Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DeRosa Capital 8, LLC See All Filings	D	2017-10-12 15:13:55 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001719400 Filed Document 0001719384-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 15:13:55 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2017-10-12 15:13:08 UTC
Amount To Be Raised $7,280 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000206 Exclusions or Exemptions 506b Accepted Date 2017-10-12 15:13:08 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2017-10-12 15:10:45 UTC
Amount To Be Raised $8,190 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-10-12 15:10:45 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IndoSpace Logistics Parks III (Cayman) Ltd See All Filings	D	2017-10-12 15:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719333 Filed Document 0001719333-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 15:09:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Private Credit Opportunities Partners II (EEA) L.P. See All Filings	D/A	2017-10-12 15:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hang Tang International Capital Management Limited and Samsung Securities Co., Ltd CIK Number 0001660023 Filed Document 0001660023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 15:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rational Surgical Solutions, LLC See All Filings	D	2017-10-12 15:01:07 UTC
Amount To Be Raised $1,500,048 Associated Brokers / Dealers N/A CIK Number 0001655092 Filed Document 0001655092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 15:01:07 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Essential Products, Inc. See All Filings	D	2017-10-12 14:58:41 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001694074 Filed Document 0001694074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:58:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vestwell Holdings Inc. See All Filings	D	2017-10-12 14:58:00 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001685651 Filed Document 0001685651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:58:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Warner Music Group Corp. See All Filings	D	2017-10-12 14:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001718162-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:53:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Foresee Medical, Inc. See All Filings	D	2017-10-12 14:50:37 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001719442 Filed Document 0001719442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:50:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-Strategy Chloe Capital, LLC See All Filings	D	2017-10-12 14:49:14 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001719384 Filed Document 0001719384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:49:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pegasis GW LP See All Filings	D	2017-10-12 14:44:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001719187 Filed Document 0001719187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:44:48 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
HYDRA PLATFORM LLC HYDRA CELL 062 See All Filings	D	2017-10-12 14:44:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719380 Filed Document 0001719380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:44:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GC International Ladder Ltd. See All Filings	D/A	2017-10-12 14:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677908 Filed Document 0001677908-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Global Credit Opportunities Fund II, Ltd. See All Filings	D/A	2017-10-12 14:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC ("FHG") and CVC Funding, LLC ("CFL") CIK Number 0001673986 Filed Document 0001673986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYDRA PLATFORM LLC HYDRA CELL 022 See All Filings	D	2017-10-12 14:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719378 Filed Document 0001719378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:28:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CVC Global Credit Opportunities Fund II, L.P. See All Filings	D/A	2017-10-12 14:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Resource Securities Inc. ("RS"), Far Hills Group, LLC ("FHG"), and CVC Funding, LLC ("CFL") CIK Number 0001662900 Filed Document 0001662900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AccessCoin, LLC See All Filings	D	2017-10-12 14:25:36 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001717137 Filed Document 0001717137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:25:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
WUP Investments II, LLC See All Filings	D	2017-10-12 14:11:22 UTC
Amount To Be Raised $2,117,000 Associated Brokers / Dealers Derek L. Copeland CIK Number 0001719158 Filed Document 0001461373-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:11:22 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DST Investments XVII, L.P. See All Filings	D	2017-10-12 14:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719373 Filed Document 0001719373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:10:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SocialSweet, Inc. See All Filings	D	2017-10-12 14:06:48 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001719409 Filed Document 0001719409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:06:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Infrastructure Fund III LP See All Filings	D	2017-10-12 14:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc., Trichotomy Consulting Pty Ltd, Servicios Financieros Altis S.A., and bfinance UK Limited CIK Number 0001718750 Filed Document 0001719235-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 14:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Voice Research Labs, Inc. See All Filings	D	2017-10-12 13:55:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719053 Filed Document 0001719053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:55:27 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
NB Private Debt Fund III LP See All Filings	D	2017-10-12 13:44:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718099 Filed Document 0001718099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:44:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Physics, Inc. See All Filings	D	2017-10-12 13:41:56 UTC
Amount To Be Raised $21,162,558 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:41:56 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Oak Bayou Group LLC See All Filings	D	2017-10-12 13:36:29 UTC
Amount To Be Raised $7,470,791 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001716765 Filed Document 0001716765-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:36:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Andela Inc. See All Filings	D/A	2017-10-12 13:32:22 UTC
Amount To Be Raised $39,999,996 Associated Brokers / Dealers N/A CIK Number 0001615306 Filed Document 0001615306-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:32:22 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seacoast Commerce Banc Holdings See All Filings	D	2017-10-12 13:30:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001711044 Filed Document 0001683168-17-002639 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:30:18 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TenantBase, Inc. See All Filings	D	2017-10-12 13:30:02 UTC
Amount To Be Raised $2,962,467 Associated Brokers / Dealers N/A CIK Number 0001660214 Filed Document 0001660214-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:30:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silas Mine Investments, LLC See All Filings	D	2017-10-12 13:28:05 UTC
Amount To Be Raised $5,767,000 Associated Brokers / Dealers N/A CIK Number 0001719438 Filed Document 0001719438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:28:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 DUBAWI/DARYAKANA, LLC See All Filings	D	2017-10-12 13:23:34 UTC
Amount To Be Raised $236,000 Associated Brokers / Dealers N/A CIK Number 0001719418 Filed Document 0001719418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:23:34 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
ArcLight VI Upstream Annex Fund, L.P. See All Filings	D/A	2017-10-12 13:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001716073 Filed Document 0001716073-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC GLOBAL CREDIT OPPORTUNITIES FUND, LTD. See All Filings	D/A	2017-10-12 13:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Resource Securities Inc. ("RS"), Far Hills Group, LLC ("FHG"), London Management Group ("LMG"), and CVC Funding, LLC ("CFL") CIK Number 0001518613 Filed Document 0001518613-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grateful Ventures, LLC See All Filings	D	2017-10-12 13:14:31 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001719347 Filed Document 0001719347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:14:31 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Curbd, Inc. See All Filings	D	2017-10-12 13:13:33 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001719452 Filed Document 0001719452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:13:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORBEL CAPITAL PARTNERS SBIC, L.P. See All Filings	D/A	2017-10-12 13:01:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001702511 Filed Document 0001702511-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Searchlight Investments, LLC See All Filings	D	2017-10-12 13:01:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001718355 Filed Document 0001718355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 13:01:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Holt Opportunity Fund II, L.P. See All Filings	D/A	2017-10-12 12:57:09 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001685878 Filed Document 0001685878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:57:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Stewart Dell Global Equities Fund, LP See All Filings	D	2017-10-12 12:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719377 Filed Document 0001719388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:53:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snow Owl Confectioners, Inc. See All Filings	D	2017-10-12 12:49:52 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001719346 Filed Document 0001719346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:49:52 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Dalton India (US Feeder) Fund LP See All Filings	D/A	2017-10-12 12:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614149 Filed Document 0001209191-17-056707 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex Partners V PV-B LP See All Filings	D/A	2017-10-12 12:46:44 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001711481 Filed Document 0001140361-17-038503 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onex Partners V PV LP See All Filings	D/A	2017-10-12 12:45:28 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001711480 Filed Document 0001140361-17-038501 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onex Partners V-B LP See All Filings	D/A	2017-10-12 12:44:13 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001711479 Filed Document 0001140361-17-038500 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onex Partners V LP See All Filings	D/A	2017-10-12 12:43:16 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001711477 Filed Document 0001140361-17-038497 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:43:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strobus Onshore Fund LP See All Filings	D	2017-10-12 12:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719440 Filed Document 0000919574-17-007254 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DALTON ASIA (US FEEDER) FUND LP See All Filings	D/A	2017-10-12 12:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428125 Filed Document 0001209191-17-056705 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brodofication LLC See All Filings	D	2017-10-12 12:26:11 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001719290 Filed Document 0001515971-17-000138 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:26:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Insurance Series LP Corient Insurance Series See All Filings	D	2017-10-12 12:22:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718489 Filed Document 0001718489-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:22:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NO MARGIN FUND LP See All Filings	D/A	2017-10-12 12:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884674 Filed Document 0000884674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-12 12:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity