Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mynd Management, Inc See All Filings	D	2017-03-31 16:58:00 UTC
Amount To Be Raised $5,100,003 Associated Brokers / Dealers N/A CIK Number 0001688930 Filed Document 0001688930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:58:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud EPC, LLC See All Filings	D	2017-03-31 16:48:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702665 Filed Document 0001702665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:48:35 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Base Venture Fund II, L.P. See All Filings	D	2017-03-31 16:46:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658911 Filed Document 0001658911-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:46:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sigstr, Inc. See All Filings	D	2017-03-31 16:43:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001646041 Filed Document 0001646041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:43:37 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Cyrus Select Opportunities Master Fund, Ltd. See All Filings	D	2017-03-31 16:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569790 Filed Document 0001315863-17-000298 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:42:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sand Lake SurgiCenter, LLC See All Filings	D	2017-03-31 16:40:22 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001699232 Filed Document 0001699232-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:40:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
APT Systems Inc See All Filings	D	2017-03-31 16:35:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001543739 Filed Document 0001078782-17-000396 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:35:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenspring Micro I, L.P. See All Filings	D/A	2017-03-31 16:32:52 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001660568 Filed Document 0001012975-17-000272 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:32:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring Global Partners VIII-K, L.P. See All Filings	D	2017-03-31 16:31:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Diversus Investment Advisers Pty Ltd. and VCP Advisors LLC CIK Number 0001697223 Filed Document 0001701950-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:31:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring SK Special, L.P. See All Filings	D	2017-03-31 16:30:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Diversus Investment Advisers Pty Ltd. and VCP Advisors LLC CIK Number 0001701950 Filed Document 0001701950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Suspension Systems Technologies, LLC See All Filings	D/A	2017-03-31 16:28:43 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001673351 Filed Document 0001673351-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:28:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Liquid Trading Fund I LP See All Filings	D/A	2017-03-31 16:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540287 Filed Document 0001540287-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:28:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Select Fund, L.P. See All Filings	D	2017-03-31 16:28:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702509 Filed Document 0001315863-17-000297 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:28:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
576 Premium Advantage Fund, LP See All Filings	D	2017-03-31 16:24:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702645 Filed Document 0001702645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:24:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Behavior Matrix LLC See All Filings	D	2017-03-31 16:24:17 UTC
Amount To Be Raised $4,198,153 Associated Brokers / Dealers N/A CIK Number 0001640433 Filed Document 0001640433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:24:17 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, LLC See All Filings	D/A	2017-03-31 16:23:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:23:41 UTC Type of Offering D/A Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
410 Medical, Inc. See All Filings	D	2017-03-31 16:21:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630050 Filed Document 0001630050-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:21:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VARANA CAPITAL PARTNERS, LP See All Filings	D/A	2017-03-31 16:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556029 Filed Document 0001013594-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Offshore Fund, Ltd. See All Filings	D	2017-03-31 16:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702370 Filed Document 0001315863-17-000296 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Notes Media Group, LLC See All Filings	D/A	2017-03-31 16:06:19 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001702575 Filed Document 0001702575-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:06:19 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
KSEP LLC See All Filings	D	2017-03-31 16:05:12 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001702669 Filed Document 0001702669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:05:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWTHORCHARD PARTNERS, LLC See All Filings	D	2017-03-31 16:01:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001700229 Filed Document 0001700229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:01:40 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
AxonVR Corp See All Filings	D	2017-03-31 16:01:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702657 Filed Document 0001702657-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:01:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Investment Partners, LLC - StratiFi Tail Risk Fund I See All Filings	D/A	2017-03-31 16:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698453 Filed Document 0001698453-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-31 16:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lee & Chen Capital LP See All Filings	D/A	2017-03-31 15:59:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lee & Chen Advisor CIK Number 0001620021 Filed Document 0001620021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:59:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bankers Title of East Tennessee LLC See All Filings	D	2017-03-31 15:55:34 UTC
Amount To Be Raised $65,975 Associated Brokers / Dealers N/A CIK Number 0001376333 Filed Document 0001376333-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:55:34 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harraden Circle Investors, LP See All Filings	D	2017-03-31 15:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700249 Filed Document 0000905718-17-000422 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertimax, LLC See All Filings	D	2017-03-31 15:54:37 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001701275 Filed Document 0000897069-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:54:37 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Huckleberry Capital Real Estate Fund I, LLC See All Filings	D/A	2017-03-31 15:53:41 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001683184 Filed Document 0001683184-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:53:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Alinda Infrastructure Parallel Fund III, L.P. See All Filings	D/A	2017-03-31 15:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ben Simon Sussman Capital Ltd., Daiwa Securities Co. Ltd., and McCarvill Capital Partners LLC CIK Number 0001670287 Filed Document 0001670287-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHORE CAPITAL PARTNERS FUND II-A, L.P. See All Filings	D	2017-03-31 15:47:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001698284 Filed Document 0001698284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:47:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UB High Ridge, LLC See All Filings	D	2017-03-31 15:46:07 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers N/A CIK Number 0001702573 Filed Document 0001702573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:46:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SHORE CAPITAL PARTNERS FUND II, L.P. See All Filings	D	2017-03-31 15:45:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001699740 Filed Document 0001699740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:45:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Veristone Fund I, LLC See All Filings	D/A	2017-03-31 15:44:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001512347 Filed Document 0001512347-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:44:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Liquid Trading Fund Ltd. See All Filings	D/A	2017-03-31 15:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543653 Filed Document 0001543653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:42:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nikola Labs Inc. See All Filings	D	2017-03-31 15:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700784 Filed Document 0001700784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:38:56 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Alinda Infrastructure Fund III, L.P. See All Filings	D/A	2017-03-31 15:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ben Simon Sussman Capital Ltd., Daiwa Securities Co. Ltd., and McCarvill Capital Partners LLC CIK Number 0001670343 Filed Document 0001670343-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2017 Permian Basin JV See All Filings	D/A	2017-03-31 15:37:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699707 Filed Document 0001699707-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:37:34 UTC Type of Offering D/A Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ArrowMark Income Opportunity Fund QP, L.P. See All Filings	D/A	2017-03-31 15:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566696 Filed Document 0001566696-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUN Fund, LLC See All Filings	D	2017-03-31 15:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698889 Filed Document 0001698889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:32:30 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Modesto Independent Living, LLC See All Filings	D	2017-03-31 15:31:33 UTC
Amount To Be Raised $9,215,000 Associated Brokers / Dealers N/A CIK Number 0001700572 Filed Document 0001700572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:31:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ParaGen Technologies LLC See All Filings	D	2017-03-31 15:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698552 Filed Document 0001698552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:18:02 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Safety Spot Inc. See All Filings	D	2017-03-31 15:15:18 UTC
Amount To Be Raised $349,999 Associated Brokers / Dealers N/A CIK Number 0001700248 Filed Document 0001700248-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:15:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Fundamental Opportunity Fund, L.P. See All Filings	D/A	2017-03-31 15:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001465382-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circular Wave Drive Partners Inc. See All Filings	D	2017-03-31 15:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698549 Filed Document 0001698549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:10:41 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Flux Power Holdings, Inc. See All Filings	D	2017-03-31 15:03:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-17-014179 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:03:28 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alertgy Inc. See All Filings	D	2017-03-31 15:02:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702450 Filed Document 0001702450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:02:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
15 MALIBU MOON/INDIAN BREEZE, LLC See All Filings	D	2017-03-31 15:00:42 UTC
Amount To Be Raised $499,000 Associated Brokers / Dealers N/A CIK Number 0001702675 Filed Document 0001702675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 15:00:42 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Tour Pro Tech, LLC See All Filings	D/A	2017-03-31 14:59:18 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001666431 Filed Document 0001666431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:59:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Thoroughbred STACK 6 Multiwell, GP See All Filings	D	2017-03-31 14:55:15 UTC
Amount To Be Raised $5,720,000 Associated Brokers / Dealers N/A CIK Number 0001702582 Filed Document 0001654954-17-002902 Exclusions or Exemptions 506b Accepted Date 2017-03-31 14:55:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other