Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Orland Park Venture Fund, L.P. See All Filings	D	2017-03-17 17:35:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001701021 Filed Document 0001701021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:35:45 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KENOSHA HIGH YIELD FUND LP See All Filings	D	2017-03-17 17:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387137 Filed Document 0001387137-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (B) (Feeder), L.P. See All Filings	D/A	2017-03-17 17:30:16 UTC
Amount To Be Raised $1,716,750,000 Associated Brokers / Dealers N/A CIK Number 0001669533 Filed Document 0000950142-17-000607 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (A) (Feeder), L.P. See All Filings	D/A	2017-03-17 17:30:07 UTC
Amount To Be Raised $1,716,750,000 Associated Brokers / Dealers N/A CIK Number 0001669529 Filed Document 0000950142-17-000606 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (C), L.P. See All Filings	D/A	2017-03-17 17:29:52 UTC
Amount To Be Raised $1,716,750,000 Associated Brokers / Dealers N/A CIK Number 0001669544 Filed Document 0000950142-17-000605 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL135 See All Filings	D/A	2017-03-17 17:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Summit Equities, Inc, and Summit Equities, Inc CIK Number 0001612195 Filed Document 0001612195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL133 See All Filings	D/A	2017-03-17 17:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001612191 Filed Document 0001612191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 112 See All Filings	D/A	2017-03-17 17:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and M Financial Securities Marketing, Inc. CIK Number 0001602211 Filed Document 0001602211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFF18 Investments, LLC See All Filings	D	2017-03-17 17:15:43 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001701065 Filed Document 0001701065-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:15:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 140 See All Filings	D/A	2017-03-17 17:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001661777 Filed Document 0001661777-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branded Response, Inc. See All Filings	D	2017-03-17 17:04:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001700893 Filed Document 0001615774-17-001125 Exclusions or Exemptions 506b Accepted Date 2017-03-17 17:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DermaRite Holdings LLC See All Filings	D	2017-03-17 16:59:25 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001700998 Filed Document 0000950103-17-002566 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:59:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
One Jet, Inc. See All Filings	D	2017-03-17 16:56:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001701242 Filed Document 0001701242-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:56:54 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
120 Water Audit, LLC See All Filings	D	2017-03-17 16:52:41 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001701190 Filed Document 0001701190-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:52:41 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Lombard International Life Assurance Co Separate Account VL 154 See All Filings	D/A	2017-03-17 16:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001656281 Filed Document 0001656281-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Source Code Fund III L.P. See All Filings	D	2017-03-17 16:47:15 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers N/A CIK Number 0001699805 Filed Document 0001699805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:47:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTRICITY INC. See All Filings	D	2017-03-17 16:45:45 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Corinthian Partners LLC CIK Number 0001630113 Filed Document 0001140361-17-012580 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:45:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Paulson International Ltd. See All Filings	D/A	2017-03-17 16:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, Julius Baer Securities Inc., and UBS Financial Services Inc. CIK Number 0001448805 Filed Document 0001013594-17-000283 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN RENO INDUSTRIAL PARK, LLC See All Filings	D	2017-03-17 16:41:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693278 Filed Document 0001461859-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:41:18 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Jacobs Levy 130-30 Core 3 Fund, LLC See All Filings	D/A	2017-03-17 16:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430090 Filed Document 0000919574-17-002857 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Gaming Group Corp. See All Filings	D	2017-03-17 16:40:25 UTC
Amount To Be Raised $152,500 Associated Brokers / Dealers N/A CIK Number 0001690783 Filed Document 0001493152-17-002552 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:40:25 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 151 See All Filings	D/A	2017-03-17 16:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001656336 Filed Document 0001656336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:39:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Jet, Inc. See All Filings	D	2017-03-17 16:38:10 UTC
