Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Guggenheim Core Plus Fund, Ltd. See All Filings	D/A	2017-03-15 10:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0000899140-17-000322 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, LLC See All Filings	D/A	2017-03-15 10:51:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665187 Filed Document 0000899140-17-000321 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:51:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Uptrend Opportunities, LP See All Filings	D/A	2017-03-15 10:45:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688167 Filed Document 0001688167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:45:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Development Investment Fund (US), L.P. See All Filings	D	2017-03-15 10:40:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700388 Filed Document 0001700388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Polar Opportunities Fund See All Filings	D	2017-03-15 10:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700341 Filed Document 0000902664-17-001595 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:38:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bandier Holdings LLC See All Filings	D	2017-03-15 10:37:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001651312 Filed Document 0001651312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:37:56 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polar Long/Short Fund (US) LP See All Filings	D	2017-03-15 10:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001687092 Filed Document 0000902664-17-001594 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:36:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Long/Short Fund See All Filings	D/A	2017-03-15 10:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and J.P. Morgan Securities LLC CIK Number 0001412163 Filed Document 0000902664-17-001593 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOULEVARD DIRECT, LTD. See All Filings	D/A	2017-03-15 10:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635818 Filed Document 0001405086-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GreatPoint Ventures Innovation Parallel Fund, L.P. See All Filings	D/A	2017-03-15 10:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650478 Filed Document 0001641496-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:20:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GreatPoint Ventures Innovation Fund, L.P. See All Filings	D/A	2017-03-15 10:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rebecca Balyasny CIK Number 0001641496 Filed Document 0001641496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 10:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcova 39 Spring Street LLC See All Filings	D	2017-03-15 09:58:38 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001700870 Filed Document 0001700870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:58:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LifeSci Venture Partners I, LP See All Filings	D	2017-03-15 09:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group, LLC and LifeSci Capital, LLC CIK Number 0001691744 Filed Document 0000919574-17-002786 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:56:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SkyKnight Rail Holdings, L.P. See All Filings	D/A	2017-03-15 09:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687328 Filed Document 0001687328-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valdivia Energy (Feeder I) LP See All Filings	D/A	2017-03-15 09:41:35 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001643472 Filed Document 0001643472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PITTENCRIEFF PARTNERS, LP See All Filings	D/A	2017-03-15 09:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439392 Filed Document 0001012975-17-000213 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital Vintage II Access Fund, L.P. See All Filings	D	2017-03-15 09:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Snowden Account Services LLC CIK Number 0001696570 Filed Document 0000897069-17-000169 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:30:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Med-Tech Investments Group, LLC See All Filings	D	2017-03-15 09:29:32 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001700916 Filed Document 0001700916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:29:32 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Whitman High Conviction Fund See All Filings	D/A	2017-03-15 09:24:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543758 Filed Document 0000950172-17-000035 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:24:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalion, Inc. See All Filings	D	2017-03-15 09:20:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595918 Filed Document 0001595918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:20:01 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WESTWOOD LIFE SCIENCES, LLC See All Filings	D	2017-03-15 09:08:12 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001676239 Filed Document 0001676239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 09:08:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
14 BODEMEISTER/ABOVE PERFECTION, LLC See All Filings	D	2017-03-15 08:55:34 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001700860 Filed Document 0001700860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 08:55:34 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Flow Commerce Inc. See All Filings	D	2017-03-15 08:41:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001697781 Filed Document 0001697781-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 08:41:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wild Blue Partners LP See All Filings	D/A	2017-03-15 08:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640135 Filed Document 0001640135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 08:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benson Hill Biosystems, Inc. See All Filings	D	2017-03-15 08:40:05 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 08:40:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
3Degrees Group, Inc. See All Filings	D	2017-03-14 20:19:59 UTC
Amount To Be Raised $1,522,999 Associated Brokers / Dealers N/A CIK Number 0001413929 Filed Document 0001413929-17-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-14 20:19:59 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3Degrees Group, Inc. See All Filings	D	2017-03-14 20:14:31 UTC
Amount To Be Raised $1,966,293 Associated Brokers / Dealers N/A CIK Number 0001413929 Filed Document 0001413929-17-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-14 20:14:31 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3Degrees Group, Inc. See All Filings	D	2017-03-14 19:52:06 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001413929 Filed Document 0001413929-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-14 19:52:06 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Osprey Gold Development Ltd. See All Filings	D	2017-03-14 19:17:38 UTC
Amount To Be Raised $67,248 Associated Brokers / Dealers N/A CIK Number 0001700766 Filed Document 0001700766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 19:17:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Caerus BD SP I, LLC See All Filings	D	2017-03-14 19:17:16 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001700859 Filed Document 0001700859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 19:17:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INHOUSE MARKETING, INC. See All Filings	D	2017-03-14 19:12:05 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001700951 Filed Document 0001700951-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 19:12:05 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TC CIP I, L.P. See All Filings	D	2017-03-14 19:09:37 UTC
Amount To Be Raised $9,289,000 Associated Brokers / Dealers N/A CIK Number 0001700818 Filed Document 0001144204-17-014585 Exclusions or Exemptions 506b Accepted Date 2017-03-14 19:09:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epoch Properties Multi-Family Opportunity Fund V, Ltd. See All Filings	D	2017-03-14 19:07:23 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Cobalt Capital, Inc., JCC Advisors, LLC, The Strategic Financial Alliance, LLC, Chauner Securities, Inc., Center Street Securities, Inc., Gardner Financial Services, Inc., Skyway Capital Markets, LLC, Calton & Associates, Inc., Proequities, Inc., DFPG Investments, Inc., Sunbelt Securities, Inc., Kingsbury Capital, Inc., Ausdal Financial Partners, Inc., Wilbanks Securities, Inc., Transam Securities, Inc., Newbridge Securities Corporation, and Commonwealth Financial Network CIK Number 0001700284 Filed Document 0001700284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 19:07:23 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Teleport Technologies, Inc. See All Filings	D	2017-03-14 18:53:48 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001700913 Filed Document 0001700913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:53:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metolius Diversified (US Feeder) Fund, LP See All Filings	D/A	2017-03-14 18:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491566 Filed Document 0001491566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PERFECT SEARCH CORP See All Filings	D	2017-03-14 18:48:48 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001395791 Filed Document 0001395791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:48:48 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IRELAND INC. See All Filings	D	2017-03-14 18:38:23 UTC
Amount To Be Raised $42,000 Associated Brokers / Dealers N/A CIK Number 0001166338 Filed Document 0001534122-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:38:23 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Admiral Permian Resources, LLC See All Filings	D	2017-03-14 18:36:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700466 Filed Document 0001700466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:36:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
American Lithium Corp. See All Filings	D	2017-03-14 18:33:21 UTC
Amount To Be Raised $49,062 Associated Brokers / Dealers N/A CIK Number 0001699880 Filed Document 0001699880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:33:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Passport Holdings I LLC See All Filings	D	2017-03-14 18:32:50 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001699466 Filed Document 0001699463-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:32:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRP Hold Monkey, LLC See All Filings	D	2017-03-14 18:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700797 Filed Document 0001700797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:29:15 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares Pref Projects LLC, Series D See All Filings	D	2017-03-14 18:27:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001700715 Filed Document 0001700723-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:27:27 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
STASHIMI INC. See All Filings	D/A	2017-03-14 18:04:45 UTC
Amount To Be Raised $6,160,000 Associated Brokers / Dealers N/A CIK Number 0001652882 Filed Document 0001652882-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:04:45 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Prime Event Trading Fund LLC See All Filings	D/A	2017-03-14 18:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571318 Filed Document 0001571318-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STASHIMI INC. See All Filings	D	2017-03-14 18:01:43 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001652882 Filed Document 0001652882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:01:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A See All Filings	D/A	2017-03-14 18:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001699844 Filed Document 0001699844-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-14 18:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Event Trading Fund LLC See All Filings	D/A	2017-03-14 17:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638055 Filed Document 0001638055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 17:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGF Graticule Fund Ltd See All Filings	D/A	2017-03-14 17:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601929 Filed Document 0001601929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 17:43:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 285, LLC See All Filings	D	2017-03-14 17:42:33 UTC
Amount To Be Raised $1,195,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001700716 Filed Document 0001700723-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-14 17:42:33 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PROJECT FROG INC See All Filings	D	2017-03-14 17:39:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001427592 Filed Document 0001427592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-14 17:39:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity