Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LMV 19H REIT-DC, LP See All Filings	D	2017-01-26 09:37:28 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001695058 Filed Document 0001695058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:37:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV 19H REIT, LP See All Filings	D	2017-01-26 09:36:39 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001695059 Filed Document 0001695059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:36:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DERMODY PROPERTIES INDUSTRIAL MIDWAY REIT LLC See All Filings	D	2017-01-26 09:12:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001693718 Filed Document 0001693720-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:12:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - AltaRock Partners Series See All Filings	D/A	2017-01-26 09:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630718 Filed Document 0001630718-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DERMODY PROPERTIES INDUSTRIAL FUND REIT II LLC See All Filings	D	2017-01-26 09:08:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001693720 Filed Document 0001693720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:08:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Saber Investment Fund, LP See All Filings	D/A	2017-01-26 09:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595079 Filed Document 0001595079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DERMODY PROPERTIES INDUSTRIAL FUND REIT I LLC See All Filings	D	2017-01-26 09:08:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001693722 Filed Document 0001693722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 09:08:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Machine LLC See All Filings	D	2017-01-26 08:58:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001695334 Filed Document 0001015325-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-26 08:58:18 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MEIF 5 SOPHISTICATED STAFF INVESTORS FEEDER (LP) Inc See All Filings	D	2017-01-26 08:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687816 Filed Document 0001687816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 08:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoowaki, LLC See All Filings	D	2017-01-26 08:48:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001526247 Filed Document 0001526247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 08:48:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Questus Tactical Fund, LP See All Filings	D	2017-01-26 08:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695779 Filed Document 0001695779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 08:44:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINsix Corp See All Filings	D/A	2017-01-26 08:22:03 UTC
Amount To Be Raised $14,024,936 Associated Brokers / Dealers N/A CIK Number 0001513871 Filed Document 0001513871-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 08:22:03 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hillcrest Credit & Income Fund II REIT, Inc. See All Filings	D	2017-01-26 07:55:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695660 Filed Document 0001695660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 07:55:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSOP 3 PA 2, LLC See All Filings	D	2017-01-26 07:32:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695407 Filed Document 0001695407-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-26 07:32:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MKP Opportunity Offshore (BPI), Ltd. See All Filings	D/A	2017-01-26 06:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566642 Filed Document 0000902664-17-000430 Exclusions or Exemptions 506b Accepted Date 2017-01-26 06:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akoustis Technologies, Inc. See All Filings	D/A	2017-01-25 21:23:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Katalyst Securities, LLC, Drexel Hamilton, LLC, Joseph Gunnar & Co., LLC, and Northland Securities, Inc CIK Number 0001584754 Filed Document 0001615774-17-000251 Exclusions or Exemptions 506b Accepted Date 2017-01-25 21:23:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Bulk Shipping Inc. See All Filings	D	2017-01-25 20:38:45 UTC
Amount To Be Raised $100,000,003 Associated Brokers / Dealers Fearnly Securities, Inc. CIK Number 0001322439 Filed Document 0001437749-17-001112 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:38:45 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
IRON CATASTROPHE FUND, LTD. See All Filings	D/A	2017-01-25 20:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474569 Filed Document 0001474569-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
VAM AG I, LLC See All Filings	D	2017-01-25 20:23:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001695732 Filed Document 0001695732-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:23:50 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Oakdale Terrace LLC See All Filings	D	2017-01-25 20:23:47 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001695927 Filed Document 0001695927-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:23:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
MAKENA CAPITAL SPLITTER PRIME LP See All Filings	D/A	2017-01-25 20:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459384 Filed Document 0001459384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:15:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL SPLITTER M LP See All Filings	D/A	2017-01-25 20:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459386 Filed Document 0001459386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monj, Inc. See All Filings	D	2017-01-25 20:07:33 UTC
Amount To Be Raised $1,709,470 Associated Brokers / Dealers N/A CIK Number 0001695884 Filed Document 0001695884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:07:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAKENA CAPITAL SPLITTER B L P See All Filings	D/A	2017-01-25 20:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361265 Filed Document 0001361265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL SPLITTER A L P See All Filings	D/A	2017-01-25 20:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361264 Filed Document 0001361264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windhorse Reserve, LP See All Filings	D/A	2017-01-25 20:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687105 Filed Document 0001687105-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:02:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyline Net Lease Real Estate Fund, LLC See All Filings	D	2017-01-25 20:00:11 UTC
Amount To Be Raised $10,785,250 Associated Brokers / Dealers N/A CIK Number 0001695891 Filed Document 0001695891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 20:00:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MAKENA CAPITAL AURORA SPLITTER B LP See All Filings	D/A	2017-01-25 19:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370785 Filed Document 0001370785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAIROS CATASTROPHE FUND L.P. See All Filings	D/A	2017-01-25 19:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001467861 Filed Document 0001467861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MAKENA CAPITAL AURORA SPLITTER A LP See All Filings	D/A	2017-01-25 19:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370749 Filed Document 0001370749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRON CATASTROPHE FUND, L.P. See All Filings	D/A	2017-01-25 19:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474572 Filed Document 0001474572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
WINDHORSE PARTNERS, LP See All Filings	D/A	2017-01-25 19:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214704 Filed Document 0001214704-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:51:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL U.S. L P See All Filings	D/A	2017-01-25 19:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359447 Filed Document 0001359447-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:48:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermeer Weather Fund, Ltd. See All Filings	D/A	2017-01-25 19:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001567106 Filed Document 0001567106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:38:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Triton Fund Ltd See All Filings	D/A	2017-01-25 19:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347970 Filed Document 0001347970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Dakota Island Partners V, LLC See All Filings	D	2017-01-25 19:34:56 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001695681 Filed Document 0001695681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:34:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Triton Fund L P See All Filings	D/A	2017-01-25 19:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investment Inc., and KKR Capital Markets, LLC CIK Number 0001378101 Filed Document 0001378101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Fund Ltd See All Filings	D/A	2017-01-25 19:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347973 Filed Document 0001347973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:31:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Rembrandt Catastrophe Fund Ltd See All Filings	D/A	2017-01-25 19:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001370193 Filed Document 0001370193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PALMETTO FUND LTD See All Filings	D/A	2017-01-25 19:25:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349207 Filed Document 0001349207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:25:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Palmetto Catastrophe Fund, L.P. See All Filings	D/A	2017-01-25 19:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001449123 Filed Document 0001449123-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ONYX CATASTROPHE FUND LTD See All Filings	D/A	2017-01-25 19:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001370064 Filed Document 0001370064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:20:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Windhorse Horizons, LP See All Filings	D/A	2017-01-25 19:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539116 Filed Document 0001539116-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nimbus Weather Fund Ltd See All Filings	D/A	2017-01-25 19:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347885 Filed Document 0001347885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Nimbus Weather Fund LP See All Filings	D/A	2017-01-25 19:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347971 Filed Document 0001349209-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NEPHILA CATASTROPHE FUND, LTD See All Filings	D/A	2017-01-25 19:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349209 Filed Document 0001349209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NEPHILA CATASTROPHE FUND L P See All Filings	D/A	2017-01-25 19:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investment Inc., and KKR Capital Markets, LLC CIK Number 0001349208 Filed Document 0001349208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:04:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Turner Tract 1,LLC See All Filings	D	2017-01-25 19:01:56 UTC
Amount To Be Raised $3,249,525 Associated Brokers / Dealers N/A CIK Number 0001695925 Filed Document 0001695925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 19:01:56 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Windhorse Capital Management, LLC See All Filings	D/A	2017-01-25 18:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537159 Filed Document 0001537159-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-25 18:59:40 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RS Pref Projects, LLC, Series C See All Filings	D	2017-01-25 18:59:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001695929 Filed Document 0001695929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 18:59:16 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity