Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kairos Pegasus Fund S.A. See All Filings	D	2017-07-24 12:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711128 Filed Document 0000945621-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concorde Group Holdings Inc. See All Filings	D/A	2017-07-24 11:52:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers JOHN W. LOOFBOURROW CIK Number 0001634096 Filed Document 0001549212-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:52:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Certificates Trust (Non-AMT) Series 2013-1 See All Filings	D	2017-07-24 11:51:14 UTC
Amount To Be Raised $6,203,000 Associated Brokers / Dealers N/A CIK Number 0001573565 Filed Document 0001573565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:51:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
CLARIFY MEDICAL, INC. See All Filings	D	2017-07-24 11:48:04 UTC
Amount To Be Raised $5,001,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001140361-17-028427 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:48:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IvyCap Ventures Mauritius Fund II See All Filings	D/A	2017-07-24 11:45:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680097 Filed Document 0001680097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUND HOUSING, LLC See All Filings	D/A	2017-07-24 11:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623490 Filed Document 0001623490-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:41:24 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EmployBridge Holding Co See All Filings	D	2017-07-24 11:41:19 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001609386 Filed Document 0001609386-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:41:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
BlinkBio, Inc. See All Filings	D/A	2017-07-24 11:36:42 UTC
Amount To Be Raised $19,143,368 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:36:42 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Henssler Capital, LLC See All Filings	D	2017-07-24 11:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576645 Filed Document 0001576645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GMI-TPS Irving, LP See All Filings	D/A	2017-07-24 11:28:26 UTC
Amount To Be Raised $5,888,757 Associated Brokers / Dealers Joseph Ondris, Carles R Huffington, Robert J Koslowski, Carles R Huffington, Robert J Kozlowski, Michael Ihrie, Brian Smith, Torry Scott, Bobby K Cowand, and Carlos Resendez CIK Number 0001711201 Filed Document 0001711201-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:28:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gallatin Point Capital Partners LP See All Filings	D	2017-07-24 11:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707778 Filed Document 0001707778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berri Pro Inc. See All Filings	D	2017-07-24 11:07:59 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001641977 Filed Document 0001641977-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:07:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jagger Fund, LP See All Filings	D	2017-07-24 10:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711283 Filed Document 0001711283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Insurance Credit Opportunity Fund II, LP See All Filings	D	2017-07-24 10:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711801 Filed Document 0001012975-17-000559 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaleidoscope Group PBC See All Filings	D/A	2017-07-24 10:46:30 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001706418 Filed Document 0000897101-17-000872 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:46:30 UTC Type of Offering D/A Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Hilltop Capital Anchor, LP See All Filings	D	2017-07-24 10:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711357 Filed Document 0001711357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REAN Cloud LLC See All Filings	D	2017-07-24 10:40:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674749 Filed Document 0001674749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:40:11 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SRA Strategic Fixed Income Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424423 Filed Document 0001424423-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:35:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Strategic Fixed Income Portfolio LP See All Filings	D/A	2017-07-24 10:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416824 Filed Document 0001416824-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Hedged Equity Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424701 Filed Document 0001424701-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Hedged Equity Portfolio LP See All Filings	D/A	2017-07-24 10:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416825 Filed Document 0001416825-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:26:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Select Equity Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433060 Filed Document 0001433060-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Select Equity Portfolio LP See All Filings	D/A	2017-07-24 10:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416785 Filed Document 0001416785-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Diversified Strategies Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0001424675-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Diversified Strategies Portfolio LP See All Filings	D/A	2017-07-24 10:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416817 Filed Document 0001416817-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspetuck Global Macro Fund Ltd See All Filings	D/A	2017-07-24 09:40:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632988 Filed Document 0001632988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 09:40:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom 3 Investments Rated, LLC See All Filings	D	2017-07-24 09:21:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001712619 Filed Document 0001712619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 09:21:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Investments III, LP See All Filings	D/A	2017-07-24 09:10:38 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001694226 Filed Document 0001694226-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-24 09:10:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Resource Optimization Fund, L.P. See All Filings	D/A	2017-07-24 07:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0001534700-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 07:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair European Real Estate Fund II (HP), LLC See All Filings	D	2017-07-21 21:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001710814 Filed Document 0001144204-17-037733 Exclusions or Exemptions 506b Accepted Date 2017-07-21 21:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimuSolar, Inc. See All Filings	D	2017-07-21 20:25:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001643231 Filed Document 0001643231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 20:25:48 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HCP Real Estate Fund II, L.P. See All Filings	D	2017-07-21 19:56:09 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001707286 Filed Document 0001707286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palms at MBV, LLC See All Filings	D	2017-07-21 19:42:15 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001712573 Filed Document 0001712573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:42:15 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
NanoCellect Biomedical, Inc. See All Filings	D/A	2017-07-21 19:30:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658031 Filed Document 0001117480-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:30:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Heroic Ventures SPV V, LLC See All Filings	D/A	2017-07-21 19:27:56 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706829 Filed Document 0001706532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN MATTERS INC. See All Filings	D	2017-07-21 19:18:56 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:18:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Elgin Capital Partners II, L.P. See All Filings	D	2017-07-21 19:09:18 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001712361 Filed Document 0001712361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:09:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrikto Inc. See All Filings	D	2017-07-21 19:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Konstantinos Venetsanopoulos CIK Number 0001663618 Filed Document 0001663618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:01:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Clear Lake Investors LLC See All Filings	D	2017-07-21 18:47:24 UTC
Amount To Be Raised $10,558,310 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001711280 Filed Document 0001711281-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 18:47:24 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SMRxT, INC. See All Filings	D	2017-07-21 18:42:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001562772 Filed Document 0001562772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 18:42:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Eyes 4 Lives, Inc. See All Filings	D	2017-07-21 18:18:24 UTC
Amount To Be Raised $2,774,000 Associated Brokers / Dealers N/A CIK Number 0001712581 Filed Document 0001683168-17-001836 Exclusions or Exemptions 506b Accepted Date 2017-07-21 18:18:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buckhorn Minerals III-QP, LP See All Filings	D	2017-07-21 17:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711920 Filed Document 0001711920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renalysis Medical Products, Inc. See All Filings	D	2017-07-21 17:54:01 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001708445 Filed Document 0001708445-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-07-21 17:54:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Gold Investors LLC See All Filings	D	2017-07-21 17:45:14 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001711281 Filed Document 0001711281-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:45:14 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CLOVER STREET FUND LP See All Filings	D/A	2017-07-21 17:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451663 Filed Document 0001451663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clip Digital LLC See All Filings	D	2017-07-21 17:23:14 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001712624 Filed Document 0001712624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:23:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Clarion Ventures 4 Parallel II L.P. See All Filings	D	2017-07-21 17:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711835 Filed Document 0001711835-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KPS IV Dex Co-Investors (Delaware), LP See All Filings	D	2017-07-21 17:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712281 Filed Document 0000950142-17-001364 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:17:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KPS IV Dex Co-Investors, LP See All Filings	D	2017-07-21 17:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712280 Filed Document 0000950142-17-001363 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
I-Minerals Inc See All Filings	D	2017-07-21 17:10:11 UTC
Amount To Be Raised $81,862 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-17-000121 Exclusions or Exemptions 506b Accepted Date 2017-07-21 17:10:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity