Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Concord Jacksonville TC Holdings, LLC See All Filings	D	2017-06-09 14:16:00 UTC
Amount To Be Raised $10,126,143 Associated Brokers / Dealers N/A CIK Number 0001708629 Filed Document 0001708889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 14:16:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Legion Partners Special Opportunities, L.P. IV See All Filings	D/A	2017-06-09 14:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676718 Filed Document 0001676718-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 14:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAI Walpole Equity Fund, LP See All Filings	D	2017-06-09 14:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694950 Filed Document 0001315863-17-000492 Exclusions or Exemptions 506b Accepted Date 2017-06-09 14:05:45 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AZIYO BIOLOGICS, INC. See All Filings	D	2017-06-09 13:58:57 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001708527 Filed Document 0001708527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:58:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN EMERGING MARKETS EQUITY FUND See All Filings	D/A	2017-06-09 13:57:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001267697 Filed Document 0001267697-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:57:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2017-06-09 13:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners, L.P. I See All Filings	D/A	2017-06-09 13:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595909 Filed Document 0001595909-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:55:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Halley Venture Fund I LP See All Filings	D	2017-06-09 13:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708502 Filed Document 0000935836-17-000303 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:55:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Primary Wave Co-Investment Fund, L.P. See All Filings	D	2017-06-09 13:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708822 Filed Document 0000935836-17-000302 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:53:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Umajin Inc. See All Filings	D	2017-06-09 13:52:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660359 Filed Document 0001660359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:52:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grove Ventures L.P. See All Filings	D/A	2017-06-09 13:51:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001676651 Filed Document 0001676651-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:51:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Main Street Bancshares, Inc. See All Filings	D	2017-06-09 13:44:19 UTC
Amount To Be Raised $5,048,750 Associated Brokers / Dealers Dominick & Dickerman LLC CIK Number 0001708790 Filed Document 0001708790-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:44:19 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Equity Fund See All Filings	D/A	2017-06-09 13:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405788 Filed Document 0001405788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blinkfire Analytics, Inc. See All Filings	D	2017-06-09 13:32:45 UTC
Amount To Be Raised $1,610,963 Associated Brokers / Dealers N/A CIK Number 0001614842 Filed Document 0001614842-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:32:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Intermediate Fund Ltd. See All Filings	D	2017-06-09 13:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001549887 Filed Document 0001549887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Friendswood Capital Corp See All Filings	D	2017-06-09 13:25:30 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001495518 Filed Document 0001495518-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:25:30 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Three Box Development Company, LLC See All Filings	D	2017-06-09 13:24:58 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001708879 Filed Document 0001708879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:24:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
True Nopal Ventures LLC See All Filings	D	2017-06-09 13:21:15 UTC
Amount To Be Raised $5,331,633 Associated Brokers / Dealers N/A CIK Number 0001708630 Filed Document 0001708630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:21:15 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Go Trashy Inc. See All Filings	D	2017-06-09 13:18:40 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers Emerging Growth Equities, Ltd CIK Number 0001689365 Filed Document 0001689365-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:18:40 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Cardinal Analytx, Inc. See All Filings	D	2017-06-09 13:17:01 UTC
Amount To Be Raised $6,781,878 Associated Brokers / Dealers N/A CIK Number 0001708873 Filed Document 0001708873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GetTrained, Inc. See All Filings	D/A	2017-06-09 13:10:54 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001684968 Filed Document 0001684968-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-09 13:10:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ace of Swords Offshore Fund, Ltd. See All Filings	D/A	2017-06-09 13:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590894 Filed Document 0001590909-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:07:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ace of Swords, LP See All Filings	D/A	2017-06-09 13:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590909 Filed Document 0001590909-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Capital - New England Fund 1, LP See All Filings	D	2017-06-09 13:01:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001708626 Filed Document 0001708626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 13:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapinator, Inc. See All Filings	D	2017-06-09 12:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647170 Filed Document 0001647170-17-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2017-06-09 12:59:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
