|
|
D/A |
2017-05-26 20:21:22 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580985
- Filed Document
- 0001580985-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 20:21:22 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 20:05:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Securities LLC
- CIK Number
- 0001680164
- Filed Document
- 0001680164-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 20:05:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 19:26:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594829
- Filed Document
- 0001594829-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 19:26:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-26 18:28:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000918813
- Filed Document
- 0000918813-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:28:39 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 18:27:40 UTC |
- Amount To Be Raised
- $10,532,579
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626626
- Filed Document
- 0001626626-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:27:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 18:25:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550648
- Filed Document
- 0001550648-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:25:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 18:20:32 UTC |
- Amount To Be Raised
- $582,200,318
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313697
- Filed Document
- 0001313697-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:20:32 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 18:18:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001396986
- Filed Document
- 0001396986-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:18:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 18:18:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000871240
- Filed Document
- 0000871240-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:18:46 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-26 18:15:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lyster Watson Securities, Inc.
- CIK Number
- 0001550813
- Filed Document
- 0001550813-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:15:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 18:14:51 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707831
- Filed Document
- 0001707831-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:14:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 18:09:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Douglas Merle Angstrom
- CIK Number
- 0001344289
- Filed Document
- 0001344289-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:09:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 18:04:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel Silverstein, Lyster Watson Securities, Inc., Douglas Merle Angstrom, and Douglas Merle Angstrom
- CIK Number
- 0001215218
- Filed Document
- 0001215218-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 18:04:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:59:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534907
- Filed Document
- 0001534907-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:59:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:55:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548159
- Filed Document
- 0001548159-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:55:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:50:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617586
- Filed Document
- 0001617586-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:50:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 17:50:19 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707727
- Filed Document
- 0001707727-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:50:19 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:49:30 UTC |
- Amount To Be Raised
- $175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692600
- Filed Document
- 0001692600-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:49:30 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:47:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564209
- Filed Document
- 0001564209-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:47:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:42:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320633
- Filed Document
- 0001320633-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:42:16 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 17:42:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707843
- Filed Document
- 0001707843-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:42:03 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 17:34:21 UTC |
- Amount To Be Raised
- $480,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707754
- Filed Document
- 0001707754-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:34:21 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-05-26 17:29:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707470
- Filed Document
- 0001707470-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:29:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-05-26 17:11:57 UTC |
- Amount To Be Raised
- $25,023,381
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636139
- Filed Document
- 0001636139-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:11:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:10:58 UTC |
- Amount To Be Raised
- $4,179,481
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702048
- Filed Document
- 0001702048-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:10:58 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:09:58 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508348
- Filed Document
- 0001004878-17-000129
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:09:58 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 17:08:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643428
- Filed Document
- 0000950142-17-001127
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:08:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-26 17:07:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643553
- Filed Document
- 0000950142-17-001126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 17:07:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:56:59 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700736
- Filed Document
- 0000950142-17-001125
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:56:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:56:50 UTC |
- Amount To Be Raised
- $27,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580400
- Filed Document
- 0001580400-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:56:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:56:29 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700744
- Filed Document
- 0000950142-17-001124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:56:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:55:59 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617974
- Filed Document
- 0001617974-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:55:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:55:47 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700632
- Filed Document
- 0000950142-17-001123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:55:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:53:17 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700633
- Filed Document
- 0000950142-17-001121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:53:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:52:19 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700634
- Filed Document
- 0000950142-17-001119
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:52:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:51:42 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700635
- Filed Document
- 0000950142-17-001118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:51:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:51:15 UTC |
- Amount To Be Raised
- $23,500,000,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos and Shinhan Investment Corp.
- CIK Number
- 0001700636
- Filed Document
- 0000950142-17-001117
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:51:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:46:37 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707820
- Filed Document
- 0001707809-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:46:37 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:39:36 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707811
- Filed Document
- 0001707809-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:39:36 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-26 16:32:37 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707809
- Filed Document
- 0001707809-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:32:37 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 16:29:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690892
- Filed Document
- 0001690892-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:29:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 16:28:17 UTC |
- Amount To Be Raised
- $150,810
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679065
- Filed Document
- 0001679065-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:28:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-05-26 16:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690893
- Filed Document
- 0001690893-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:26:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 16:24:47 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706168
- Filed Document
- 0001706168-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:24:47 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-26 16:23:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690894
- Filed Document
- 0001690894-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:23:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 16:22:29 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707828
- Filed Document
- 0001707828-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:22:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 16:21:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC and MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690891
- Filed Document
- 0001690891-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:21:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 16:21:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707802
- Filed Document
- 0000919574-17-004572
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:21:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-26 16:17:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690896
- Filed Document
- 0001690896-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:17:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-26 16:12:07 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623394
- Filed Document
- 0001014100-17-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-26 16:12:07 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|