|
|
D |
2017-03-16 16:55:36 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700282
- Filed Document
- 0001700282-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:55:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:55:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335299
- Filed Document
- 0001335299-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:55:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:55:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001436825
- Filed Document
- 0001458225-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:55:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:49:56 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678461
- Filed Document
- 0001678461-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:49:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 16:49:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001418895
- Filed Document
- 0001458225-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:49:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:45:54 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676973
- Filed Document
- 0001676973-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:45:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 16:39:32 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700988
- Filed Document
- 0001700988-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:39:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 16:38:32 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701115
- Filed Document
- 0001701115-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:38:32 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 16:38:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001065854
- Filed Document
- 0001700596-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:38:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:37:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548841
- Filed Document
- 0001548841-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:37:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 16:36:49 UTC |
- Amount To Be Raised
- $2,715,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674834
- Filed Document
- 0001674834-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:36:49 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 16:35:57 UTC |
- Amount To Be Raised
- $28,662,358
- Associated Brokers / Dealers
- Canaccord Genuity Inc.
- CIK Number
- 0001581733
- Filed Document
- 0001140361-17-012355
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:35:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 16:32:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates
- CIK Number
- 0001534065
- Filed Document
- 0001458225-17-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:32:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 16:28:26 UTC |
- Amount To Be Raised
- $3,980,717
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701011
- Filed Document
- 0001144204-17-015109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:28:26 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 16:28:10 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001053691
- Filed Document
- 0001053691-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:28:10 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 16:27:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates and Maybridge Partners Inc
- CIK Number
- 0001372118
- Filed Document
- 0001458225-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:27:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:23:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates and Maybridge Partners Inc
- CIK Number
- 0001372110
- Filed Document
- 0001458225-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:23:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:21:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636275
- Filed Document
- 0001700596-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:21:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 16:20:43 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547495
- Filed Document
- 0001547495-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:20:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 16:19:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700761
- Filed Document
- 0001700760-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:19:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:18:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners Inc and C. P. Eaton and Associates
- CIK Number
- 0001455022
- Filed Document
- 0001458225-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:18:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 16:14:45 UTC |
- Amount To Be Raised
- $449,923
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700765
- Filed Document
- 0001700765-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:14:45 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 16:11:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Maybridge Partners and C. P. Eaton and Associates
- CIK Number
- 0001468056
- Filed Document
- 0001458225-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:11:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 16:06:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700760
- Filed Document
- 0001700760-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:06:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 16:01:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates and Legg Mason Investor Services, LLC
- CIK Number
- 0001458293
- Filed Document
- 0001458225-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:01:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:57:50 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001699606
- Filed Document
- 0001699606-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:57:50 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 15:56:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates, Legg Mason Investor Services, LLC, Credit Suisse First Boston LLC, HSBC Bank USA, National Association, Citigroup Global Markets Inc, Maybridge Partners Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Delta National Bank and Trust Company, Morgan Keegan and Company, and BluePointe Capital Management LLC
- CIK Number
- 0001232116
- Filed Document
- 0001458225-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:56:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:51:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668985
- Filed Document
- 0001668985-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:51:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:45:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corporation
- CIK Number
- 0001655271
- Filed Document
- 0001655271-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:45:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:45:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666615
- Filed Document
- 0001666614-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:45:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:40:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BlackRock Investments, LLC
- CIK Number
- 0001367718
- Filed Document
- 0001700600-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:40:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:39:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C. P. Eaton and Associates
- CIK Number
- 0001372119
- Filed Document
- 0001458225-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:39:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS ANTILLES
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 15:39:38 UTC |
- Amount To Be Raised
- $2,443,623
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635926
- Filed Document
- 0001635926-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:39:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 15:39:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666646
- Filed Document
- 0001666614-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:39:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:37:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001189716
- Filed Document
- 0000899140-17-000326
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:37:35 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:37:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001003256
- Filed Document
- 0000899140-17-000325
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:37:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 15:36:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001110316
- Filed Document
- 0000899140-17-000324
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:36:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 15:35:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates
- CIK Number
- 0001458225
- Filed Document
- 0001458225-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:35:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:33:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666614
- Filed Document
- 0001666614-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:33:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 15:30:29 UTC |
- Amount To Be Raised
- $20,000,001
- Associated Brokers / Dealers
- T.R. Winston & Company, LLC, KES 7 Capital Inc., and Johnson Rice & Company L.L.C.
- CIK Number
- 0001437557
- Filed Document
- 0001144204-17-015061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:30:29 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 15:29:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458484
- Filed Document
- 0001458484-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:29:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 15:27:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666619
- Filed Document
- 0001666619-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:27:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-03-16 15:26:38 UTC |
- Amount To Be Raised
- $8,004,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487143
- Filed Document
- 0001487143-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:26:38 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D/A |
2017-03-16 15:26:18 UTC |
- Amount To Be Raised
- $3,854,942
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001210097
- Filed Document
- 0001210097-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:26:18 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2017-03-16 15:15:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, J.P. Morgan Securities LLC, Artivest Brokerage LLC, Daewoo Securities Co., Ltd., Picton S.A., Noah Holdings (Hong Kong) Limited, Cygnus Investment Partners LP, HSBC Management (Guernsey) Limited, Foreside Fund Services, LLC, and UBS Financial Services Inc.
- CIK Number
- 0001666676
- Filed Document
- 0001666676-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:15:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-03-16 15:14:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc.
- CIK Number
- 0001666726
- Filed Document
- 0001666726-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:14:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-03-16 15:13:52 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698178
- Filed Document
- 0001698178-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:13:52 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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|
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D |
2017-03-16 15:10:13 UTC |
- Amount To Be Raised
- $996,101
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700877
- Filed Document
- 0001700877-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:10:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-03-16 15:09:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard Landsberger and Neil Cohen
- CIK Number
- 0001581613
- Filed Document
- 0001581613-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:09:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2017-03-16 15:09:11 UTC |
- Amount To Be Raised
- $798,547
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692412
- Filed Document
- 0001140361-17-012282
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 15:09:11 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|