High Brew Coffee, Inc. See All Filings	D	2017-06-09 12:59:06 UTC
Amount To Be Raised $17,069,202 Associated Brokers / Dealers N/A CIK Number 0001618063 Filed Document 0001618063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:59:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MADAVA ENERGY COMMODITY FUND LTD. See All Filings	D/A	2017-06-09 12:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511969 Filed Document 0000919574-17-004793 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Midstream Methanol LLC See All Filings	D/A	2017-06-09 12:56:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:56:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
College Raptor, Inc. See All Filings	D	2017-06-09 12:49:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001618393 Filed Document 0001618393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Other
Diversified Franchise Group, Inc. See All Filings	D	2017-06-09 12:38:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688703 Filed Document 0001004878-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:38:36 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Whole Biome Inc. See All Filings	D	2017-06-09 12:37:26 UTC
Amount To Be Raised $10,499,989 Associated Brokers / Dealers N/A CIK Number 0001564186 Filed Document 0001564186-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:37:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tapinator, Inc. See All Filings	D	2017-06-09 12:34:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers BA Securities, LLC CIK Number 0001647170 Filed Document 0001647170-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-06-09 12:34:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
N2 Partners LP See All Filings	D/A	2017-06-09 12:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644473 Filed Document 0000919574-17-004789 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Core Senior Lending Fund (PB), L.P. See All Filings	D	2017-06-09 12:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001708313 Filed Document 0000950103-17-005629 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:25:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MSD European Opportunity Fund, L.P. See All Filings	D/A	2017-06-09 12:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482254 Filed Document 0000902664-17-002604 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Senior Lending Offshore Fund (PB), L.P. See All Filings	D	2017-06-09 12:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001708312 Filed Document 0000950103-17-005627 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TP Baton Rouge Mini Storage, LLC See All Filings	D	2017-06-09 12:21:27 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001706335 Filed Document 0001706340-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:21:27 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TP Shreveport Self Storage, LLC See All Filings	D	2017-06-09 12:14:02 UTC
Amount To Be Raised $1,888,000 Associated Brokers / Dealers N/A CIK Number 0001706340 Filed Document 0001706340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:14:02 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Responsible Emerging Markets Equity ESG Fund, LLC See All Filings	D	2017-06-09 12:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708934 Filed Document 0001676686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:11:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belridge Energy Advisors, LP See All Filings	D/A	2017-06-09 12:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335361 Filed Document 0000919574-17-004787 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SM Investors Offshore, Ltd. See All Filings	D/A	2017-06-09 12:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172862 Filed Document 0000919574-17-004786 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arcadia Power, Inc. See All Filings	D/A	2017-06-09 12:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610017 Filed Document 0001610017-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:02:43 UTC Type of Offering D/A Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XVIII LLC See All Filings	D/A	2017-06-09 12:00:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVentures Marketplace, Inc. CIK Number 0001696758 Filed Document 0001701231-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-09 12:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Click Medical, LLC See All Filings	D	2017-06-09 11:59:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001672802 Filed Document 0001672802-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:59:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
North American Shale Energy Fund, LP See All Filings	D/A	2017-06-09 11:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601633 Filed Document 0001601633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argos Funds SICAV-Argos Funds - Family Enterprise See All Filings	D	2017-06-09 11:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708856 Filed Document 0001708856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:57:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aceso Interests, LLC See All Filings	D	2017-06-09 11:57:31 UTC
Amount To Be Raised $507,500 Associated Brokers / Dealers N/A CIK Number 0001708858 Filed Document 0001708858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:57:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MVP LS FUND XXII LLC See All Filings	D	2017-06-09 11:54:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001701235 Filed Document 0001701231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:54:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TS&W International Large Cap Equity Fund See All Filings	D/A	2017-06-09 11:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676686 Filed Document 0001676686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM Investors, L.P. See All Filings	D/A	2017-06-09 11:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Company, Incorporated CIK Number 0001466821 Filed Document 0000919574-17-004782 Exclusions or Exemptions 506b Accepted Date 2017-06-09 11:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity