Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Axe-Houghton Associate Investment Fund See All Filings	D/A	2017-04-21 10:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555730 Filed Document 0001555730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 10:04:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDC Vantage Member, LLC See All Filings	D	2017-04-21 09:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704350 Filed Document 0001704350-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 09:44:28 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Accudo Asian Value Arbitrage Fund See All Filings	D/A	2017-04-21 09:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640817 Filed Document 0000945621-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-04-21 09:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBZ Apparel International, LLC See All Filings	D	2017-04-21 09:35:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001704473 Filed Document 0001704473-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 09:35:39 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RESOLUTION CREDIT OPPORTUNITIES FUND II, LP See All Filings	D/A	2017-04-21 09:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Furber CIK Number 0001537855 Filed Document 0000919574-17-003555 Exclusions or Exemptions 506b Accepted Date 2017-04-21 09:07:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortem Resources Inc. See All Filings	D	2017-04-21 08:56:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001511164-17-000221 Exclusions or Exemptions 506b Accepted Date 2017-04-21 08:56:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-21 08:48:14 UTC
Amount To Be Raised $50,977,791 Associated Brokers / Dealers John Graham and Francis Queally CIK Number 0001135856 Filed Document 0001135856-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-04-21 08:48:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-21 08:43:04 UTC
Amount To Be Raised $8,915,541 Associated Brokers / Dealers Larry Celniker, Robert Scharff Jr, Michael Corry, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-17-000140 Exclusions or Exemptions 506b Accepted Date 2017-04-21 08:43:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-21 08:38:25 UTC
Amount To Be Raised $29,490,507 Associated Brokers / Dealers James Hebets, Robert Zerbe, Jose Garza, Robert Shor, and Charles Grimes CIK Number 0001135856 Filed Document 0001135856-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-04-21 08:38:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Impactivate Networks, Inc. See All Filings	D	2017-04-21 08:38:22 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001704332 Filed Document 0001704332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 08:38:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ODDUP INC. See All Filings	D/A	2017-04-21 08:34:27 UTC
Amount To Be Raised $1,448,845 Associated Brokers / Dealers N/A CIK Number 0001675648 Filed Document 0001209191-17-027786 Exclusions or Exemptions 506b Accepted Date 2017-04-21 08:34:27 UTC Type of Offering D/A Industry Other Principal Place of Business HONG KONG Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2017-04-21 06:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-17-002035 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners, LP See All Filings	D/A	2017-04-21 06:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-17-002034 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rebel Industries, L.L.C. See All Filings	D/A	2017-04-21 06:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511024 Filed Document 0000902664-17-002033 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Concentrated, Ltd. See All Filings	D/A	2017-04-21 06:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663621 Filed Document 0000902664-17-002032 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors, LLC See All Filings	D/A	2017-04-21 06:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572034 Filed Document 0000902664-17-002031 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:46:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors 2, LLC See All Filings	D/A	2017-04-21 06:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618974 Filed Document 0000902664-17-002030 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monomoy Properties, LLC See All Filings	D/A	2017-04-21 06:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656519 Filed Document 0001144204-17-021388 Exclusions or Exemptions 506b Accepted Date 2017-04-21 06:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parallel 18 LLC See All Filings	D	2017-04-20 20:31:41 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001704395 Filed Document 0001704395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 20:31:41 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Valkyria, Inc. See All Filings	D	2017-04-20 20:20:27 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001704384 Filed Document 0001704384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 20:20:27 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
LendIt, LLC See All Filings	D	2017-04-20 19:41:46 UTC
Amount To Be Raised $82,635 Associated Brokers / Dealers N/A CIK Number 0001704357 Filed Document 0001704357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 19:41:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pillar I, L.P. See All Filings	D/A	2017-04-20 19:39:14 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001672664 Filed Document 0001672664-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 19:39:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Narrative Science Inc. See All Filings	D	2017-04-20 19:21:27 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001489390 Filed Document 0001448051-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-20 19:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vista Bancshares, Inc. See All Filings	D	2017-04-20 19:15:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001514023 Filed Document 0001514023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 19:15:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LONG BALL PARTNERS LLC See All Filings	D/A	2017-04-20 18:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308057 Filed Document 0001144204-17-021345 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialty Surgical Center, LLC/NJ See All Filings	D	2017-04-20 18:51:40 UTC
Amount To Be Raised $139,813 Associated Brokers / Dealers N/A CIK Number 0001704463 Filed Document 0001704463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:51:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Riverbend Crossing Partners L.P. See All Filings	D/A	2017-04-20 18:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677355 Filed Document 0000947871-17-000321 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUDOR EMPLOYEE INVESTMENT FUND LLC See All Filings	D/A	2017-04-20 18:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346734 Filed Document 0000947871-17-000320 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tudor Discretionary Macro Fund L.P. See All Filings	D/A	2017-04-20 18:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554463 Filed Document 0000947871-17-000319 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Highbury, LLC See All Filings	D	2017-04-20 18:42:53 UTC
Amount To Be Raised $833,535 Associated Brokers / Dealers N/A CIK Number 0001703705 Filed Document 0001703705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:42:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TUDOR BVI GLOBAL FUND L.P. See All Filings	D/A	2017-04-20 18:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172149 Filed Document 0000947871-17-000318 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:42:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QQ UTAH COUNTY 2, LLC See All Filings	D	2017-04-20 18:42:08 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001698337 Filed Document 0001698337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:42:08 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tudor Discretionary Macro Fund Ltd. See All Filings	D/A	2017-04-20 18:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554462 Filed Document 0000947871-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SmartCareOS, LLC See All Filings	D	2017-04-20 18:37:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679217 Filed Document 0001679217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:37:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TUDOR BVI GLOBAL FUND LTD. See All Filings	D/A	2017-04-20 18:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339466 Filed Document 0000947871-17-000316 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Global Investment Fund L.P. See All Filings	D/A	2017-04-20 18:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659160 Filed Document 0000947871-17-000315 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2017-04-20 18:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D/A	2017-04-20 18:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001565448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Top Tier Venture Velocity Fund 2, L.P. See All Filings	D/A	2017-04-20 18:13:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers TopCap Partners, Inc. CIK Number 0001703403 Filed Document 0001703403-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peloton Technology, Inc. See All Filings	D/A	2017-04-20 18:12:29 UTC
Amount To Be Raised $65,880,108 Associated Brokers / Dealers N/A CIK Number 0001577490 Filed Document 0001577490-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:12:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Offshore Hedge Fund, Ltd. See All Filings	D/A	2017-04-20 18:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565074 Filed Document 0001565074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 18:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Hedge Fund, L.P. See All Filings	D/A	2017-04-20 17:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565093 Filed Document 0001565093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D	2017-04-20 17:58:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:58:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SPITFIRE FUND L.P. See All Filings	D/A	2017-04-20 17:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405759 Filed Document 0001405759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Top Tier Venture Velocity Fund 2, L.P. See All Filings	D	2017-04-20 17:28:38 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers TopCap Partners, Inc. CIK Number 0001703403 Filed Document 0001703403-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:28:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Lakes Midlothian, LLC See All Filings	D	2017-04-20 17:27:14 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001704246 Filed Document 0001704231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:27:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Income Fund, L.P. See All Filings	D/A	2017-04-20 17:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Luke Powell, Richard Beleutz, Ariel Shlien, Robert McCarthy, Stephen Feid, Oliver Fochler, and Yuanita Securities Korea Co., Ltd CIK Number 0001575328 Filed Document 0001575328-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Swift Healthier Focus Fund, LP See All Filings	D	2017-04-20 17:13:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704208 Filed Document 0001704208-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:13:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King David Trails, LLC See All Filings	D	2017-04-20 17:09:38 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001704231 Filed Document 0001704231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:09:38 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verno Capital Growth Fund Ltd See All Filings	D/A	2017-04-20 17:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547505 Filed Document 0000919574-17-003549 Exclusions or Exemptions 506b Accepted Date 2017-04-20 17:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity