Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEW WORLD MUSICAL Ltd LIABILITY Co See All Filings	D	2017-03-28 15:21:57 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001700593 Filed Document 0001700593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:21:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Exchange 2 LLC See All Filings	D	2017-03-28 15:19:57 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001702127 Filed Document 0001702127-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-28 15:19:57 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
WaveShift LLC See All Filings	D	2017-03-28 15:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683378 Filed Document 0000950103-17-002834 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:18:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Select Index I, LLC See All Filings	D	2017-03-28 15:15:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001701658 Filed Document 0001701658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:15:19 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Darius Capital Co See All Filings	D	2017-03-28 15:14:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684773 Filed Document 0001684773-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:14:30 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Realty Partners I, LLC See All Filings	D/A	2017-03-28 15:10:35 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001691336 Filed Document 0001691336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:10:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak Ltd. See All Filings	D/A	2017-03-28 15:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001458427 Filed Document 0000919574-17-003036 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VERITABLE NI PARTNERS, L.P. See All Filings	D	2017-03-28 15:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533297 Filed Document 0001533297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest 2017 Global AIF L.P. See All Filings	D	2017-03-28 15:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001701148 Filed Document 0001701151-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak, LP See All Filings	D/A	2017-03-28 15:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001289575 Filed Document 0000919574-17-003034 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SLIVER VR TECHNOLOGIES, INC. See All Filings	D	2017-03-28 15:03:56 UTC
Amount To Be Raised $15,969,864 Associated Brokers / Dealers N/A CIK Number 0001701554 Filed Document 0001701554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:03:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taiga Biotechnologies, Inc. See All Filings	D	2017-03-28 15:03:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001488845 Filed Document 0001140361-17-013581 Exclusions or Exemptions 506b Accepted Date 2017-03-28 15:03:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rothschild Global Thematic Fund, LP See All Filings	D/A	2017-03-28 14:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638947 Filed Document 0001638947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild Cornerstone Opportunities Fund, LP See All Filings	D/A	2017-03-28 14:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579681 Filed Document 0001579681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element436, LLC See All Filings	D/A	2017-03-28 14:51:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001664554 Filed Document 0001664554-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:51:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NSE FAIRGROUNDS MANAGER, LLC See All Filings	D	2017-03-28 14:45:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001702100 Filed Document 0001683168-17-000672 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:45:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dans La Cuisine LLC See All Filings	D	2017-03-28 14:39:53 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001701930 Filed Document 0001701930-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:39:53 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Crow Holdings Self-Storage Fund, L.P. See All Filings	D	2017-03-28 14:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700863 Filed Document 0001700863-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:39:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2017-03-28 14:38:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:38:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lyles United, LLC See All Filings	D/A	2017-03-28 14:38:15 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001428534 Filed Document 0001428534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOREST HILL SELECT FUND, L.P. See All Filings	D/A	2017-03-28 14:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001171890 Filed Document 0001315863-17-000281 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
VANDALIA GROWERS USA, LLC See All Filings	D	2017-03-28 14:31:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001699847 Filed Document 0001699847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:31:26 UTC Type of Offering D Industry Agriculture Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Hastings Fund, LP See All Filings	D/A	2017-03-28 14:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637434 Filed Document 0001315863-17-000280 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC CLD Holdings, LLC See All Filings	D	2017-03-28 14:28:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001701463 Filed Document 0001701463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:28:53 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aermez LLC See All Filings	D	2017-03-28 14:18:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701640 Filed Document 0001701640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:18:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Avon Growth Management, LLC See All Filings	D	2017-03-28 14:11:09 UTC
Amount To Be Raised $648,200 Associated Brokers / Dealers N/A CIK Number 0001701279 Filed Document 0001701279-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:11:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PactSafe, LLC See All Filings	D	2017-03-28 14:08:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627796 Filed Document 0001627796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 14:08:33 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Metallic Minerals Corp. See All Filings	D	2017-03-28 13:57:27 UTC
Amount To Be Raised $1,056,045 Associated Brokers / Dealers N/A CIK Number 0001702243 Filed Document 0001702243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:57:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EmployUs, Inc. See All Filings	D	2017-03-28 13:53:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650687 Filed Document 0001650687-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:53:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD See All Filings	D/A	2017-03-28 13:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391647 Filed Document 0001140361-17-013567 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:51:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RA Capital Healthcare Fund LP See All Filings	D/A	2017-03-28 13:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001140361-17-013565 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Institutional Diversified Fund See All Filings	D/A	2017-03-28 13:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000279 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY DEVELOPMENT TRUST INC See All Filings	D	2017-03-28 13:44:58 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001088633 Filed Document 0001088633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:44:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PHX - Avery Pointe Sidecar, L.P. See All Filings	D	2017-03-28 13:43:14 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001702133 Filed Document 0001702133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:43:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D/A	2017-03-28 13:42:39 UTC
Amount To Be Raised $3,142,975 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:42:39 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Island Capital CDCF IV, LLC See All Filings	D	2017-03-28 13:40:35 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001702148 Filed Document 0001702148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:40:35 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Monopar Therapeutics See All Filings	D	2017-03-28 13:39:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001645469 Filed Document 0001645469-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP II Lockwood Glen Series See All Filings	D	2017-03-28 13:35:10 UTC
Amount To Be Raised $1,512,210 Associated Brokers / Dealers N/A CIK Number 0001702129 Filed Document 0001702129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:35:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
GALBRAITHselect Tax Lien Fund LP See All Filings	D	2017-03-28 13:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CirculoGene Theranostics, LLC See All Filings	D	2017-03-28 13:23:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:23:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
PCIP II Echelon Castle Rock See All Filings	D	2017-03-28 13:19:58 UTC
Amount To Be Raised $1,238,490 Associated Brokers / Dealers N/A CIK Number 0001702130 Filed Document 0001702130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:19:58 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ICG Alternative Credit (Delaware) LP See All Filings	D/A	2017-03-28 13:13:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637216 Filed Document 0001507943-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:13:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alize Management See All Filings	D	2017-03-28 13:07:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001700639 Filed Document 0001700639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:07:31 UTC Type of Offering D Industry Investing Principal Place of Business FRANCE Revenue or Assets $No Revenues Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2017-03-28 13:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 13:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2017-03-28 12:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICEBERG BUILD UP FEEDER L.P. See All Filings	D	2017-03-28 12:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701974 Filed Document 0001701974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:58:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
1701 PEARLIE LLC See All Filings	D	2017-03-28 12:42:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701795 Filed Document 0001701795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:42:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC See All Filings	D/A	2017-03-28 12:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001545803 Filed Document 0001545803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRENCH, INC. See All Filings	D	2017-03-28 12:40:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001669086 Filed Document 0001669086-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:40:21 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Welkin Investment Partners 12, L.P. See All Filings	D	2017-03-28 12:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701625 Filed Document 0001701625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-28 12:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund