|
|
D |
2017-08-08 17:15:19 UTC |
- Amount To Be Raised
- $360,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714241
- Filed Document
- 0001704463-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 17:15:19 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 17:01:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joseph Grace Holdings, Inc.
- CIK Number
- 0001713319
- Filed Document
- 0001713319-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 17:01:32 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 17:00:49 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709952
- Filed Document
- 0001679965-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 17:00:49 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 16:59:02 UTC |
- Amount To Be Raised
- $419,439
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704463
- Filed Document
- 0001704463-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:59:02 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:54:09 UTC |
- Amount To Be Raised
- $1,870,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711647
- Filed Document
- 0001140361-17-030613
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:54:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 16:51:48 UTC |
- Amount To Be Raised
- $1,456,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649268
- Filed Document
- 0001140361-17-030609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:51:48 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:49:19 UTC |
- Amount To Be Raised
- $15,681,140
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414496
- Filed Document
- 0001414496-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:49:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:47:20 UTC |
- Amount To Be Raised
- $366,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709950
- Filed Document
- 0001679965-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:47:20 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:37:26 UTC |
- Amount To Be Raised
- $1,075,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713913
- Filed Document
- 0001713913-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:37:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-08-08 16:34:59 UTC |
- Amount To Be Raised
- $6,896,360
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509438
- Filed Document
- 0001231919-17-000031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:34:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:32:37 UTC |
- Amount To Be Raised
- $510,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573478
- Filed Document
- 0001573478-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:32:37 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-08-08 16:31:20 UTC |
- Amount To Be Raised
- $238,590,580
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000730272
- Filed Document
- 0001209191-17-048097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:31:20 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:28:04 UTC |
- Amount To Be Raised
- $675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690863
- Filed Document
- 0001679965-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:28:04 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:27:02 UTC |
- Amount To Be Raised
- $177,233
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713174
- Filed Document
- 0001713174-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:27:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-08 16:25:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713753
- Filed Document
- 0001713753-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:25:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 16:20:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659202
- Filed Document
- 0001659202-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:20:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-08 16:20:05 UTC |
- Amount To Be Raised
- $28,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678391
- Filed Document
- 0001012975-17-000586
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:20:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-08 16:17:24 UTC |
- Amount To Be Raised
- $11,776,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714212
- Filed Document
- 0001714212-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:17:24 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 16:17:22 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690007
- Filed Document
- 0001690007-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:17:22 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D |
2017-08-08 16:14:16 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694861
- Filed Document
- 0001679965-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:14:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:08:36 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674713
- Filed Document
- 0001674713-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:08:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:08:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690504
- Filed Document
- 0001690504-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:08:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-08 16:04:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712595
- Filed Document
- 0001712595-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:04:24 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-08 16:02:49 UTC |
- Amount To Be Raised
- $2,730,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679965
- Filed Document
- 0001679965-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 16:02:49 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:59:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713680
- Filed Document
- 0001713680-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:59:32 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-08 15:54:16 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714192
- Filed Document
- 0001714192-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:54:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:50:31 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714106
- Filed Document
- 0001714104-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:50:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:44:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712547
- Filed Document
- 0001712547-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:44:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:41:49 UTC |
- Amount To Be Raised
- $627,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712577
- Filed Document
- 0001712577-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:41:49 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:34:49 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714104
- Filed Document
- 0001714104-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:34:49 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 15:34:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652173
- Filed Document
- 0000899140-17-000544
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:34:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 15:33:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443620
- Filed Document
- 0000899140-17-000543
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:33:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 15:30:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651368
- Filed Document
- 0001651368-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:30:49 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 15:29:39 UTC |
- Amount To Be Raised
- $779,988
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479618
- Filed Document
- 0001014108-17-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:29:39 UTC
- Type of Offering
- D/A
- Industry
- Energy Conservation
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 15:27:56 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- U.S. Sterling Securities, Inc. and Hollister Associates, LLC
- CIK Number
- 0001691777
- Filed Document
- 0001209191-17-048064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:27:56 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-08 15:18:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520290
- Filed Document
- 0001315863-17-000629
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:18:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:17:04 UTC |
- Amount To Be Raised
- $575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714211
- Filed Document
- 0001714211-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:17:04 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:15:08 UTC |
- Amount To Be Raised
- $2,315,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712806
- Filed Document
- 0001712806-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:15:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:06:55 UTC |
- Amount To Be Raised
- $6,178,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613200
- Filed Document
- 0001613200-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:06:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:03:33 UTC |
- Amount To Be Raised
- $252,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711797
- Filed Document
- 0001711797-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:03:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 15:02:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714198
- Filed Document
- 0001714198-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 15:02:07 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 14:54:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706899
- Filed Document
- 0001706899-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:54:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 14:54:27 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713972
- Filed Document
- 0001713972-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:54:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-08 14:52:01 UTC |
- Amount To Be Raised
- $150,500,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579016
- Filed Document
- 0001579016-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:52:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2017-08-08 14:51:00 UTC |
- Amount To Be Raised
- $1,981,005
- Associated Brokers / Dealers
- Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC
- CIK Number
- 0001614744
- Filed Document
- 0001213900-17-008317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:51:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
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D |
2017-08-08 14:40:47 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713968
- Filed Document
- 0001713968-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:40:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2017-08-08 14:40:45 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Nicholas Cochran, A. J. Houston, Jack Kenney, Helen Dietz, Donald Finstwait, Nayan Lapsiwala, John Kirkpatrick, Talia Pierluissi, Jordan Gibbs, Bryan S. Kocen, Gail Kocen, Joel Kocen, Fred Baerenz, Russell Ketron, Ben Wong, and Donald Kaplan
- CIK Number
- 0001714077
- Filed Document
- 0001714077-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:40:45 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D |
2017-08-08 14:38:48 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684423
- Filed Document
- 0001684423-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:38:48 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-08-08 14:36:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001597552
- Filed Document
- 0001597552-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:36:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2017-08-08 14:33:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714051
- Filed Document
- 0001714051-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-08 14:33:27 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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