Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E See All Filings	D/A	2017-08-15 09:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584505 Filed Document 0000902664-17-003329 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series E See All Filings	D/A	2017-08-15 09:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584023 Filed Document 0000902664-17-003328 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:51:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIREHBAN CAPITAL FUND, LP See All Filings	D/A	2017-08-15 09:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682058 Filed Document 0000919574-17-006263 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Solutions, Inc. See All Filings	D	2017-08-15 09:16:17 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001523617 Filed Document 0001523617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:16:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
L&K Manufacturing, Inc. See All Filings	D	2017-08-15 09:02:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667023 Filed Document 0001667023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:02:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Molecular Templates, Inc. See All Filings	D	2017-08-15 08:57:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001183765 Filed Document 0001713695-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 08:57:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASIA CAPITAL REAL ESTATE PARTNERS III, L.P. See All Filings	D	2017-08-15 08:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712117 Filed Document 0001712117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 08:45:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molecular Templates, Inc. See All Filings	D	2017-08-15 07:43:24 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001183765 Filed Document 0001713695-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 07:43:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WF Asian Reconnaissance Fund Ltd See All Filings	D/A	2017-08-15 06:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 06:38:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Horizon Equity Fund Ltd See All Filings	D/A	2017-08-15 06:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682157 Filed Document 0000902664-17-003327 Exclusions or Exemptions 506b Accepted Date 2017-08-15 06:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund See All Filings	D/A	2017-08-15 06:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527860 Filed Document 0000902664-17-003326 Exclusions or Exemptions 506b Accepted Date 2017-08-15 06:03:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stout Ventura LLC See All Filings	D	2017-08-14 20:04:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Stout Ventura LLC CIK Number 0001714605 Filed Document 0001714605-17-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2017-08-14 20:04:45 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CARDIAC INSIGHT, INC. See All Filings	D/A	2017-08-14 19:51:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001509098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:51:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brown Bag Beverage, Inc. See All Filings	D	2017-08-14 19:49:18 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714641 Filed Document 0001714641-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-14 19:49:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eco-Stim Energy Solutions, Inc. See All Filings	D	2017-08-14 19:32:26 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers FBR A B. Riley Financial Company and Johnson Rice & Company L.L.C. CIK Number 0001135657 Filed Document 0001493152-17-009325 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:32:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-08-14 19:22:13 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-009323 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:22:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CFH Wurzbach UC, L.P. See All Filings	D	2017-08-14 19:08:57 UTC
Amount To Be Raised $12,650,000 Associated Brokers / Dealers N/A CIK Number 0001713126 Filed Document 0001140361-17-032147 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:08:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OAK PORTFOLIO IV, LLC See All Filings	D	2017-08-14 19:01:20 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001712811 Filed Document 0001712811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:01:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vigilant Aerospace Systems, Inc. See All Filings	D/A	2017-08-14 18:41:02 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001673085 Filed Document 0001673085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 18:41:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Cary Street Partners Holdings, LLC See All Filings	D	2017-08-14 18:28:58 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001475045 Filed Document 0001475045-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-14 18:28:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Wind Brim Technology, LLC See All Filings	D	2017-08-14 18:25:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714581 Filed Document 0001714581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 18:25:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ALPHACOIN FUND, L.P. See All Filings	D	2017-08-14 18:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714526 Filed Document 0001714526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 18:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AI Fund, L.P. See All Filings	D	2017-08-14 17:59:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713238 Filed Document 0001713238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:59:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SWIIM Finance-1, LLC See All Filings	D	2017-08-14 17:45:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713355 Filed Document 0001079973-17-000491 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:45:40 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TRC Woodcreek, LLC See All Filings	D	2017-08-14 17:43:45 UTC
Amount To Be Raised $4,515,400 Associated Brokers / Dealers N/A CIK Number 0001714700 Filed Document 0001714700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:43:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Pharmaceutics International, Inc. See All Filings	D	2017-08-14 17:35:04 UTC
Amount To Be Raised $19,998,885 Associated Brokers / Dealers N/A CIK Number 0001684470 Filed Document 0001140361-17-032136 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:35:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Viyet, Inc. See All Filings	D/A	2017-08-14 17:18:05 UTC
Amount To Be Raised $6,466,825 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:18:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coastline Capital Fund II LLC See All Filings	D/A	2017-08-14 17:14:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001666500 Filed Document 0001666500-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:14:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SECOND HOME KLAFF EQUITY LLC See All Filings	D	2017-08-14 17:07:47 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001713926 Filed Document 0001713926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:07:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL POWER CORP See All Filings	D	2017-08-14 17:06:28 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Divine Capital Markets CIK Number 0000896493 Filed Document 0001437749-17-014748 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:06:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
DIGITAL POWER CORP See All Filings	D	2017-08-14 17:00:45 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-17-014744 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:00:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
AFA Emerging Manager Platform, LLC ALO Series See All Filings	D/A	2017-08-14 17:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680354 Filed Document 0001680354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Secondary Opportunities, L.P. See All Filings	D/A	2017-08-14 16:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001663671 Filed Document 0001703190-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VeraCare Hospice of Houston LLC See All Filings	D	2017-08-14 16:57:39 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001703255 Filed Document 0000897069-17-000433 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:57:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Unico Equity Royalty Fund #1, LP See All Filings	D	2017-08-14 16:54:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001710747 Filed Document 0001566114-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:54:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SentiAR, Inc. See All Filings	D	2017-08-14 16:52:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001713831 Filed Document 0001713831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:52:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
eventplicity Inc. See All Filings	D/A	2017-08-14 16:51:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617007 Filed Document 0001617007-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:51:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Calera Capital Partners V, L.P. See All Filings	D/A	2017-08-14 16:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC and Mercury Capital Advisors, LLC CIK Number 0001649880 Filed Document 0001649880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K9 Ventures III, L.P. See All Filings	D	2017-08-14 16:48:43 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001713646 Filed Document 0001713646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbott Secondary Opportunities Cayman, L.P. See All Filings	D	2017-08-14 16:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001703190 Filed Document 0001703190-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:48:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Foxhill Opportunity Fund, L.P. See All Filings	D/A	2017-08-14 16:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners CIK Number 0001413096 Filed Document 0001315863-17-000682 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:47:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
645 Ventures II, L.P. See All Filings	D	2017-08-14 16:46:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001709979 Filed Document 0001709979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearBlade, Inc. See All Filings	D	2017-08-14 16:43:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690294 Filed Document 0001690294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:43:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lyra Energy Services LLC See All Filings	D	2017-08-14 16:41:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714648 Filed Document 0000950103-17-007850 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:41:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
California Safe Soil, LLC See All Filings	D	2017-08-14 16:40:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:40:28 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tokimeku, Inc. See All Filings	D	2017-08-14 16:40:01 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001713766 Filed Document 0001713766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monaker Group, Inc. See All Filings	D	2017-08-14 16:30:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NORTHLAND SECURITIES, INC. CIK Number 0001372183 Filed Document 0001580695-17-000370 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:30:19 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2017-08-14 16:29:03 UTC
Amount To Be Raised $112,125 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:29:03 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Aclaris Therapeutics, Inc. See All Filings	D	2017-08-14 16:29:03 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001557746 Filed Document 0001192482-17-000228 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:29:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Growth Opportunities Fund Ltd. See All Filings	D/A	2017-08-14 16:26:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655401 Filed Document 0000902664-17-003317 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity