Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Infinia Gainvesville Land Company, LLC See All Filings	D	2017-03-08 15:53:01 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001700074 Filed Document 0001700074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:53:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HouseCanary R&D, Inc. See All Filings	D	2017-03-08 15:52:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656831 Filed Document 0001656831-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ColubrisMX, Inc. See All Filings	D	2017-03-08 15:48:36 UTC
Amount To Be Raised $10,666,666 Associated Brokers / Dealers N/A CIK Number 0001694306 Filed Document 0001694306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:48:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HouseCanary R&D, Inc. See All Filings	D	2017-03-08 15:42:26 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001656831 Filed Document 0001656831-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:42:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Ridge USA Investors, LLC See All Filings	D	2017-03-08 15:40:43 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001695404 Filed Document 0001695404-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:40:43 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Flywheel Strategies, LLC See All Filings	D	2017-03-08 15:38:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700367 Filed Document 0001699645-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:38:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AEI NET LEASE PORTFOLIO VII DST See All Filings	D/A	2017-03-08 15:38:46 UTC
Amount To Be Raised $18,762,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, DFPG, Harbour Investments, Inc, H.D. Vest Investment Services, Berthel Fisher and Company, Concorde Investment Services, LLC, Kalos Financial, Inc, Sandlapper Securities, LLC, Triad Advisors, Inc., Colorado Financial Service Corporation, Geneos Wealth Management, Inc., and Lincoln Financial Advisors Corporation CIK Number 0001696717 Filed Document 0001696717-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:38:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TEAM 360 SPORTS, INC. See All Filings	D	2017-03-08 15:37:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NONE CIK Number 0001700357 Filed Document 0001262463-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:37:59 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB Emerging Markets Debt Opportunities Series See All Filings	D	2017-03-08 15:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699995 Filed Document 0000902664-17-001446 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:33:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Levered LLC See All Filings	D/A	2017-03-08 15:32:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001318160 Filed Document 0001318160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hybrent, Inc. See All Filings	D	2017-03-08 15:31:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001684578 Filed Document 0001684578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:31:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LSC LITHIUM INC. See All Filings	D	2017-03-08 15:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cormark Securities (USA) Limited and Aspen Capital Partners (Europe) Limited CIK Number 0001686005 Filed Document 0001571049-17-002112 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:30:06 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EL Offshore Mezzanine Partners III, L.P. See All Filings	D	2017-03-08 15:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699347 Filed Document 0001699344-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:28:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EL Mezzanine Partners III, L.P. See All Filings	D	2017-03-08 15:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699344 Filed Document 0001699344-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Residential Recovery Fund, LLC See All Filings	D	2017-03-08 15:22:15 UTC
Amount To Be Raised $35,050,000 Associated Brokers / Dealers N/A CIK Number 0001694121 Filed Document 0001694121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:22:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Trident Capital Cybersecurity Fund I, L.P. See All Filings	D/A	2017-03-08 15:20:20 UTC
Amount To Be Raised $293,177,275 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001648642 Filed Document 0001648642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Fund 2017, LLC See All Filings	D	2017-03-08 15:06:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001698975 Filed Document 0001699645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:06:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ORIX Capital Fund I, L.P. See All Filings	D/A	2017-03-08 14:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001667228 Filed Document 0001667228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:58:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliant Tax Credit Fund 86, Ltd. See All Filings	D	2017-03-08 14:58:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., and Compass Securities Corporation CIK Number 0001700191 Filed Document 0001700191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucideus Inc. See All Filings	D	2017-03-08 14:48:27 UTC
Amount To Be Raised $7,072 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:48:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Camelot Fund I, LLC See All Filings	D	2017-03-08 14:46:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001699645 Filed Document 0001699645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SPAG I, LP See All Filings	D/A	2017-03-08 14:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491995 Filed Document 0001491995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:42:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diagnostic Laboratory Solutions, LLC See All Filings	D	2017-03-08 14:39:20 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001699993 Filed Document 0001699993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:39:20 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sachs Capital - Squatty, LLC See All Filings	D	2017-03-08 14:26:17 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001699579 Filed Document 0001699579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:26:17 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aledade, Inc. See All Filings	D/A	2017-03-08 14:23:47 UTC
Amount To Be Raised $40,249,996 Associated Brokers / Dealers N/A CIK Number 0001611176 Filed Document 0001611176-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:23:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Lake Partners, LP See All Filings	D/A	2017-03-08 14:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518034 Filed Document 0001518034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:19:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelmed Growth Partners, L.P. See All Filings	D/A	2017-03-08 14:18:57 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001662817 Filed Document 0001192482-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pies & Pints Kenwood, LLC See All Filings	D	2017-03-08 14:18:46 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001700064 Filed Document 0000949265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:18:46 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SIVIK HEALTHCARE OFFSHORE FUND LTD. See All Filings	D/A	2017-03-08 14:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145243 Filed Document 0001566114-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crayhill Principal Strategies Fund LP See All Filings	D	2017-03-08 14:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700130 Filed Document 0001315863-17-000241 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners II L.P. See All Filings	D/A	2017-03-08 14:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, L.P. CIK Number 0001695168 Filed Document 0001695168-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crayhill Principal Strategies Parallel Fund LP See All Filings	D	2017-03-08 14:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700119 Filed Document 0001315863-17-000240 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crayhill Principal Strategies Parallel Fund LP See All Filings	D	2017-03-08 14:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700119 Filed Document 0001315863-17-000239 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HouseCanary R&D, Inc. See All Filings	D	2017-03-08 14:08:49 UTC
Amount To Be Raised $3,000 Associated Brokers / Dealers N/A CIK Number 0001656831 Filed Document 0001656831-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:08:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVPI Investments I LP - Series 3 See All Filings	D	2017-03-08 14:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699642 Filed Document 0001699642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:07:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
4D Health Science, LLC See All Filings	D	2017-03-08 13:54:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001700340 Filed Document 0001700340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:54:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SIVIK HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2017-03-08 13:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156335 Filed Document 0001566114-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:53:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HouseCanary R&D, Inc. See All Filings	D	2017-03-08 13:38:19 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001656831 Filed Document 0001656831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:38:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOXKISER Ventures IV, LLC See All Filings	D	2017-03-08 13:34:20 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001700147 Filed Document 0001700147-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:34:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
NEXPHASE CAPITAL FUND III-B, LP See All Filings	D/A	2017-03-08 13:33:11 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC CIK Number 0001667848 Filed Document 0001667848-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXPHASE CAPITAL FUND III-A, LP See All Filings	D/A	2017-03-08 13:32:16 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC CIK Number 0001666761 Filed Document 0001666761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:32:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXPHASE CAPITAL FUND III, LP See All Filings	D/A	2017-03-08 13:31:22 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC CIK Number 0001666784 Filed Document 0001666784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:31:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AUTONOMIC MATERIALS INC See All Filings	D	2017-03-08 13:27:31 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001439020 Filed Document 0001439020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:27:31 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vontobel Holding Ltd. See All Filings	D	2017-03-08 13:26:19 UTC
Amount To Be Raised $3,019,534 Associated Brokers / Dealers N/A CIK Number 0001588340 Filed Document 0001588340-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:26:19 UTC Type of Offering D Industry Investment Banking Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
SCP Investment Fund, LP See All Filings	D/A	2017-03-08 13:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668862 Filed Document 0000935836-17-000150 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxSight, Inc. See All Filings	D	2017-03-08 13:09:09 UTC
Amount To Be Raised $77,499,999 Associated Brokers / Dealers N/A CIK Number 0001111485 Filed Document 0001111485-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:09:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLL Health Sciences Fund Ltd See All Filings	D/A	2017-03-08 13:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694196 Filed Document 0001694196-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Accure Acne, Inc. See All Filings	D	2017-03-08 13:06:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001698865 Filed Document 0001104659-17-015113 Exclusions or Exemptions 506b Accepted Date 2017-03-08 13:06:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Veritable LB Partners, L.P. See All Filings	D	2017-03-08 12:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690865 Filed Document 0001690865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 12:57:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NineWells Capital Partners, LP See All Filings	D/A	2017-03-08 12:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517621 Filed Document 0001517621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 12:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund