Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BioAesthetics Corp See All Filings	D/A	2017-10-16 15:34:43 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001716873 Filed Document 0001716873-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:34:43 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Moxie Methods, Inc. See All Filings	D	2017-10-16 15:29:11 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001718980 Filed Document 0001718980-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:29:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Thomas H. Lee Parallel Fund VIII, L.P. See All Filings	D	2017-10-16 15:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC, TRINITY GROUP LIMITED, and KRONSTEIN ALTERNATIVE INVESTMENT ADVISORS GMBH CIK Number 0001718511 Filed Document 0001718511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:29:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2017-10-16 15:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559520-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Royal Harbour Fund LP See All Filings	D/A	2017-10-16 15:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687644 Filed Document 0001687644-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Mobility Holdings, LLC See All Filings	D	2017-10-16 15:20:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719666 Filed Document 0001719666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:20:54 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WESTFIELD GLOBAL DIVIDEND GROWTH FUND LP See All Filings	D/A	2017-10-16 15:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686960 Filed Document 0001140361-17-038758 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2017-10-16 15:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
VIKING ENERGY GROUP, INC. See All Filings	D	2017-10-16 15:05:01 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Fusion Analytics Securities LLC CIK Number 0001102432 Filed Document 0001477932-17-005080 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:05:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BehaveCare Inc. See All Filings	D	2017-10-16 15:03:23 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001703462 Filed Document 0001703462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:03:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-16 15:00:48 UTC
Amount To Be Raised $10,588,578 Associated Brokers / Dealers Jennifer Kephart, Kevin Wernnick, and Sam Sheth CIK Number 0001135856 Filed Document 0001135856-17-000316 Exclusions or Exemptions 506b Accepted Date 2017-10-16 15:00:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bowlmor AMF Corp. See All Filings	D	2017-10-16 14:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719287 Filed Document 0000950103-17-009995 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:59:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Maxxsure, LLC See All Filings	D	2017-10-16 14:58:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001719800 Filed Document 0001719800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:58:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zecutiv, Inc See All Filings	D	2017-10-16 14:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719737 Filed Document 0001719737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:58:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIKING ENERGY GROUP, INC. See All Filings	D	2017-10-16 14:58:32 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001102432 Filed Document 0001477932-17-005077 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:58:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elementum Zephyrus Total Return Cat Bond Fund Ltd. See All Filings	D/A	2017-10-16 14:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626310 Filed Document 0001315863-17-000832 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-16 14:54:17 UTC
Amount To Be Raised $13,439,152 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-17-000315 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:54:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
India Acorn Fund (Delaware) LLC See All Filings	D	2017-10-16 14:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716793 Filed Document 0001716793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:52:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minerva Catalyst Strategies, LP See All Filings	D	2017-10-16 14:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719624 Filed Document 0001719624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:51:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-16 14:46:53 UTC
Amount To Be Raised $19,626,478 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-17-000314 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:46:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eargo, Inc. See All Filings	D	2017-10-16 14:46:36 UTC
Amount To Be Raised $45,024,387 Associated Brokers / Dealers N/A CIK Number 0001719395 Filed Document 0001719395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:46:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CERES ABINGDON L.P. See All Filings	D/A	2017-10-16 14:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001386164 Filed Document 0001386164-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CERES TACTICAL SYSTEMATIC L.P. See All Filings	D/A	2017-10-16 14:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001209709 Filed Document 0001209709-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-16 14:38:19 UTC
Amount To Be Raised $2,025,404 Associated Brokers / Dealers Jason Burlie, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-17-000313 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:38:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Big Data Analytics, Inc. See All Filings	D	2017-10-16 14:37:47 UTC
Amount To Be Raised $522,000 Associated Brokers / Dealers N/A CIK Number 0001719575 Filed Document 0001719575-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:37:47 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Electron Global Fund, Ltd. See All Filings	D/A	2017-10-16 14:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001012975-17-000752 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-10-16 14:32:49 UTC
Amount To Be Raised $2,802,000 Associated Brokers / Dealers Sean Devlin and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-17-000312 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:32:49 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Electron Global Fund, L.P. See All Filings	D/A	2017-10-16 14:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-17-000751 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM ECP-Long Only, as a Series of DCM Onshore Funds, LLC See All Filings	D	2017-10-16 14:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719690 Filed Document 0001719690-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:30:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Reservoir Monitoring, Inc. See All Filings	D	2017-10-16 14:30:07 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001719725 Filed Document 0001140361-17-038750 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:30:07 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Westcore Platform Investors III, LLC See All Filings	D	2017-10-16 14:29:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001711774 Filed Document 0001711774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:29:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Imaginary Venture Capital Partners I, L.P. See All Filings	D	2017-10-16 14:28:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001718849 Filed Document 0001718849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:28:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-16 14:25:24 UTC
Amount To Be Raised $20,175,550 Associated Brokers / Dealers Jason Burlie, Steven Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-17-000311 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:25:24 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2017-10-16 14:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:24:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Atheer, Inc. See All Filings	D	2017-10-16 14:23:42 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001595879 Filed Document 0001595879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:23:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B POSITIVE PLASMA LLC See All Filings	D/A	2017-10-16 14:09:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001717650 Filed Document 0001717650-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:09:52 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
LIFEGAIT, INC. See All Filings	D/A	2017-10-16 14:08:53 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001680737 Filed Document 0001680737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:08:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
B Positive National Blood Services, LLC See All Filings	D/A	2017-10-16 14:04:54 UTC
Amount To Be Raised $902,855 Associated Brokers / Dealers N/A CIK Number 0001556448 Filed Document 0001717650-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:04:54 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Echo 360 Holdings, Inc. See All Filings	D	2017-10-16 14:04:30 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001693192 Filed Document 0001693192-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:04:30 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-16 14:00:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Joanna Hampton CIK Number 0001135856 Filed Document 0001135856-17-000310 Exclusions or Exemptions 506b Accepted Date 2017-10-16 14:00:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-10-16 13:54:57 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Sean Devlin, Michael Leonard, and Kenneth Catanella CIK Number 0001135856 Filed Document 0001135856-17-000309 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:54:57 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Real Estate - Buttes, LLC See All Filings	D	2017-10-16 13:50:03 UTC
Amount To Be Raised $5,550,735 Associated Brokers / Dealers None CIK Number 0001525969 Filed Document 0001525969-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:50:03 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eat Here Brands LLC See All Filings	D	2017-10-16 13:46:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001556925 Filed Document 0001556925-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:46:36 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-10-16 13:44:56 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers Eddie Allen and Michael D. Shannon CIK Number 0001135856 Filed Document 0001135856-17-000308 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:44:56 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2017-10-16 13:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-17-000738 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pueblo Grande Holdings LLC See All Filings	D	2017-10-16 13:40:26 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001719410 Filed Document 0001719410-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:40:26 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fresco Venture Fund III, LP See All Filings	D	2017-10-16 13:32:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001719683 Filed Document 0001719683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series See All Filings	D/A	2017-10-16 13:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:31:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
moduleQ, Inc. See All Filings	D	2017-10-16 13:22:40 UTC
Amount To Be Raised $5,589,819 Associated Brokers / Dealers N/A CIK Number 0001616333 Filed Document 0001616333-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:22:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2017-10-16 13:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 13:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund