Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Varde Mortgage Fund II, L.P. See All Filings	D	2017-05-10 18:10:05 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001706312 Filed Document 0001706312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 18:10:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chanticleer Holdings, Inc. See All Filings	D	2017-05-10 17:51:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers T.R. Winston & Company LLC CIK Number 0001106838 Filed Document 0001106838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:51:41 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Sawtooth Solutions, LLC See All Filings	D	2017-05-10 17:41:23 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001486066 Filed Document 0001486066-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:41:23 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Octant Energy Corp. See All Filings	D	2017-05-10 17:41:03 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001705896 Filed Document 0001705896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:41:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Pearl Portfolio, LLC See All Filings	D	2017-05-10 17:36:39 UTC
Amount To Be Raised $2,422,875 Associated Brokers / Dealers SKB Securities, Robert R. Walker, Jr., and Christopher T. Courtiol CIK Number 0001706365 Filed Document 0001706365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:36:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
SKB-Pearl Portfolio, LLC See All Filings	D	2017-05-10 17:36:39 UTC
Amount To Be Raised $2,422,875 Associated Brokers / Dealers SKB Securities, Robert R. Walker, Jr., and Christopher T. Courtiol CIK Number 0001706365 Filed Document 0001706365-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:36:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Proscia Inc. See All Filings	D	2017-05-10 17:28:39 UTC
Amount To Be Raised $927,200 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001625007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Private Equity Secondaries Fund XVI (Offshore), L.P. See All Filings	D	2017-05-10 17:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001706113 Filed Document 0001706113-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:25:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELITE PHARMACEUTICALS INC /NV/ See All Filings	D	2017-05-10 17:22:39 UTC
Amount To Be Raised $41,600,000 Associated Brokers / Dealers N/A CIK Number 0001053369 Filed Document 0001053369-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:22:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JARDIN DE INVIERNO S.A. See All Filings	D	2017-05-10 17:18:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers ACKRELL CAPITAL, LLC CIK Number 0001704485 Filed Document 0001704485-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:18:55 UTC Type of Offering D Industry Agriculture Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Debt
Landmark Private Equity Secondaries Fund XVI, L.P. See All Filings	D	2017-05-10 17:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001706097 Filed Document 0001706097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Untamed Sandwiches LLC See All Filings	D	2017-05-10 17:15:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001574895 Filed Document 0001574895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:15:51 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
STEWARD PARTNERS HOLDINGS LLC See All Filings	D	2017-05-10 16:58:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001691501 Filed Document 0001691501-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:58:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geller Select Alternatives LLC See All Filings	D/A	2017-05-10 16:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574527 Filed Document 0000919574-17-003882 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKIP I, LLC See All Filings	D/A	2017-05-10 16:47:58 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001704469 Filed Document 0001315863-17-000413 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:47:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KS INTERNATIONAL, INC. See All Filings	D/A	2017-05-10 16:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frederick Howard Fruitman and A.J. Sloane & Company, LLC CIK Number 0001434499 Filed Document 0000919574-17-003880 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Natural Extractions Inc. See All Filings	D	2017-05-10 16:32:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001676158 Filed Document 0001676158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:32:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KS CAPITAL PARTNERS, L.P. See All Filings	D/A	2017-05-10 16:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frederick Howard Fruitman and A.J. Sloane & Company, LLC CIK Number 0000856689 Filed Document 0000919574-17-003878 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indie Theatricals, Inc. See All Filings	D	2017-05-10 16:13:29 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612215 Filed Document 0001612215-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:13:29 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TriStar Gold Inc. See All Filings	D	2017-05-10 16:12:11 UTC
Amount To Be Raised $757,779 Associated Brokers / Dealers N/A CIK Number 0001510013 Filed Document 0001140361-17-019352 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:12:11 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ZeroFox, Inc. See All Filings	D	2017-05-10 16:10:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001580985 Filed Document 0001580985-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 16:10:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy VI DST See All Filings	D/A	2017-05-10 15:52:09 UTC
Amount To Be Raised $9,856,562 Associated Brokers / Dealers Trawnegan Gall, Eric S. Scaff, Cara M. Miller, Dwight K. Kay, Dale Rubin, Corbin S. Thomas, Inland Securities Corporation, William S. Sheehan, Ronald A. Horvitz, Chay T. Lapin, Steven M. Netzel, Debra J. Schleining, Robert J. Binkele, Stephen R. Holt, Stacey J. Morimoto, Charles R. Wagner, Nathaniel M. Kuhn, Benjamin T. Newhouse, and Paul M. Getty CIK Number 0001691188 Filed Document 0001691188-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:52:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Live Oak Invesment Fund II, LLC See All Filings	D	2017-05-10 15:49:05 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001689607 Filed Document 0001689607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:49:05 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rim Structured Alpha Offshore, LLC See All Filings	D	2017-05-10 15:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705553 Filed Document 0001705553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:43:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BA Anthem House Investors, LLC See All Filings	D	2017-05-10 15:37:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001702731 Filed Document 0001702731-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:37:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2017-05-10 15:34:13 UTC
Amount To Be Raised $25,484 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:34:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN SUNRISE PHARMA INC See All Filings	D	2017-05-10 15:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705521 Filed Document 0001214659-17-003195 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:23:47 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Eckard Global, LLC See All Filings	D	2017-05-10 15:16:14 UTC
Amount To Be Raised $17,823 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:16:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Sail Real Estate LLC See All Filings	D	2017-05-10 15:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705199 Filed Document 0001705199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:09:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
FRED-Forte, LLC See All Filings	D	2017-05-10 15:09:23 UTC
Amount To Be Raised $12,300,000 Associated Brokers / Dealers N/A CIK Number 0001706258 Filed Document 0001706258-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:09:23 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Goudy Park Capital, L.P. See All Filings	D/A	2017-05-10 15:02:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564744 Filed Document 0001564744-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-10 15:02:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Properties, LLLP See All Filings	D	2017-05-10 14:58:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001560106 Filed Document 0001560106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:58:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
NLIGHT, INC. See All Filings	D	2017-05-10 14:56:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001124796 Filed Document 0001124796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:56:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Propel, Inc. See All Filings	D	2017-05-10 14:52:11 UTC
Amount To Be Raised $5,239,942 Associated Brokers / Dealers N/A CIK Number 0001706352 Filed Document 0001706352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:52:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gold Shore Fund LP See All Filings	D/A	2017-05-10 14:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673250 Filed Document 0001673250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row MLP Participant Fund LLC See All Filings	D/A	2017-05-10 14:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333625 Filed Document 0001015325-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:51:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Mentor Capital, Inc. See All Filings	D	2017-05-10 14:43:27 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001599117 Filed Document 0001599117-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:43:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eckard Global, LLC See All Filings	D	2017-05-10 14:40:28 UTC
Amount To Be Raised $26,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:40:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brownstone Development LLC See All Filings	D	2017-05-10 14:36:47 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001705227 Filed Document 0001705227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:36:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Parliament Capital Series I, LLC See All Filings	D	2017-05-10 14:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704206 Filed Document 0001704206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:35:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund II, L.P. See All Filings	D/A	2017-05-10 14:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Lytton Financial Inc., Greenstone Group FZC, Mirae Asset Securities Co., Ltd., Bhargava Wealth Management LLC, Trium Capital International, Equus Financial Consulting LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001621042 Filed Document 0000902664-17-002257 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:29:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ANCHOR CAPITAL PARTNERS LP See All Filings	D/A	2017-05-10 14:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642076 Filed Document 0001642076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
208 South 4th Street LLC See All Filings	D	2017-05-10 14:19:47 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001705226 Filed Document 0001705226-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:19:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Kingdom Scene Endeavors, LLC See All Filings	D/A	2017-05-10 14:18:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001532946 Filed Document 0000950138-17-000382 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:18:33 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Mantra Venture Group Ltd. See All Filings	D	2017-05-10 14:14:44 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers none CIK Number 0001413891 Filed Document 0001213900-17-004855 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:14:44 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
OSP Value Fund II, LP See All Filings	D	2017-05-10 14:12:36 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001706172 Filed Document 0001144204-17-025943 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:12:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EP 2017 CSL Investors Onshore LP See All Filings	D	2017-05-10 14:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705624 Filed Document 0001140361-17-019287 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:10:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WEATHERLOW OFFSHORE FUND II LTD See All Filings	D/A	2017-05-10 14:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., Sendero Securities, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001274829 Filed Document 0001274829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:07:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Sail Capital LLC See All Filings	D	2017-05-10 14:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705193 Filed Document 0001705193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:05:08 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Financial Gravity Companies, Inc. See All Filings	D	2017-05-10 14:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377167 Filed Document 0001683168-17-001146 Exclusions or Exemptions 506b Accepted Date 2017-05-10 14:04:11 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity