Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CRITERIA INVESTMENT PARTNERS LLC See All Filings	D/A	2017-06-29 17:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459500 Filed Document 0001013594-17-000449 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Fund VI, LP See All Filings	D	2017-06-29 17:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710800 Filed Document 0001710800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:24:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Unearthed Land Technologies, LLC See All Filings	D	2017-06-29 17:19:02 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001647731 Filed Document 0000897069-17-000378 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:19:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Prenexus Health, LLC See All Filings	D	2017-06-29 17:18:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001641628 Filed Document 0001140361-17-026698 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:18:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-06-29 17:14:39 UTC
Amount To Be Raised $7,766,700 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-007344 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:14:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Sun Ventures Ltd. See All Filings	D	2017-06-29 17:14:01 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001710751 Filed Document 0001710751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:14:01 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Markets LLC See All Filings	D/A	2017-06-29 17:12:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001706341 Filed Document 0001493152-17-007343 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:12:19 UTC Type of Offering D/A Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PUSHD, INC. See All Filings	D	2017-06-29 17:12:07 UTC
Amount To Be Raised $5,500,008 Associated Brokers / Dealers N/A CIK Number 0001551679 Filed Document 0001551679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:12:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Powell Holdings Group LLC See All Filings	D	2017-06-29 17:10:45 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001710756 Filed Document 0001144204-17-034953 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:10:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LexION Alpha Fund LP See All Filings	D	2017-06-29 17:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709610 Filed Document 0001013594-17-000448 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:10:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3421 Rainier Partners, LLC See All Filings	D	2017-06-29 17:09:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001710595 Filed Document 0001710595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:09:59 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D/A	2017-06-29 17:09:41 UTC
Amount To Be Raised $19,150,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:09:41 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OHCP IV CHK COI, L.P. See All Filings	D	2017-06-29 17:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703663 Filed Document 0000950142-17-001284 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox KFA Advantage, LLC See All Filings	D/A	2017-06-29 17:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668424 Filed Document 0000919574-17-005080 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Makena U.S. Real Estate Master Fund B, L.P. See All Filings	D	2017-06-29 16:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705306 Filed Document 0001705306-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Merchant Capital Fund LP See All Filings	D/A	2017-06-29 16:55:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001624750 Filed Document 0000950142-17-001283 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:55:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHITEBOX INSTITUTIONAL PARTNERS, LP See All Filings	D/A	2017-06-29 16:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549526 Filed Document 0000919574-17-005077 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
410 Medical, Inc. See All Filings	D/A	2017-06-29 16:50:22 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001630050 Filed Document 0001630050-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:50:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-06-29 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Register Financial Associates, Inc., and UBS Finanical Services Inc. CIK Number 0001461781 Filed Document 0000919574-17-005075 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Makena Venture Capital Master Fund B, L.P. See All Filings	D	2017-06-29 16:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710660 Filed Document 0001710660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital International Partners IX, L.P. See All Filings	D	2017-06-29 16:44:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001701913 Filed Document 0001701913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:44:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Makena Private Equity Master Fund B, L.P. See All Filings	D	2017-06-29 16:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710661 Filed Document 0001710661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:37:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandpiper Fund, L.P. See All Filings	D/A	2017-06-29 16:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470429 Filed Document 0001470429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund I QP, LLC - FBIO Series IV See All Filings	D	2017-06-29 16:32:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001708773 Filed Document 0000905718-17-000640 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Multi-Strategy Fund, LP See All Filings	D/A	2017-06-29 16:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., UBS Financial Services Inc., Watermill Institutional Trading LLC, Constellar Capital Partners Hong Kong Limited, and Register Financial Associates, Inc. CIK Number 0001461779 Filed Document 0000919574-17-005073 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NAM Biotech Fund II, LLC (Series IV) See All Filings	D	2017-06-29 16:30:21 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001708774 Filed Document 0000905718-17-000638 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:30:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calyxt, Inc. See All Filings	D	2017-06-29 16:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705843 Filed Document 0000950103-17-006269 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:30:18 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Inbenta Holdings, Inc. See All Filings	D	2017-06-29 16:28:54 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001691700 Filed Document 0001691700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:28:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makena Perpetual Venture Capital Fund, L.P. See All Filings	D	2017-06-29 16:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710035 Filed Document 0001710035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:26:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Credit Fund, Ltd. See All Filings	D/A	2017-06-29 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001461768 Filed Document 0000919574-17-005071 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Rhino Labs, Inc. See All Filings	D/A	2017-06-29 16:24:42 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001706048 Filed Document 0001706048-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:24:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Equity Partners V, L.P. See All Filings	D	2017-06-29 16:21:16 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers FORTRESS GROUP, INC. and Konomi, Inc. CIK Number 0001706515 Filed Document 0001706515-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asturias Offshore Fund Ltd. See All Filings	D	2017-06-29 16:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709521 Filed Document 0001013594-17-000447 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:19:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Greybull Stewardship, L.P. See All Filings	D	2017-06-29 16:19:01 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001482997 Filed Document 0001482997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asturias Fund LP See All Filings	D	2017-06-29 16:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707845 Filed Document 0001013594-17-000446 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:18:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Credit Fund, LP See All Filings	D/A	2017-06-29 16:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001461780 Filed Document 0000919574-17-005069 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hancock US Real Estate Fund, L.P. See All Filings	D	2017-06-29 16:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001710701 Filed Document 0001710701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Perpetual U.S. Real Estate Fund, L.P. See All Filings	D	2017-06-29 16:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710034 Filed Document 0001710034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:12:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueBridge Capital Partners Fund V, L.P. See All Filings	D	2017-06-29 16:10:39 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001710662 Filed Document 0001710662-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Relative Value Fund, Ltd. See All Filings	D/A	2017-06-29 16:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001461782 Filed Document 0000919574-17-005067 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
SnapMD, Inc. See All Filings	D	2017-06-29 16:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573226 Filed Document 0001144204-17-034883 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:09:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oakland Financial, LLC See All Filings	D	2017-06-29 16:06:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Jeff Ballard CIK Number 0001710541 Filed Document 0001710541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:06:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Capital Partners III Co-Invest Horizon (FO) LP See All Filings	D	2017-06-29 16:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710744 Filed Document 0001710738-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willet Fund, L.P. See All Filings	D/A	2017-06-29 16:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372259 Filed Document 0001372259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:00:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pandora Select Fund, L.P. See All Filings	D/A	2017-06-29 16:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001307360 Filed Document 0000919574-17-005065 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:00:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Moonrise U.S. LLC See All Filings	D	2017-06-29 15:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710750 Filed Document 0001710738-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:55:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Perpetual Private Equity Fund, L.P. See All Filings	D	2017-06-29 15:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710059 Filed Document 0001710059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:53:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAIS Zephyr 7 Fund, LP See All Filings	D	2017-06-29 15:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001710186 Filed Document 0001710189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Asymmetric Opportunities Fund, Ltd See All Filings	D/A	2017-06-29 15:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellar Capital Partners Hong Kong Limited CIK Number 0001489003 Filed Document 0000919574-17-005063 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cross River Partners LP See All Filings	D/A	2017-06-29 15:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Lloyd Hillson, Robert F. Rieger, Darrell Habben Jr., Robert Alfred Hering, and Joseph James Gallagher CIK Number 0001362224 Filed Document 0000919574-17-005061 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity