Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Permanens Capital Floating Rate Fund LP See All Filings	D/A	2017-03-30 16:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-17-000286 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie Infrastructure Partners IV, L.P. See All Filings	D	2017-03-30 16:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Macquarie Capital (USA) Inc., Macquarie Infrastructure and Real Assets (Sales) Canada Ltd., Macquarie Infrastructure and Real Assets (Europe) Ltd., Macquarie Capital Limited, Macquarie Securities Korea Limited, and Macquarie Fund Advisers PTY LTD CIK Number 0001696947 Filed Document 0001696947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:11:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2017-03-30 16:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:09:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
F2 Capital Partners, L.P. See All Filings	D	2017-03-30 16:08:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001702346 Filed Document 0001702346-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:08:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brighton Multifamily DST See All Filings	D/A	2017-03-30 16:07:40 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, and Concorde Investment Services, LLC CIK Number 0001693202 Filed Document 0001693202-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:07:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Equities Fund, L.P. See All Filings	D/A	2017-03-30 16:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544990 Filed Document 0001315863-17-000285 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DAFNA Fund LP See All Filings	D/A	2017-03-30 16:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:04:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Permanens Allocation Fund LLC See All Filings	D/A	2017-03-30 16:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-17-000284 Exclusions or Exemptions 506b Accepted Date 2017-03-30 16:03:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WAGZ, INC. See All Filings	D/A	2017-03-30 15:58:56 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001687102 Filed Document 0001687102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:58:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Carlyle Global Infrastructure Opportunity Fund, L.P. See All Filings	D	2017-03-30 15:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Alistithmar Capital, Etgal Holdings Ltd., and Top Consulting S.A. CIK Number 0001691663 Filed Document 0001691663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Asia Real Estate Fund, L.P. See All Filings	D/A	2017-03-30 15:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670140 Filed Document 0000950142-17-000662 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 271, LLC See All Filings	D	2017-03-30 15:55:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001702540 Filed Document 0001702540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:55:17 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Tapas Holdings LLC See All Filings	D	2017-03-30 15:55:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001702058 Filed Document 0001702058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:55:10 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PICO Co-Investments II, LLC See All Filings	D	2017-03-30 15:52:31 UTC
Amount To Be Raised $4,575,814 Associated Brokers / Dealers N/A CIK Number 0001701749 Filed Document 0001701749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:52:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelian Partners LP See All Filings	D/A	2017-03-30 15:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089594 Filed Document 0000943663-17-000146 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:48:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Opportunity Select Fund VI, LLC See All Filings	D/A	2017-03-30 15:47:18 UTC
Amount To Be Raised $121,465,000 Associated Brokers / Dealers David Turner, Yacha Sutton, Pioneer International Services Limited, Alan H. Zwiebel, AAG, LLC c/o Akiva Glick, Yoram Mehr, Benzion Kahana, and Rebecca Lafer CIK Number 0001696590 Filed Document 0001696590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VICTORY BY LOVE, L.L.C. See All Filings	D	2017-03-30 15:39:55 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001702400 Filed Document 0001702400-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:39:55 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings	D/A	2017-03-30 15:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487441 Filed Document 0000943663-17-000145 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:38:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sakorum Long Short Equity Fund Ltd. See All Filings	D	2017-03-30 15:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702044 Filed Document 0001625257-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:37:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VICTOR EQUITY FUND LP See All Filings	D	2017-03-30 15:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blackwood Investments, Ltd CIK Number 0001061622 Filed Document 0001061622-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:34:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD OVERSEAS FUND SPC LTD See All Filings	D/A	2017-03-30 15:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001209024 Filed Document 0000943663-17-000144 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortem Resources Inc. See All Filings	D	2017-03-30 15:34:03 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001511164-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:34:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Union Lake Auto Partners II LP See All Filings	D/A	2017-03-30 15:33:54 UTC
Amount To Be Raised $8,396,800 Associated Brokers / Dealers N/A CIK Number 0001692099 Filed Document 0001692099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:33:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Lakes Global Emerging Markets Strategy Fund LLC See All Filings	D/A	2017-03-30 15:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571708 Filed Document 0001571708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SANDALWOOD LONG/SHORT FUND LP See All Filings	D/A	2017-03-30 15:31:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156358 Filed Document 0000943663-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:31:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD DEBT TRADERS FUND, L.P. See All Filings	D/A	2017-03-30 15:27:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381373 Filed Document 0000943663-17-000142 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:27:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORBEL CAPITAL PARTNERS SBIC, L.P. See All Filings	D	2017-03-30 15:24:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001702511 Filed Document 0001702511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:24:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD DEBT TRADERS FUND (QP) LP See All Filings	D/A	2017-03-30 15:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428512 Filed Document 0000943663-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Lake Partners V, L.P. See All Filings	D	2017-03-30 15:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC CIK Number 0001695505 Filed Document 0001695505-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmonus Inc See All Filings	D	2017-03-30 15:17:58 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001660001 Filed Document 0001660001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:17:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2017-03-30 15:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-17-000696 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:15:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SANDALWOOD DEBT FUND B, L.P. See All Filings	D/A	2017-03-30 15:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163906 Filed Document 0000943663-17-000140 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:14:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD DEBT FUND A, L.P. See All Filings	D/A	2017-03-30 15:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163905 Filed Document 0000943663-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HopeWorks Social Enterprises See All Filings	D	2017-03-30 15:08:58 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001585778 Filed Document 0001585778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:08:58 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oxbridge Partners, L.P. See All Filings	D/A	2017-03-30 15:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468166 Filed Document 0000943663-17-000138 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:08:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORQ RESOURCES INC. See All Filings	D	2017-03-30 15:07:53 UTC
Amount To Be Raised $1,058,773 Associated Brokers / Dealers HAYWOOD SECURITIES INC. and SPROTT GLOBAL RESOURCE INVESTMENTS LTD. CIK Number 0001406944 Filed Document 0001183740-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:07:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BODLEIAN PARTNERS B, L.P. See All Filings	D/A	2017-03-30 15:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272840 Filed Document 0000943663-17-000137 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midland States Bancorp, Inc. See All Filings	D	2017-03-30 15:03:24 UTC
Amount To Be Raised $3,942,000 Associated Brokers / Dealers N/A CIK Number 0001466026 Filed Document 0001466026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:03:24 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Verseau Therapeutics, Inc. See All Filings	D	2017-03-30 15:00:45 UTC
Amount To Be Raised $11,450,000 Associated Brokers / Dealers N/A CIK Number 0001701272 Filed Document 0001701272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 15:00:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TREFOIL/GARNET CAPITAL PARTNERS L P See All Filings	D	2017-03-30 14:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000919394 Filed Document 0000919394-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:59:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bodleian Partners A, L.P. See All Filings	D/A	2017-03-30 14:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380921 Filed Document 0000943663-17-000136 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Servato Corp. See All Filings	D/A	2017-03-30 14:57:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001608816 Filed Document 0001608816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:57:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
FastCAP Systems Corp See All Filings	D	2017-03-30 14:54:28 UTC
Amount To Be Raised $3,422,282 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:54:28 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM ALTERNATIVE INVESTMENT FUND II LLC See All Filings	D	2017-03-30 14:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461237 Filed Document 0000941031-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:53:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
PRG Jamaica II Member, LLC See All Filings	D	2017-03-30 14:51:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001701972 Filed Document 0001144204-17-017607 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:51:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC See All Filings	D	2017-03-30 14:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461219 Filed Document 0000941031-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:49:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Graham Absolute Return Ltd. See All Filings	D	2017-03-30 14:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001593364 Filed Document 0000941031-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Graham Absolute Return Trading Ltd. See All Filings	D	2017-03-30 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001593406 Filed Document 0000941031-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:41:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Beaver Valley Hospitality Associates II, L.P. See All Filings	D	2017-03-30 14:40:47 UTC
Amount To Be Raised $2,688,795 Associated Brokers / Dealers N/A CIK Number 0001702496 Filed Document 0001702496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:40:47 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND II SPC LTD See All Filings	D	2017-03-30 14:33:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE CIK Number 0001269194 Filed Document 0000941031-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:33:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity