Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Parquet Capital I, LLC See All Filings	D	2017-09-12 17:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715634 Filed Document 0000919574-17-006715 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:12:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EXPEDITION TOPCO LLC See All Filings	D	2017-09-12 17:06:05 UTC
Amount To Be Raised $93,100,030 Associated Brokers / Dealers N/A CIK Number 0001716786 Filed Document 0001716786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:06:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Cleaning Investors LLC See All Filings	D	2017-09-12 17:02:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001716719 Filed Document 0001716719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:02:17 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MyWorld, Inc. See All Filings	D	2017-09-12 16:53:57 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001464721 Filed Document 0001288649-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:53:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Healthcare Portfolio II DST See All Filings	D/A	2017-09-12 16:43:14 UTC
Amount To Be Raised $55,020,466 Associated Brokers / Dealers William L. Toft, Curtis L. Whipple, Michael A. Bendix, Shawn L. Valentine, Mitchal D. O'Hare, Sigrid A. Daugaard, Edward E. Fernandez, Corbin S. Thomas, William S. Sheehan, Joseph G. Michaletz, David B. Alexander, David M. Lademan, Elizabeth L. Friant, Gary L. Leavitt, Roger T. Tadsen, Eric S. Scaff, Erkki M. Peippo, Steven J. Yazbeck, Robert A. Herje, Daniel P. Raupp, Byron J. Ishiwata, Robert S. Smith, and John M. Kosmicki CIK Number 0001714406 Filed Document 0001714406-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:43:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MyWorld, Inc. See All Filings	D	2017-09-12 16:42:52 UTC
Amount To Be Raised $10,106,294 Associated Brokers / Dealers N/A CIK Number 0001464721 Filed Document 0001288649-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:42:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe Offshore Ltd. See All Filings	D/A	2017-09-12 16:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496288 Filed Document 0000919574-17-006713 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe, L.P. See All Filings	D/A	2017-09-12 16:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Cuttone & Co., Inc., and Capital Growth Securities CIK Number 0001496289 Filed Document 0000919574-17-006711 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Structured Product Strategies Fund, LP See All Filings	D/A	2017-09-12 16:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618041 Filed Document 0001587342-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guilty Soles, Inc. See All Filings	D	2017-09-12 16:35:57 UTC
Amount To Be Raised $1,004,972 Associated Brokers / Dealers N/A CIK Number 0001663282 Filed Document 0000898432-17-000896 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:35:57 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Pangaea Ventures, L.P. See All Filings	D/A	2017-09-12 16:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645708 Filed Document 0001645708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub DU2 LLC See All Filings	D	2017-09-12 16:23:26 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001715969 Filed Document 0001715969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:23:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Loan Opportunities Fund, L.P. See All Filings	D/A	2017-09-12 16:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587342 Filed Document 0001587342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:23:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAYMENT DATA SYSTEMS INC See All Filings	D	2017-09-12 16:22:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Schwartz Heslin Group, Inc. CIK Number 0001088034 Filed Document 0001088034-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:22:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sachem Capital Corp. See All Filings	D	2017-09-12 16:19:00 UTC
Amount To Be Raised $27,459,436 Associated Brokers / Dealers N/A CIK Number 0001682220 Filed Document 0001696632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:19:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AllSource Analysis, Inc. See All Filings	D	2017-09-12 16:18:12 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001615073 Filed Document 0001615073-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:18:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Highland Partners NV LLC See All Filings	D	2017-09-12 16:17:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708294 Filed Document 0001708294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:17:54 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
JustRight Surgical, LLC See All Filings	D	2017-09-12 16:17:50 UTC
Amount To Be Raised $5,499,994 Associated Brokers / Dealers PiperJaffray & Co. CIK Number 0001512368 Filed Document 0001512368-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:17:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MKP Select, L.P. See All Filings	D	2017-09-12 16:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714853 Filed Document 0000902664-17-003575 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:14:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prep Investor LLC See All Filings	D	2017-09-12 16:07:21 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001715874 Filed Document 0001715874-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:07:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawthorne Place Edina, LLC See All Filings	D	2017-09-12 16:06:27 UTC
Amount To Be Raised $1,790,000 Associated Brokers / Dealers N/A CIK Number 0001716800 Filed Document 0001716800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:06:27 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Allbirds, Inc. See All Filings	D	2017-09-12 16:04:33 UTC
Amount To Be Raised $18,499,995 Associated Brokers / Dealers N/A CIK Number 0001653909 Filed Document 0001288649-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:04:33 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Connellsville Custodial Account, LLC See All Filings	D	2017-09-12 16:03:34 UTC
Amount To Be Raised $19,370,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001716158 Filed Document 0001716158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:03:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
AKTV8 LLC See All Filings	D	2017-09-12 16:02:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667054 Filed Document 0001667054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:02:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NATURAL STATE WELLNESS ENTERPRISES, LLC See All Filings	D	2017-09-12 16:00:27 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001716685 Filed Document 0001716685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:00:27 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
AppBus, Inc. See All Filings	D	2017-09-12 15:53:12 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001680325 Filed Document 0001680325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:53:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BFAM Asian Opportunities Fund Ltd See All Filings	D/A	2017-09-12 15:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554874 Filed Document 0001315863-17-000740 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Special Situations Real Estate Fund II, LP See All Filings	D/A	2017-09-12 15:52:17 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001673840 Filed Document 0001673840-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFAM Asian Opportunities Fund, LP See All Filings	D/A	2017-09-12 15:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554873 Filed Document 0001315863-17-000739 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2017-09-12 15:52:17 UTC
Amount To Be Raised $252,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:52:17 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
AAI Holding Trust See All Filings	D	2017-09-12 15:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001716736 Filed Document 0001716736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:47:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Other
Swift Health Systems Inc. See All Filings	D	2017-09-12 15:43:40 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001678140 Filed Document 0001088182-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:43:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JOSEPH STONE SPECIAL OPPORTUNITY FUND LLC See All Filings	D/A	2017-09-12 15:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001713559 Filed Document 0001213900-17-009597 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2017-09-12 15:37:29 UTC
Amount To Be Raised $97,100 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:37:29 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Atlas Strategic Opportunities Fund, LP See All Filings	D	2017-09-12 15:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716828 Filed Document 0001716828-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Springs Capital Offshore Fund LP See All Filings	D	2017-09-12 15:32:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716781 Filed Document 0001716781-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:32:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Metric, Inc. See All Filings	D	2017-09-12 15:29:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713708 Filed Document 0001713708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Terrene Labs, Inc. See All Filings	D	2017-09-12 15:28:31 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001701760 Filed Document 0001716562-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:28:31 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
K2 INVESTMENT PARTNERS II LLC See All Filings	D/A	2017-09-12 15:28:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., Thomas Weisel Partners LLC, GS Capital Management LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Stifel, Nicolaus & Company, Incorporated, and Frontier Solutions LLC CIK Number 0001131392 Filed Document 0001659828-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:28:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCB Leveraged Solutions (1) Ltd See All Filings	D	2017-09-12 15:27:14 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers Candlewood Securities, LLC CIK Number 0001716642 Filed Document 0001716642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:27:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Armistice Capital Fund Offshore Ltd. See All Filings	D/A	2017-09-12 15:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554378 Filed Document 0000919574-17-006708 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Onshore Fund, L.P. See All Filings	D/A	2017-09-12 15:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001473967 Filed Document 0001548872-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Offshore Fund, Ltd. See All Filings	D/A	2017-09-12 15:21:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Partners, Inc. CIK Number 0001548872 Filed Document 0001548872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:21:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBE INDUSTRIES LLC See All Filings	D	2017-09-12 15:20:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001716827 Filed Document 0001716827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:20:06 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Shift Capital Income Fund, LP See All Filings	D/A	2017-09-12 15:17:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001715697 Filed Document 0001715697-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:17:22 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CDJ Technologies, Inc. See All Filings	D	2017-09-12 15:14:22 UTC
Amount To Be Raised $3,348,560 Associated Brokers / Dealers N/A CIK Number 0001716671 Filed Document 0001716671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:14:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wizely, Inc. See All Filings	D	2017-09-12 15:12:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716562 Filed Document 0001716562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:12:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DoorStat LLC See All Filings	D	2017-09-12 15:11:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities CIK Number 0001716829 Filed Document 0001716829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:11:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
NEOCHORD INC See All Filings	D	2017-09-12 15:09:47 UTC
Amount To Be Raised $10,081,660 Associated Brokers / Dealers N/A CIK Number 0001400819 Filed Document 0001209191-17-052395 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:09:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Essintial Acquisition Group, LLC See All Filings	D	2017-09-12 15:07:22 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001716795 Filed Document 0001716795-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 15:07:22 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity