Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Latticework Partners, LP See All Filings	D/A	2017-05-15 10:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674125 Filed Document 0001672225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOMI Environmental Solutions, Inc. See All Filings	D/A	2017-05-15 10:32:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000314227 Filed Document 0001170022-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:32:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CCP Regal LLC See All Filings	D	2017-05-15 10:23:02 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers Peter M. Cannell CIK Number 0001706432 Filed Document 0001706432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:23:02 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Agent Capital Fund I LP See All Filings	D	2017-05-15 09:58:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001706036 Filed Document 0001706036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brahman Partners IV (Cayman), Ltd. See All Filings	D/A	2017-05-15 09:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580271 Filed Document 0000902664-17-002342 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hometown Stories, LLC See All Filings	D	2017-05-15 09:24:45 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001706260 Filed Document 0001706260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:24:45 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Credntia LLC See All Filings	D	2017-05-15 09:02:25 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001705811 Filed Document 0001705811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:02:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Value Special Situations Offshore Fund IV, L.P. See All Filings	D	2017-05-15 08:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705216 Filed Document 0001705216-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Fund IV, L.P. See All Filings	D	2017-05-15 08:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705215 Filed Document 0001705215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southeastern Concentrated Value LP See All Filings	D/A	2017-05-15 08:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642393 Filed Document 0000902664-17-002336 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillair Capital Investments U.S. LLC See All Filings	D/A	2017-05-15 08:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001494250 Filed Document 0001494250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintbury Equity Fund LP See All Filings	D/A	2017-05-15 08:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642063 Filed Document 0000902664-17-002334 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:49:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Feeder Fund IV, L.P. See All Filings	D	2017-05-15 08:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705217 Filed Document 0001705217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:49:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillair Capital Investments Off-Shore Ltd. See All Filings	D/A	2017-05-15 08:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001648255 Filed Document 0001648255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:48:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintbury Equity Fund Ltd See All Filings	D/A	2017-05-15 08:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642064 Filed Document 0000902664-17-002333 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galtere Strategic Commodity Fund Ltd. See All Filings	D/A	2017-05-15 08:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Creek Capital Distributors LLC CIK Number 0001586557 Filed Document 0000945621-17-000242 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCI HOSPITALITY HOLDINGS, INC. See All Filings	D	2017-05-12 21:09:52 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0000935419 Filed Document 0001493152-17-005180 Exclusions or Exemptions 506b Accepted Date 2017-05-12 21:09:52 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Wood Protection Technologies, Inc. See All Filings	D	2017-05-12 20:05:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001706622 Filed Document 0001493152-17-005175 Exclusions or Exemptions 506b Accepted Date 2017-05-12 20:05:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Analytics for Life, Inc. See All Filings	D/A	2017-05-12 19:39:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers TM Capital Corp. and Roth Capital Partners, LLC CIK Number 0001641505 Filed Document 0001641505-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:39:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 293, LLC See All Filings	D	2017-05-12 19:24:19 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001706553 Filed Document 0001706553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:24:19 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Royalty North Partners Ltd. See All Filings	D	2017-05-12 19:05:19 UTC
Amount To Be Raised $511,716 Associated Brokers / Dealers Canaccord Genuity Wealth management (USA) Inc. and Sprott Global Resources Investment CIK Number 0001706588 Filed Document 0001706588-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:05:19 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Burgundy, LLC See All Filings	D/A	2017-05-12 19:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510314 Filed Document 0001507943-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT CASCADE FUND LLC See All Filings	D/A	2017-05-12 19:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2017-05-12 19:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001507943-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Master Fund, L.P. See All Filings	D/A	2017-05-12 19:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432788 Filed Document 0001507943-17-000073 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:02:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Fund, L.P. See All Filings	D/A	2017-05-12 19:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432789 Filed Document 0001507943-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS LP See All Filings	D/A	2017-05-12 19:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039260 Filed Document 0001507943-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-05-12 19:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS MASTER FUND LP See All Filings	D/A	2017-05-12 18:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169066 Filed Document 0001507943-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2017-05-12 18:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamicron Lenders, LLC See All Filings	D	2017-05-12 18:32:46 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001459746 Filed Document 0001459746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:32:46 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-05-12 18:31:04 UTC
Amount To Be Raised $11,459,580 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:31:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kingdom Wireless Power II, LLC See All Filings	D	2017-05-12 18:05:21 UTC
Amount To Be Raised $21,507,356 Associated Brokers / Dealers N/A CIK Number 0001706625 Filed Document 0001654954-17-004615 Exclusions or Exemptions 506b Accepted Date 2017-05-12 18:05:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LIGHTHOUSE TECHNOLOGIES HOLDING CORP See All Filings	D	2017-05-12 17:54:01 UTC
Amount To Be Raised $19,250,000 Associated Brokers / Dealers N/A CIK Number 0001705872 Filed Document 0001705872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:54:01 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Funds SPC - Centennial Global Macro Fund Segregated Portfolio See All Filings	D/A	2017-05-12 17:50:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ceninter Funds Corp, Ignacio Velez, Interasesores, S.A. DE C.V., and IMST Distributors, LLC CIK Number 0001510438 Filed Document 0001510438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:50:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2017-05-12 17:39:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:39:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurel Street Funding I, LLC See All Filings	D	2017-05-12 17:35:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706563 Filed Document 0001706563-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:35:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RFM Investments LLC See All Filings	D	2017-05-12 17:29:30 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001706501 Filed Document 0001706501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:29:30 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ThinkIQ, Inc. See All Filings	D	2017-05-12 17:28:24 UTC
Amount To Be Raised $3,697,010 Associated Brokers / Dealers N/A CIK Number 0001706600 Filed Document 0001706600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:28:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MG SANTA ROSA APARTMENTS L.P. See All Filings	D	2017-05-12 17:27:25 UTC
Amount To Be Raised $16,560,819 Associated Brokers / Dealers N/A CIK Number 0001706120 Filed Document 0001706120-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:27:25 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KNOW Bio, LLC See All Filings	D	2017-05-12 17:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705697 Filed Document 0001705697-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:13:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ripple Recruiting Inc. See All Filings	D	2017-05-12 17:12:37 UTC
Amount To Be Raised $1,749,049 Associated Brokers / Dealers N/A CIK Number 0001706039 Filed Document 0001706039-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:12:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
8VC Co-Invest Fund I, L.P. See All Filings	D/A	2017-05-12 17:11:54 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers ARTIST CAPITAL LLC, ABG, LLC, and MORGAN STANLEY CIK Number 0001679307 Filed Document 0001679307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEEKER 890, LLC See All Filings	D	2017-05-12 17:10:06 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001706642 Filed Document 0001706642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:10:06 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
New Edge Labs, Inc. See All Filings	D/A	2017-05-12 17:03:58 UTC
Amount To Be Raised $1,201,103 Associated Brokers / Dealers N/A CIK Number 0001698570 Filed Document 0001698570-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DIGITAL POWER CORP See All Filings	D	2017-05-12 17:03:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-17-008964 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ala Carte Charts Corp See All Filings	D	2017-05-12 17:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001672900 Filed Document 0001021432-17-000159 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:45 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CONVENTUS ORTHOPAEDICS INC See All Filings	D	2017-05-12 17:03:31 UTC
Amount To Be Raised $12,000,536 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001209191-17-032057 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Roastertools, Inc. See All Filings	D	2017-05-12 17:03:08 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706525 Filed Document 0001706525-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:03:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Mental Health Data Services, Inc. See All Filings	D	2017-05-12 17:02:25 UTC
Amount To Be Raised $1,943,178 Associated Brokers / Dealers N/A CIK Number 0001582022 Filed Document 0001582022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:02:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
InsPro Technologies Corp See All Filings	D	2017-05-12 17:00:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001309442 Filed Document 0001309442-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 17:00:21 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity