Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dream Enabler International Ltd See All Filings	D	2017-07-27 17:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713227 Filed Document 0001713227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 17:02:20 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-07-27 16:51:18 UTC
Amount To Be Raised $7,766,700 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-008218 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:51:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series H See All Filings	D/A	2017-07-27 16:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679636 Filed Document 0001679636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMX Royalty Corp See All Filings	D	2017-07-27 16:49:34 UTC
Amount To Be Raised $18,000 Associated Brokers / Dealers N/A CIK Number 0001285786 Filed Document 0001534122-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:49:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ionQ, Inc. See All Filings	D	2017-07-27 16:47:42 UTC
Amount To Be Raised $20,267,982 Associated Brokers / Dealers N/A CIK Number 0001682477 Filed Document 0001682477-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:47:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RS Lending, Inc. See All Filings	D	2017-07-27 16:42:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001654094 Filed Document 0001654094-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:42:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ionQ, Inc. See All Filings	D	2017-07-27 16:39:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682477 Filed Document 0001682477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:39:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HIREBOTICS, LLC See All Filings	D	2017-07-27 16:38:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001712295 Filed Document 0001712295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:38:41 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series G See All Filings	D/A	2017-07-27 16:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679670 Filed Document 0001679670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LTSE Holdings, Inc. See All Filings	D/A	2017-07-27 16:30:53 UTC
Amount To Be Raised $24,368,757 Associated Brokers / Dealers N/A CIK Number 0001680712 Filed Document 0001680712-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:30:53 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Underscore Core Syndicate for CloudZero, a series of Underscore Funds, LLC See All Filings	D	2017-07-27 16:21:14 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001712204 Filed Document 0001683477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:21:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOWIE HEALTH VC, LP See All Filings	D	2017-07-27 16:20:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001709848 Filed Document 0001709848-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:20:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VICOF II Feeder, LP See All Filings	D	2017-07-27 16:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712222 Filed Document 0001012975-17-000562 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:19:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttler, LLC See All Filings	D	2017-07-27 16:13:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712475 Filed Document 0001712475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:13:54 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sebacia, Inc. See All Filings	D	2017-07-27 16:12:36 UTC
Amount To Be Raised $26,139,231 Associated Brokers / Dealers N/A CIK Number 0001493716 Filed Document 0001493716-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:12:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Co-Investment Opportunities II, L.P. See All Filings	D	2017-07-27 16:11:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001701911 Filed Document 0001701911-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:11:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Amphora Medical, Inc. See All Filings	D	2017-07-27 16:03:08 UTC
Amount To Be Raised $35,512,180 Associated Brokers / Dealers Aquilo Partners, L.P. CIK Number 0001578260 Filed Document 0001578260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:03:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Heatworks Technologies, Inc. See All Filings	D/A	2017-07-27 16:01:01 UTC
Amount To Be Raised $1,401,300 Associated Brokers / Dealers N/A CIK Number 0001676245 Filed Document 0001676245-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-27 16:01:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series F See All Filings	D/A	2017-07-27 15:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679635 Filed Document 0001679635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clerio Vision Inc. See All Filings	D	2017-07-27 15:52:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630546 Filed Document 0001630546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:52:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2017-07-27 15:43:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-17-001416 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:43:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2017-07-27 15:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-17-001415 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Metals Corp. See All Filings	D	2017-07-27 15:43:13 UTC
Amount To Be Raised $1,303,903 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001712800 Filed Document 0001712800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:43:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ACCESS MASTER SPC LTD. See All Filings	D/A	2017-07-27 15:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001414428 Filed Document 0000950142-17-001414 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2017-07-27 15:42:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-17-001413 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:42:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trafla, Inc. See All Filings	D	2017-07-27 15:42:17 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001713077 Filed Document 0001713077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:42:17 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2017-07-27 15:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-17-001412 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ball Park Energy LLC See All Filings	D	2017-07-27 15:36:14 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001713243 Filed Document 0001713243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:36:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2017-07-27 15:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0000950142-17-001411 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2017-07-27 15:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0000950142-17-001410 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Strategies LLC See All Filings	D/A	2017-07-27 15:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001492060 Filed Document 0000950142-17-001409 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Strategies SPC Ltd. See All Filings	D/A	2017-07-27 15:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0000950142-17-001408 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Foods, Inc. See All Filings	D/A	2017-07-27 15:22:35 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:22:35 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oresund AlphaLife Partners, LP See All Filings	D	2017-07-27 15:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612920 Filed Document 0001612920-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioFluidica, Inc. See All Filings	D	2017-07-27 15:11:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 15:11:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
4400 Lake Mead Blvd LLC See All Filings	D	2017-07-27 14:59:41 UTC
Amount To Be Raised $300,358 Associated Brokers / Dealers N/A CIK Number 0001713211 Filed Document 0001713211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:59:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NTC SPECIAL OPPORTUNITIES I, LP See All Filings	D/A	2017-07-27 14:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680179 Filed Document 0001140361-17-028875 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:55:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heatworks Technologies, Inc. See All Filings	D	2017-07-27 14:53:26 UTC
Amount To Be Raised $1,401,300 Associated Brokers / Dealers N/A CIK Number 0001676245 Filed Document 0001676245-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:53:26 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MILLRACE FUND LP See All Filings	D/A	2017-07-27 14:51:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ziv Investment Comapany CIK Number 0001165580 Filed Document 0000919574-17-005613 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:51:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WE AMSTERDAM 156 LLC See All Filings	D	2017-07-27 14:45:13 UTC
Amount To Be Raised $12,550,000 Associated Brokers / Dealers LCB LLC, Joshua Leiner, Jack Friedman, Menachem Gottesman, AT&G Consultants, and Dream Advisors LLC CIK Number 0001712299 Filed Document 0001078782-17-001004 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:45:13 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AVX IC, LP See All Filings	D	2017-07-27 14:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713060 Filed Document 0001713060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prologis Targeted U.S. Logistics Holdings II, L.P. See All Filings	D	2017-07-27 14:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713082 Filed Document 0001713082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:31:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Crowd Control Warehouse LLC See All Filings	D	2017-07-27 14:30:11 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001713100 Filed Document 0001713100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:30:11 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CLARIFY MEDICAL, INC. See All Filings	D/A	2017-07-27 14:28:08 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001140361-17-028871 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:28:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAAS VENTURES, L.P. See All Filings	D	2017-07-27 14:26:51 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001712580 Filed Document 0001712580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:26:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Groff Consulting Group LLC See All Filings	D	2017-07-27 14:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael R Groff CIK Number 0001712965 Filed Document 0001712965-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:24:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVX IC-B, LP See All Filings	D	2017-07-27 14:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713056 Filed Document 0001713056-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-27 14:22:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellrock Intelligence, Inc. See All Filings	D/A	2017-07-27 13:59:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001659900 Filed Document 0001659900-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-27 13:59:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain West Debt Fund, LP See All Filings	D/A	2017-07-27 13:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538536 Filed Document 0001010924-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 13:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Equity
Cyrus Biotechnology, Inc. See All Filings	D	2017-07-27 13:39:10 UTC
Amount To Be Raised $8,045,000 Associated Brokers / Dealers N/A CIK Number 0001641241 Filed Document 0001641241-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-27 13:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity