|
|
D |
2017-02-28 12:46:09 UTC |
- Amount To Be Raised
- $3,116,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695670
- Filed Document
- 0001695670-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:46:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 12:45:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546951
- Filed Document
- 0001315863-17-000210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:45:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 12:45:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546738
- Filed Document
- 0001315863-17-000209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:45:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 12:26:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459067
- Filed Document
- 0001140361-17-009598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:26:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 12:25:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001448129
- Filed Document
- 0001140361-17-009595
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:25:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 12:25:26 UTC |
- Amount To Be Raised
- $4,618,074
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637235
- Filed Document
- 0001637235-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:25:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 12:25:02 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, DFPG Investments, Inc, Investment Planners Inc, Investment Planners Inc, and Concorde Investment Services LLC
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:25:02 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 12:22:22 UTC |
- Amount To Be Raised
- $2,349,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670857
- Filed Document
- 0001670857-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:22:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 12:15:42 UTC |
- Amount To Be Raised
- $1,620,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698884
- Filed Document
- 0001698884-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:15:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 12:07:08 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, DFPG Investments, Inc, Investment Planners Inc, Investment Planners Inc, and Concorde Investment Services LLC
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:07:08 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 12:00:45 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Champlain Advisors, LLC
- CIK Number
- 0001695560
- Filed Document
- 0001695560-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 12:00:45 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 11:54:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kotak Mahindra Inc.
- CIK Number
- 0001698817
- Filed Document
- 0001698817-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:54:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 11:48:06 UTC |
- Amount To Be Raised
- $7,220,104
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699132
- Filed Document
- 0001699132-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:48:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 11:40:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hedgeco Securities, LLC and Capital Growth Securities LLC
- CIK Number
- 0001667890
- Filed Document
- 0001667890-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:40:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 11:40:15 UTC |
- Amount To Be Raised
- $22,631,637
- Associated Brokers / Dealers
- Investment Planners Inc and Courtlandt Securities Corp
- CIK Number
- 0001698656
- Filed Document
- 0001698656-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:40:15 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 11:36:49 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698938
- Filed Document
- 0001698938-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:36:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 11:27:14 UTC |
- Amount To Be Raised
- $170,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698999
- Filed Document
- 0001698999-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:27:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 11:10:01 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683280
- Filed Document
- 0001683280-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:10:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 11:06:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699107
- Filed Document
- 0000950142-17-000436
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:06:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 11:04:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218213
- Filed Document
- 0001218213-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:04:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 11:04:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699108
- Filed Document
- 0000950142-17-000435
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:04:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-28 11:00:46 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521804
- Filed Document
- 0001521804-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 11:00:46 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-02-28 10:53:42 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629712
- Filed Document
- 0000897069-17-000143
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 10:53:42 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 10:51:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373717
- Filed Document
- 0001373717-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 10:51:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC
See All Filings
|
D/A |
2017-02-28 10:24:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001542937
- Filed Document
- 0001542937-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 10:24:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 10:18:54 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698356
- Filed Document
- 0001698356-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 10:18:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 09:50:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637462
- Filed Document
- 0001637462-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:50:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 09:39:47 UTC |
- Amount To Be Raised
- $23,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699013
- Filed Document
- 0001699013-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:39:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 09:07:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442776
- Filed Document
- 0001442776-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:07:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 09:05:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496779
- Filed Document
- 0001496779-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:05:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 09:04:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., James River Securities Corp., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC
- CIK Number
- 0001426141
- Filed Document
- 0001426141-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:04:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 09:03:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442780
- Filed Document
- 0001442780-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:03:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 09:01:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406639
- Filed Document
- 0001406639-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 09:01:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 08:58:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424763
- Filed Document
- 0001424763-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 08:58:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-28 08:49:21 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682957
- Filed Document
- 0001682957-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 08:49:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 08:47:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC
- CIK Number
- 0001426147
- Filed Document
- 0001426147-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 08:47:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 08:27:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC
- CIK Number
- 0001524443
- Filed Document
- 0001524443-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 08:27:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 08:11:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Norfolk Markets, LLC, Anchor Asset Management LLC, Frontier Solutions, LLC, and James River Securities Corp.
- CIK Number
- 0001493595
- Filed Document
- 0001493595-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 08:11:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 07:50:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458520
- Filed Document
- 0001458511-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 07:50:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-28 06:55:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kotak Mahindra Inc.
- CIK Number
- 0001614891
- Filed Document
- 0001614891-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 06:55:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 06:43:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gallatin Capital LLC
- CIK Number
- 0001410043
- Filed Document
- 0001085146-17-000837
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 06:43:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 06:42:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gallatin Capital LLC
- CIK Number
- 0001407421
- Filed Document
- 0001085146-17-000836
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 06:42:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-28 06:26:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668473
- Filed Document
- 0001668473-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-28 06:26:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2017-02-27 21:38:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001698642
- Filed Document
- 0000905718-17-000319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-27 21:38:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2017-02-27 21:36:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001698649
- Filed Document
- 0000905718-17-000317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-27 21:36:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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|
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D |
2017-02-27 21:34:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001698641
- Filed Document
- 0000905718-17-000315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-27 21:34:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-02-27 20:39:27 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697261
- Filed Document
- 0001697261-17-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2017-02-27 20:39:27 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
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D |
2017-02-27 20:09:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000725363
- Filed Document
- 0001004878-17-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-27 20:09:24 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
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D |
2017-02-27 19:41:10 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Chad Sykes
- CIK Number
- 0001572565
- Filed Document
- 0001572565-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-27 19:41:10 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
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D/A |
2017-02-27 19:30:28 UTC |
- Amount To Be Raised
- $5,615,833
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691914
- Filed Document
- 0001691914-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-27 19:30:28 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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