Amount To Be Raised $3,376,000 Associated Brokers / Dealers N/A CIK Number 0001701242 Filed Document 0001701242-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:38:10 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Springs Pioneer Community Investment Fund LLC See All Filings	D	2017-03-17 16:35:56 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001701340 Filed Document 0001701340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TEAM 360 SPORTS, INC. See All Filings	D	2017-03-17 16:31:52 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers NONE CIK Number 0001700357 Filed Document 0001262463-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:31:52 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Muirfield Value Partners, LP/Portfolio J2 See All Filings	D	2017-03-17 16:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001701030 Filed Document 0000919574-17-002855 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:31:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON ENHANCED LTD See All Filings	D/A	2017-03-17 16:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC, Plus Securities LLC, Julius Baer Securities Inc., and JPMorgan Securities LLC CIK Number 0001194394 Filed Document 0001013594-17-000282 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MUIRFIELD VALUE PARTNERS, LP/ PORTFOLIO J1 See All Filings	D	2017-03-17 16:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC CIK Number 0001700427 Filed Document 0000919574-17-002853 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:23:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Upstart Network Trust See All Filings	D/A	2017-03-17 16:21:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603220 Filed Document 0001603220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:21:19 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One Jet, Inc. See All Filings	D	2017-03-17 16:19:43 UTC
Amount To Be Raised $6,190,000 Associated Brokers / Dealers N/A CIK Number 0001701242 Filed Document 0001701242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:19:43 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON PARTNERS ENHANCED L.P. See All Filings	D/A	2017-03-17 16:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, and JPMorgan Securities LLC CIK Number 0001448804 Filed Document 0001013594-17-000281 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Special Situations Fund, L.P. See All Filings	D/A	2017-03-17 16:14:53 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001668173 Filed Document 0000950142-17-000599 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON PARTNERS LP See All Filings	D/A	2017-03-17 16:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, and UBS Financial Services Inc. CIK Number 0001010291 Filed Document 0001013594-17-000279 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:12:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAX Labs, Inc. See All Filings	D/A	2017-03-17 16:12:50 UTC
Amount To Be Raised $54,999,995 Associated Brokers / Dealers N/A CIK Number 0001520049 Filed Document 0001520049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:12:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bakersfield Lithotripsy, LLC See All Filings	D	2017-03-17 16:12:33 UTC
Amount To Be Raised $100,200 Associated Brokers / Dealers N/A CIK Number 0001500760 Filed Document 0001500760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:12:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FFFIV Investments, LLC See All Filings	D	2017-03-17 16:11:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701059 Filed Document 0001701059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D/A	2017-03-17 16:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:10:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Lord Abbett Group Trust See All Filings	D/A	2017-03-17 16:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001399429 Filed Document 0001399429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2017-03-17 16:04:50 UTC
Amount To Be Raised $297,505 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-17-000163 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:04:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OCA GSO Capital Solutions Fund II LLC See All Filings	D/A	2017-03-17 16:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637229 Filed Document 0001637229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:04:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium USA LP See All Filings	D/A	2017-03-17 16:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001365072 Filed Document 0000902664-17-001671 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:03:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLAMERE PORTFOLIO CO INVESTMENTS II, LLC See All Filings	D/A	2017-03-17 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603831 Filed Document 0001603831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International, Ltd. See All Filings	D/A	2017-03-17 16:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365071 Filed Document 0000902664-17-001670 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Global Estate LP See All Filings	D/A	2017-03-17 16:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-17-001669 Exclusions or Exemptions 506b Accepted Date 2017-03-17 16:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Power Generation Technologies Development Fund, L.P. See All Filings	D/A	2017-03-17 15:59:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517395 Filed Document 0001517395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:59:30 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Look at You Inc See All Filings	D	2017-03-17 15:53:36 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Robert Christian CIK Number 0001700855 Filed Document 0001700855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:53:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Winton Global Equity Fund See All Filings	D/A	2017-03-17 15:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669749 Filed Document 0000943663-17-000108 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:50:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCPE INCR Holdings, Inc. See All Filings	D	2017-03-17 15:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695928 Filed Document 0001695928-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:49:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAVU Biotherapies, Inc. See All Filings	D	2017-03-17 15:46:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001696916 Filed Document 0001696916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:46:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Neptune Coinvestment, L.P. See All Filings	D	2017-03-17 15:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700577 Filed Document 0001140361-17-012554 Exclusions or Exemptions 506b Accepted Date 2017-03-17 15:39:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund