Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OZOFII Private Investors Offshore Ltd. See All Filings	D/A	2017-01-24 11:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001456243 Filed Document 0000950103-17-000537 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sportsrocket, Inc. See All Filings	D	2017-01-24 11:26:47 UTC
Amount To Be Raised $16,219,425 Associated Brokers / Dealers N/A CIK Number 0001526026 Filed Document 0001526026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:26:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MFS Emerging Markets Equity LLC See All Filings	D/A	2017-01-24 11:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378639 Filed Document 0001378639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZDPII Private Investors LLC See All Filings	D/A	2017-01-24 11:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001455514 Filed Document 0000950103-17-000536 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:24:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5613 Coventry, LP See All Filings	D	2017-01-24 11:18:23 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001695552 Filed Document 0001695556-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:18:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UIP Rittenhouse Invest, LLC See All Filings	D	2017-01-24 11:17:31 UTC
Amount To Be Raised $1,805,575 Associated Brokers / Dealers N/A CIK Number 0001695024 Filed Document 0001695024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:17:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RXR EX East Village Rental REIT LLC See All Filings	D	2017-01-24 11:12:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695533 Filed Document 0001695533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:12:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
6751 Westcreek, LP See All Filings	D	2017-01-24 11:04:29 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001695556 Filed Document 0001695556-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:04:29 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Saguaro Resources Ltd. See All Filings	D/A	2017-01-24 11:00:26 UTC
Amount To Be Raised $6,250,002 Associated Brokers / Dealers N/A CIK Number 0001562168 Filed Document 0001562168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 11:00:26 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RXR EX Lender REIT LLC See All Filings	D	2017-01-24 10:56:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695540 Filed Document 0001695540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:56:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Universal Holdco LLC See All Filings	D	2017-01-24 10:53:34 UTC
Amount To Be Raised $13,905,000 Associated Brokers / Dealers Focus Securities LLC CIK Number 0001694700 Filed Document 0000897069-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:53:34 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2017-01-24 10:38:47 UTC
Amount To Be Raised $51,775 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:38:47 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RXR 1285 REIT Parallel LLC See All Filings	D	2017-01-24 10:34:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695531 Filed Document 0001695531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:34:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liberation Distribution, Inc. See All Filings	D	2017-01-24 10:18:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695308 Filed Document 0001042167-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:18:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RXR 1285 REIT LLC See All Filings	D	2017-01-24 10:16:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695494 Filed Document 0001695494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:16:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Braselton Crossing Hospitality Inc See All Filings	D	2017-01-24 10:12:40 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001695236 Filed Document 0001695236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:12:40 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Point Global Opportunity Fund, Ltd. See All Filings	D/A	2017-01-24 10:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136254 Filed Document 0001136254-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:12:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Point Global Opportunity Fund, LLC See All Filings	D/A	2017-01-24 10:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136157 Filed Document 0001136157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Point Orion Fund, Ltd. See All Filings	D/A	2017-01-24 10:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450388 Filed Document 0001450388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AMBLYOTECH INC. See All Filings	D	2017-01-24 10:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695495 Filed Document 0000919574-17-000708 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:04:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascendco Health LLC See All Filings	D/A	2017-01-24 10:02:56 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001629705 Filed Document 0000897069-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-01-24 10:02:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
First Light Biosciences Inc. See All Filings	D/A	2017-01-24 09:51:53 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001652991 Filed Document 0001652991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:51:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RXR 5TS Lower Office REIT LLC See All Filings	D	2017-01-24 09:49:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695468 Filed Document 0001695468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:49:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Opportunistic Investor, LP See All Filings	D/A	2017-01-24 09:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665004 Filed Document 0001665004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cambridge Blockchain, LLC See All Filings	D/A	2017-01-24 09:47:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670417 Filed Document 0001670417-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:47:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CannaKorp, Inc. See All Filings	D/A	2017-01-24 09:34:23 UTC
Amount To Be Raised $5,885,520 Associated Brokers / Dealers N/A CIK Number 0001623000 Filed Document 0001623000-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:34:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RXR 5TS Upper Office REIT LLC See All Filings	D	2017-01-24 09:18:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695503 Filed Document 0001695503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:18:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STOCKBRIDGE FUND (OS), LTD. See All Filings	D/A	2017-01-24 09:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522736 Filed Document 0001522736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT 2 See All Filings	D	2017-01-24 09:01:43 UTC
Amount To Be Raised $207,163,816 Associated Brokers / Dealers Jerry David Tanner and Dan Boyd Roberts CIK Number 0001213556 Filed Document 0001213556-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:01:43 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AURORA EQUITY PARTNERS V-A L.P. See All Filings	D/A	2017-01-24 09:00:51 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001664155 Filed Document 0001664155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 09:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AURORA EQUITY PARTNERS V L.P. See All Filings	D/A	2017-01-24 08:59:59 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001664154 Filed Document 0001664154-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 08:59:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AURORA ASSOCIATES V L.P. See All Filings	D/A	2017-01-24 08:59:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664153 Filed Document 0001664153-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 08:59:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RXR 5TS Retail REIT LLC See All Filings	D	2017-01-24 08:38:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695489 Filed Document 0001695489-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-24 08:38:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-24 07:13:34 UTC
Amount To Be Raised $81,447,738 Associated Brokers / Dealers Donald Harrington CIK Number 0001135856 Filed Document 0001135856-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-01-24 07:13:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-24 07:09:59 UTC
Amount To Be Raised $16,991,540 Associated Brokers / Dealers Rick Kimbrough CIK Number 0001135856 Filed Document 0001135856-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-01-24 07:09:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lurin Equity Partners IV, LLC See All Filings	D	2017-01-23 21:46:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001695452 Filed Document 0001144204-17-003505 Exclusions or Exemptions 506b Accepted Date 2017-01-23 21:46:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lurin Equity Partners III, LLC See All Filings	D	2017-01-23 21:36:51 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001695456 Filed Document 0001144204-17-003501 Exclusions or Exemptions 506b Accepted Date 2017-01-23 21:36:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lurin Equity Partners II, LLC See All Filings	D	2017-01-23 21:36:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695464 Filed Document 0001144204-17-003500 Exclusions or Exemptions 506b Accepted Date 2017-01-23 21:36:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAY ISLAND ASSOCIATES IV, LLC See All Filings	D/A	2017-01-23 20:31:51 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001681429 Filed Document 0001681429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 20:31:51 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
BAY ISLAND ASSOCIATES III, LLC See All Filings	D/A	2017-01-23 20:28:01 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001675116 Filed Document 0001675116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 20:28:01 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
PASSCO 1000 WEST DST See All Filings	D	2017-01-23 19:49:39 UTC
Amount To Be Raised $20,750,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001695513 Filed Document 0001695513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 19:49:39 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MICRO C, LLC See All Filings	D/A	2017-01-23 19:48:11 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001694304 Filed Document 0001694304-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-23 19:48:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Neptune Financial Inc. See All Filings	D	2017-01-23 19:29:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695372 Filed Document 0001695372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 19:29:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BeautyCon Media, Inc. See All Filings	D	2017-01-23 18:54:20 UTC
Amount To Be Raised $8,999,958 Associated Brokers / Dealers N/A CIK Number 0001695340 Filed Document 0001695340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 18:54:20 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Equity No. 1, LLC See All Filings	D	2017-01-23 18:53:09 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001693856 Filed Document 0001693856-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-23 18:53:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Serrano Gardens IPIRG, LLC See All Filings	D/A	2017-01-23 18:44:51 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001688022 Filed Document 0001688022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 18:44:51 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Market Realist Inc. See All Filings	D	2017-01-23 18:25:37 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001578297 Filed Document 0001578297-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-23 18:25:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Surepay Lending Group LLC See All Filings	D	2017-01-23 18:13:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001695433 Filed Document 0001695433-17-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-01-23 18:13:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Circle Media Inc. See All Filings	D	2017-01-23 18:12:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626626 Filed Document 0001626626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 18:12:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
AEHI LLC See All Filings	D	2017-01-23 18:04:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Dennis Wilson CIK Number 0001695475 Filed Document 0001695475-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-23 18:04:02 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt