/A	2017-01-19 15:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630179 Filed Document 0001630179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Machfu Inc. See All Filings	D/A	2017-01-19 15:05:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001665929 Filed Document 0001665929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:05:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Gardenia Japan Opportunity Fund, LP See All Filings	D/A	2017-01-19 15:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567010 Filed Document 0001567010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GuruIn Inc. See All Filings	D	2017-01-19 15:03:17 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001662531 Filed Document 0001662531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:03:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AZURE III BOUQS GROWTH, L.P. See All Filings	D	2017-01-19 15:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695212 Filed Document 0001695212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 15:01:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAIR PARTNERS II, L.P. See All Filings	D/A	2017-01-19 14:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631293 Filed Document 0000919574-17-000630 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ADAPTIVE STUDIOS, INC See All Filings	D	2017-01-19 14:56:10 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001585319 Filed Document 0001585319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:56:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Higgs Boson, LLC See All Filings	D	2017-01-19 14:55:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001695219 Filed Document 0001695219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:55:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
SG Medical 7, LLC See All Filings	D	2017-01-19 14:55:04 UTC
Amount To Be Raised $3,456,000 Associated Brokers / Dealers Carlos Noe Otalvaro CIK Number 0001694408 Filed Document 0001694408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:55:04 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 208 See All Filings	D	2017-01-19 14:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695136 Filed Document 0001659828-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:48:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 103 See All Filings	D	2017-01-19 14:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695131 Filed Document 0001659828-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Vista Fund, L.P. See All Filings	D/A	2017-01-19 14:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510892 Filed Document 0001630011-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tueo Health Inc See All Filings	D	2017-01-19 14:31:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694588 Filed Document 0001694588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:31:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADYNXX, INC. See All Filings	D	2017-01-19 14:30:42 UTC
Amount To Be Raised $15,999,999 Associated Brokers / Dealers N/A CIK Number 0001427066 Filed Document 0001427066-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:30:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PUPPOD INC. See All Filings	D/A	2017-01-19 14:25:44 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001647226 Filed Document 0001647226-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:25:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
nusemi inc See All Filings	D	2017-01-19 14:21:43 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001652878 Filed Document 0001652878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:21:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parsec Cloud, Inc. See All Filings	D	2017-01-19 14:17:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001695167 Filed Document 0001231919-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:17:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WCP NewCold, L.P. See All Filings	D/A	2017-01-19 14:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC and Park Madison Partners LLC CIK Number 0001659366 Filed Document 0000902664-17-000282 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 272, LLC See All Filings	D	2017-01-19 14:09:31 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001689643 Filed Document 0001689643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:09:31 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
NB Private Equity Credit Opportunities Fund (TE) LP See All Filings	D	2017-01-19 14:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001695032 Filed Document 0001677050-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-19 14:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUVISO INC. See All Filings	D	2017-01-19 13:57:46 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers None CIK Number 0001693161 Filed Document 0001693161-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:57:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Warberg CA Fund LP See All Filings	D/A	2017-01-19 13:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662914 Filed Document 0001662914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gretsch Investments, LLC See All Filings	D	2017-01-19 13:52:34 UTC
Amount To Be Raised $3,655,833 Associated Brokers / Dealers N/A CIK Number 0001695186 Filed Document 0001695148-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:52:34 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Convergence Opportunity Fund GP, LLC See All Filings	D	2017-01-19 13:50:44 UTC
Amount To Be Raised $404,928 Associated Brokers / Dealers N/A CIK Number 0001694871 Filed Document 0001694871-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Private Equity Credit Opportunities Fund LP See All Filings	D/A	2017-01-19 13:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001677050 Filed Document 0001677050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinton Investments, LLC See All Filings	D	2017-01-19 13:43:52 UTC
Amount To Be Raised $3,637,688 Associated Brokers / Dealers N/A CIK Number 0001695192 Filed Document 0001695148-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:43:52 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Signition Exponential Offshore Feeder Fund Ltd. See All Filings	D/A	2017-01-19 13:42:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664051 Filed Document 0001664051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:42:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonavex, Inc. See All Filings	D/A	2017-01-19 13:33:14 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001645892 Filed Document 0001645892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:33:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Romanesque Capital Partners, LP See All Filings	D	2017-01-19 13:30:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695138 Filed Document 0001695138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:30:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q Labs Holdings, Inc. See All Filings	D	2017-01-19 13:28:25 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001695181 Filed Document 0001695181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:28:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BRC Vanguard Parallel Co-Invest, LP See All Filings	D	2017-01-19 13:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694113 Filed Document 0001140361-17-002256 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:26:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRC Vanguard Co-Invest, LP See All Filings	D	2017-01-19 13:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694545 Filed Document 0001140361-17-002254 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:23:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signition Exponential Fund LP See All Filings	D/A	2017-01-19 13:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664055 Filed Document 0001664055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convergence Opportunity Fund, L.P. See All Filings	D	2017-01-19 13:22:00 UTC
Amount To Be Raised $2,310,231 Associated Brokers / Dealers N/A CIK Number 0001504963 Filed Document 0001504963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:22:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Angel Conference Investors, LLC Fund X 2016 Series Only See All Filings	D	2017-01-19 13:22:00 UTC
Amount To Be Raised $187,000 Associated Brokers / Dealers N/A CIK Number 0001695139 Filed Document 0001695139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:22:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hydra Platform LLC Hydra Cell 061 See All Filings	D	2017-01-19 13:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695030 Filed Document 0001695030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GoldenEye Capital, LP See All Filings	D	2017-01-19 13:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695141 Filed Document 0001695141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S10 Spin F&F LLC, a series of Marine Layer Ventures, LLC See All Filings	D	2017-01-19 13:16:13 UTC
Amount To Be Raised $165,500 Associated Brokers / Dealers N/A CIK Number 0001695126 Filed Document 0001695126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRAiLAR Fiber Technologies International Inc. See All Filings	D	2017-01-19 13:15:14 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001694977 Filed Document 0001140361-17-002252 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:15:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 78 See All Filings	D	2017-01-19 13:11:23 UTC
Amount To Be Raised $464,880 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001695122 Filed Document 0001695122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEGREGATED PORTFOLIO A OF SUMMIT ROCK DIVERSIFIED STRATEGIES (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2017-01-19 13:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0001424675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:08:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHSTONE PARTNERS LP See All Filings	D/A	2017-01-19 13:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0000871613 Filed Document 0000899140-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:08:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCHSTONE OFFSHORE FUND LTD See All Filings	D/A	2017-01-19 13:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0001170073 Filed Document 0000899140-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEGREGATED PORTFOLIO A OF SUMMIT ROCK HEDGED EQUITY (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2017-01-19 13:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424701 Filed Document 0001424701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisade Strategic Fund (Cayman) Ltd See All Filings	D/A	2017-01-19 13:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481751 Filed Document 0001481751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK SELECT EQUITY (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2017-01-19 13:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433060 Filed Document 0001433060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-19 13:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund