Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Silver Capital Fund, LLC See All Filings	D/A	2017-03-23 11:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173363 Filed Document 0001013594-17-000306 Exclusions or Exemptions 506b Accepted Date 2017-03-23 11:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alanya Vaene Lee Clinical Psychologist Inc See All Filings	D	2017-03-23 11:11:55 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001701693 Filed Document 0001701693-17-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2017-03-23 11:11:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Investment Partners, L.P. See All Filings	D/A	2017-03-23 11:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358569 Filed Document 0000919574-17-002942 Exclusions or Exemptions 506b Accepted Date 2017-03-23 11:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Monashee Pure Alpha Capital Partners LP See All Filings	D/A	2017-03-23 11:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001579580 Filed Document 0001579580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 11:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamefish Impact Fund LP See All Filings	D/A	2017-03-23 11:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532080 Filed Document 0001532080-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 11:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monashee Capital Partners LP See All Filings	D/A	2017-03-23 11:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001541650 Filed Document 0001541650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 11:02:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
15 GRAYDAR/VERONICAS LAKE, LLC See All Filings	D	2017-03-23 11:02:13 UTC
Amount To Be Raised $133,500 Associated Brokers / Dealers N/A CIK Number 0001701785 Filed Document 0001701785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 11:02:13 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Missouri Valley REIT, Inc. See All Filings	D	2017-03-23 10:52:29 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers JCC ADVISORS, LLC CIK Number 0001487513 Filed Document 0001487513-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:52:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NOMIS BAY LTD. See All Filings	D	2017-03-23 10:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679448 Filed Document 0001679448-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:46:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SOLARIS GEMINI FUND L P See All Filings	D/A	2017-03-23 10:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351016 Filed Document 0001144204-17-016185 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARIS CONSTELLATION FUND L P See All Filings	D/A	2017-03-23 10:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361180 Filed Document 0001144204-17-016183 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:35:26 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAY RESOURCE PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2017-03-23 10:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001070480 Filed Document 0001161416-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:33:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Santa Fe, Ltd. See All Filings	D	2017-03-23 10:32:53 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001701715 Filed Document 0001140361-17-012992 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:32:53 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solaris ARA Fund, L.P. See All Filings	D/A	2017-03-23 10:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533893 Filed Document 0001144204-17-016181 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Real Estate Credit Strategies VII LP See All Filings	D/A	2017-03-23 10:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001682971 Filed Document 0001682971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Africa Long Term Value Fund L.P. See All Filings	D/A	2017-03-23 10:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637848 Filed Document 0000943663-17-000132 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyrus Capital Event Fund Ltd See All Filings	D/A	2017-03-23 10:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668583 Filed Document 0001315863-17-000269 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Africa Long Term Value Fund Inc. See All Filings	D/A	2017-03-23 10:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637847 Filed Document 0000943663-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:25:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyrus Capital Event Fund, L.P. See All Filings	D/A	2017-03-23 10:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668582 Filed Document 0001315863-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:25:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOS LTI SPV II, LP See All Filings	D	2017-03-23 10:23:04 UTC
Amount To Be Raised $1,897,632 Associated Brokers / Dealers N/A CIK Number 0001659581 Filed Document 0001659581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:23:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAY II RESOURCE PARTNERS LP See All Filings	D/A	2017-03-23 10:20:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161416 Filed Document 0001161416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAY RESOURCE PARTNERS LP See All Filings	D/A	2017-03-23 10:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899037 Filed Document 0000899037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 10:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salzman Onshore LP See All Filings	D/A	2017-03-23 09:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC. CIK Number 0001411893 Filed Document 0001411892-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 09:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Salzman Offshore Ltd See All Filings	D/A	2017-03-23 09:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC. CIK Number 0001411892 Filed Document 0001411892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 09:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BALTIA AIR LINES INC See All Filings	D	2017-03-23 09:33:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000869187 Filed Document 0001465818-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-03-23 09:33:16 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
1110 Hibiscus Realty GP, LLC See All Filings	D	2017-03-23 08:42:43 UTC
Amount To Be Raised $324,000 Associated Brokers / Dealers N/A CIK Number 0001701735 Filed Document 0001701735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 08:42:43 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-23 07:29:44 UTC
Amount To Be Raised $71,228,343 Associated Brokers / Dealers F. Andrew Moran CIK Number 0001135856 Filed Document 0001135856-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-03-23 07:29:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-23 07:24:41 UTC
Amount To Be Raised $607,839 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-17-000082 Exclusions or Exemptions 506b Accepted Date 2017-03-23 07:24:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-23 07:19:09 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers Hampton Holcomb, Richard Kimbrough, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-03-23 07:19:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-TIZ-67-Fund, a series of AX-GeAl-Funds, LLC See All Filings	D	2017-03-22 21:58:04 UTC
Amount To Be Raised $135,652 Associated Brokers / Dealers N/A CIK Number 0001699124 Filed Document 0001697982-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:58:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SVP-17-Fund, a series of AX-Di Ies-Funds, LLC See All Filings	D	2017-03-22 21:56:01 UTC
Amount To Be Raised $185,777 Associated Brokers / Dealers N/A CIK Number 0001699123 Filed Document 0001697982-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:56:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NQR-21-Fund, a series of AngelList-DrVc-Funds, LLC See All Filings	D	2017-03-22 21:53:41 UTC
Amount To Be Raised $97,000 Associated Brokers / Dealers N/A CIK Number 0001701648 Filed Document 0001697982-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:53:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NWQ-12-Fund, a series of AX-79Vc-Funds, LLC See All Filings	D	2017-03-22 21:49:40 UTC
Amount To Be Raised $409,001 Associated Brokers / Dealers N/A CIK Number 0001694508 Filed Document 0001697982-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:49:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TDO-38-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2017-03-22 21:46:47 UTC
Amount To Be Raised $132,200 Associated Brokers / Dealers N/A CIK Number 0001684474 Filed Document 0001697982-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IKI-14-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2017-03-22 21:40:58 UTC
Amount To Be Raised $256,236 Associated Brokers / Dealers N/A CIK Number 0001697982 Filed Document 0001697982-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:40:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 96 See All Filings	D	2017-03-22 21:37:47 UTC
Amount To Be Raised $292,500 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697411 Filed Document 0001697411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2017-03-22 21:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001692236 Filed Document 0001692236-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:33:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-SDL, a series of Equidate Investments LLC See All Filings	D/A	2017-03-22 21:29:49 UTC
Amount To Be Raised $494,235 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001689620 Filed Document 0001689620-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PPL-19-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-03-22 21:23:19 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001697348 Filed Document 0001697348-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Board of Trade Holdings, Inc. See All Filings	D/A	2017-03-22 21:00:46 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001660237 Filed Document 0001062993-17-001451 Exclusions or Exemptions 506b Accepted Date 2017-03-22 21:00:46 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Peerbridge Health, Inc. See All Filings	D	2017-03-22 20:23:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629673 Filed Document 0001629673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 20:23:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Paragon Income Fund, L.P. See All Filings	D	2017-03-22 20:21:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001700970 Filed Document 0001080368-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 20:21:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dor Technologies, Inc. See All Filings	D	2017-03-22 20:21:16 UTC
Amount To Be Raised $3,823,410 Associated Brokers / Dealers N/A CIK Number 0001648670 Filed Document 0001648670-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 20:21:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rasberry Futures LLC See All Filings	D	2017-03-22 19:20:31 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001701772 Filed Document 0001701772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 19:20:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Madison Park Investors 4, LLC See All Filings	D	2017-03-22 19:06:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001694609 Filed Document 0001694609-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 19:06:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Casdin Partners, LP See All Filings	D/A	2017-03-22 18:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Westport Capital Markets, LLC CIK Number 0001534262 Filed Document 0001315863-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-03-22 18:53:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Park Sorrento Investments, LLC See All Filings	D	2017-03-22 18:38:14 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001700693 Filed Document 0001700693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 18:38:14 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UNIFI SOFTWARE, INC. See All Filings	D	2017-03-22 18:37:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001611566 Filed Document 0001611566-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 18:37:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ABACUS MINING & EXPLORATION CORP See All Filings	D	2017-03-22 18:20:36 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001284237 Filed Document 0001284237-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 18:20:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Structured Income Fund II Ltd. See All Filings	D/A	2017-03-22 18:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001569209 Filed Document 0000943663-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-03-22 18:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund