Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SH Sagamore III LP See All Filings	D	2017-04-06 14:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702507 Filed Document 0000902664-17-001879 Exclusions or Exemptions 506b Accepted Date 2017-04-06 14:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMFORT MOTION GLOBAL, LLC See All Filings	D	2017-04-06 14:01:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001703121 Filed Document 0001703121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 14:01:44 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 14:01:20 UTC
Amount To Be Raised $19,200,000 Associated Brokers / Dealers Craig Findley, Kenneth Dayton, and Barbara Roberts CIK Number 0001135856 Filed Document 0001135856-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-04-06 14:01:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 13:57:01 UTC
Amount To Be Raised $355,617 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:57:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Green Ocean Fund, LP See All Filings	D	2017-04-06 13:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702995 Filed Document 0001702995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:56:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GameWisp, Inc. See All Filings	D	2017-04-06 13:53:13 UTC
Amount To Be Raised $1,534,980 Associated Brokers / Dealers N/A CIK Number 0001665471 Filed Document 0001665471-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:53:13 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 13:45:50 UTC
Amount To Be Raised $1,162,510 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-17-000108 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:45:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 13:39:37 UTC
Amount To Be Raised $24,198,158 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-17-000107 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:39:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 13:35:11 UTC
Amount To Be Raised $7,554,361 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-17-000106 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:35:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inertial Labs Inc. See All Filings	D	2017-04-06 13:31:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701128 Filed Document 0001701128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:31:34 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MVP ES FUND XIX LLC See All Filings	D	2017-04-06 13:24:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001701101 Filed Document 0001701101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MILLENNIAL LITHIUM CORP. See All Filings	D	2017-04-06 13:21:13 UTC
Amount To Be Raised $21,685 Associated Brokers / Dealers N/A CIK Number 0001421371 Filed Document 0001085037-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:21:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cardigan, LLC See All Filings	D	2017-04-06 13:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703130 Filed Document 0001703130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:12:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle & Allied Mills Parallel Coinvestment, L.P. See All Filings	D	2017-04-06 13:10:51 UTC
Amount To Be Raised $15,356,000 Associated Brokers / Dealers N/A CIK Number 0001702740 Filed Document 0001702740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:10:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Felix Capital Fund II LP See All Filings	D	2017-04-06 13:09:17 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001702445 Filed Document 0001144204-17-019379 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:09:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle & Allied Mills Coinvestment, L.P. See All Filings	D	2017-04-06 13:06:35 UTC
Amount To Be Raised $80,619,000 Associated Brokers / Dealers N/A CIK Number 0001702739 Filed Document 0001702739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 13:06:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAE INC. See All Filings	D/A	2017-04-06 12:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671094 Filed Document 0001671094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:49:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-06 12:47:50 UTC
Amount To Be Raised $3,783,800 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:47:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
InnerSpace Neuro Solutions, Inc. See All Filings	D	2017-04-06 12:46:39 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001605230 Filed Document 0001686266-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:46:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Hospital, Inc. See All Filings	D	2017-04-06 12:46:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702119 Filed Document 0001702119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:46:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GREENOAKS CAPITAL MS LP-OSLER SERIES See All Filings	D	2017-04-06 12:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703053 Filed Document 0001703053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:45:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Solution Detox Corp. See All Filings	D	2017-04-06 12:44:49 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001677673 Filed Document 0001441557-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:44:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-04-06 12:42:53 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers Andrew Arigo and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:42:53 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Signal Laboratories, Inc. See All Filings	D	2017-04-06 12:34:15 UTC
Amount To Be Raised $3,526,417 Associated Brokers / Dealers N/A CIK Number 0001673984 Filed Document 0001673984-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:34:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Darwin Life, Inc. See All Filings	D	2017-04-06 12:34:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Darwin Life, Inc. CIK Number 0001702567 Filed Document 0001702567-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:34:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GREENOAKS CAPITAL MS LP - BLACKWELL SERIES See All Filings	D	2017-04-06 12:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703054 Filed Document 0001703054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:32:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planet Fundraiser, LLC See All Filings	D	2017-04-06 12:32:12 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001703135 Filed Document 0001703135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:32:12 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
IRELAND INC. See All Filings	D	2017-04-06 12:29:10 UTC
Amount To Be Raised $3,949,529 Associated Brokers / Dealers N/A CIK Number 0001166338 Filed Document 0001574417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:29:10 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Boise Tempus Kimball, LLC See All Filings	D	2017-04-06 12:09:28 UTC
Amount To Be Raised $2,819,690 Associated Brokers / Dealers N/A CIK Number 0001702758 Filed Document 0001702758-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:09:28 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON HEDGED EQUITY FUND LTD See All Filings	D/A	2017-04-06 12:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0001097940 Filed Document 0001097940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 12:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WINSTON GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2017-04-06 11:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0000936788 Filed Document 0000936788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:59:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BPEA Cayman IV, L.P. See All Filings	D	2017-04-06 11:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702554 Filed Document 0001702554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:58:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON GLOBAL FUND LTD See All Filings	D/A	2017-04-06 11:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0001225702 Filed Document 0001225702-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:55:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BPEA IV, L.P. See All Filings	D	2017-04-06 11:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702351 Filed Document 0001702351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDEWATCH PARTNERS LP See All Filings	D/A	2017-04-06 11:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620094 Filed Document 0000919574-17-003187 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON GLOBAL FUND LP See All Filings	D/A	2017-04-06 11:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0000898719 Filed Document 0000898719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:51:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Dialectic Antithesis Offshore, Ltd. See All Filings	D/A	2017-04-06 11:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443897 Filed Document 0000919574-17-003185 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:49:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Portman Square Real Estate I sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D/A	2017-04-06 11:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656767 Filed Document 0000945621-17-000194 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:49:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portman Square Private Equity I sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D/A	2017-04-06 11:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656769 Filed Document 0000945621-17-000193 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dialectic Antithesis Opportunities Fund II, LP See All Filings	D/A	2017-04-06 11:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526505 Filed Document 0000919574-17-003183 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Crosstimbers Opportunity Fund QP, LP See All Filings	D	2017-04-06 11:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701219 Filed Document 0001701219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dialectic Antithesis Partners, LP See All Filings	D/A	2017-04-06 11:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325552 Filed Document 0000919574-17-003181 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:43:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dehesa Partners, LP See All Filings	D/A	2017-04-06 11:40:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666343 Filed Document 0001666343-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:40:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dialectic Offshore, Ltd. See All Filings	D/A	2017-04-06 11:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268057 Filed Document 0000919574-17-003179 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Portman Square USD Private Credit I sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D	2017-04-06 11:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690548 Filed Document 0000945621-17-000192 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:39:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portman Square Euro Private Credit I sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D	2017-04-06 11:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690452 Filed Document 0000945621-17-000191 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dialectic Capital Partners, LP See All Filings	D/A	2017-04-06 11:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267921 Filed Document 0000919574-17-003177 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:26:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Indie Diversified Asset Fund, L.P. See All Filings	D/A	2017-04-06 11:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523610 Filed Document 0001178858-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:07:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Holdco LLC See All Filings	D	2017-04-06 11:06:53 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001702933 Filed Document 0001702933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:06:53 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sarus Fund LP See All Filings	D/A	2017-04-06 11:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, LLC CIK Number 0001386522 Filed Document 0000919574-17-003175 Exclusions or Exemptions 506b Accepted Date 2017-04-06 11:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity