Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
M2 NY Pioneer Fund II, L.P. See All Filings	D	2017-10-18 14:21:20 UTC
Amount To Be Raised $100,700,000 Associated Brokers / Dealers N/A CIK Number 0001719665 Filed Document 0001719665-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cyndx HoldCo LLC See All Filings	D	2017-10-18 14:04:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001708735 Filed Document 0001708735-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:04:15 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2017-10-18 14:03:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001500198 Filed Document 0001596771-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:03:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TRIPP, Inc. See All Filings	D	2017-10-18 14:03:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719930 Filed Document 0001719930-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:03:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Wilson Fund LP See All Filings	D/A	2017-10-18 13:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532761 Filed Document 0001405086-17-000206 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SREF IV 44TH STREET CO-INVEST, L.P. See All Filings	D	2017-10-18 13:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001719546 Filed Document 0001719546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:45:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2017-10-18 13:25:49 UTC
Amount To Be Raised $2,245,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:25:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Diagnostic Biochips, Inc. See All Filings	D	2017-10-18 13:12:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592600 Filed Document 0001592600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:12:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Uplevel Systems Inc. See All Filings	D	2017-10-18 13:12:03 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001689629 Filed Document 0001689629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:12:03 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Sharp Fluidics LLC See All Filings	D	2017-10-18 13:05:55 UTC
Amount To Be Raised $6,600,741 Associated Brokers / Dealers N/A CIK Number 0001719819 Filed Document 0001719819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:05:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NGV Parent Holdings, Inc. See All Filings	D	2017-10-18 12:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701526 Filed Document 0001701526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:54:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NRG METALS INC. See All Filings	D	2017-10-18 12:53:35 UTC
Amount To Be Raised $263,529 Associated Brokers / Dealers N/A CIK Number 0001643715 Filed Document 0001643715-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:53:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Betz Cotton Boll Court, Ltd. See All Filings	D	2017-10-18 12:52:30 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001720000 Filed Document 0001720000-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:52:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hedosophia Gamma I Limited Partnership See All Filings	D	2017-10-18 12:49:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719885 Filed Document 0000950172-17-000090 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:49:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORCH 3D INC. See All Filings	D	2017-10-18 12:47:45 UTC
Amount To Be Raised $3,524,996 Associated Brokers / Dealers N/A CIK Number 0001719357 Filed Document 0001719357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:47:45 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Magma Trading USA, LLC See All Filings	D	2017-10-18 12:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693320 Filed Document 0001693320-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:46:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2017-10-18 12:36:39 UTC
Amount To Be Raised $31,964 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:36:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TrueLight Energy Fund, LP See All Filings	D/A	2017-10-18 12:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614825 Filed Document 0001315863-17-000840 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:13:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trinitas Capital Management, LLC See All Filings	D/A	2017-10-18 12:04:36 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001651401 Filed Document 0000945621-17-000386 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:04:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Bloomlife, Inc. See All Filings	D	2017-10-18 12:02:57 UTC
Amount To Be Raised $8,925,158 Associated Brokers / Dealers N/A CIK Number 0001719371 Filed Document 0001719371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:02:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Xomi Holdings LLC See All Filings	D	2017-10-18 11:48:22 UTC
Amount To Be Raised $162,500 Associated Brokers / Dealers N/A CIK Number 0001710119 Filed Document 0001710119-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 11:48:22 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ziegler Link-Age Fund II, L.P. See All Filings	D	2017-10-18 11:17:52 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001719151 Filed Document 0001719151-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 11:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SIA Debt Opportunities Fund, L.P. See All Filings	D/A	2017-10-18 11:17:48 UTC
Amount To Be Raised $188,163,265 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001687745 Filed Document 0001687745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 11:17:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Currency Growth LLC See All Filings	D	2017-10-18 11:14:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001719970 Filed Document 0001719970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 11:14:08 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CLEARWATER OPPORTUNITY FUND, LLLP See All Filings	D	2017-10-18 11:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719498 Filed Document 0001362118-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-10-18 11:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIA Debt Opportunities Fund (Cayman), L.P. See All Filings	D/A	2017-10-18 10:57:34 UTC
Amount To Be Raised $159,800,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001687749 Filed Document 0001687749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access HealthNet Holdings, Inc. See All Filings	D	2017-10-18 10:49:19 UTC
Amount To Be Raised $2,381,642 Associated Brokers / Dealers N/A CIK Number 0001719334 Filed Document 0001042167-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:49:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Real Estate Secondary 2017 (USD) A, L.P. See All Filings	D/A	2017-10-18 10:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688380 Filed Document 0001688380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:39:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chops Snacks, Inc. See All Filings	D	2017-10-18 10:28:30 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001719941 Filed Document 0001719941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:28:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Creative Foam Holdings, Inc. See All Filings	D	2017-10-18 10:25:10 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001719943 Filed Document 0001144204-17-052929 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:25:10 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Roark Capital Partners V (TE) LP See All Filings	D	2017-10-18 10:16:17 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001719747 Filed Document 0000950142-17-001862 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:16:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Roark Capital Partners V (T) LP See All Filings	D	2017-10-18 10:15:50 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001719746 Filed Document 0000950142-17-001861 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:15:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Roark Capital Partners V (OS) LP See All Filings	D	2017-10-18 10:15:29 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001719749 Filed Document 0000950142-17-001860 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Roark Capital Partners V (892) LP See All Filings	D	2017-10-18 10:14:57 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001719748 Filed Document 0000950142-17-001859 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:14:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Intent Solutions, Inc. See All Filings	D	2017-10-18 10:13:23 UTC
Amount To Be Raised $7,134,491 Associated Brokers / Dealers N/A CIK Number 0001719937 Filed Document 0001719937-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:13:23 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DRONE AMPLIFIED, INC. See All Filings	D	2017-10-18 10:08:09 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001719982 Filed Document 0001719982-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 10:08:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Wasserstein Debt Opportunities Offshore Fund, Ltd. See All Filings	D/A	2017-10-18 09:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and Jeremy Leyland CIK Number 0001589324 Filed Document 0000950142-17-001854 Exclusions or Exemptions 506b Accepted Date 2017-10-18 09:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCM PARTNERS LP See All Filings	D/A	2017-10-18 09:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176228 Filed Document 0001176228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 09:48:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrevida Multi-Strategy Offshore Charter Fund, L.P. See All Filings	D/A	2017-10-18 09:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475496 Filed Document 0000919574-17-007340 Exclusions or Exemptions 506b Accepted Date 2017-10-18 09:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X-8 LP See All Filings	D	2017-10-18 09:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719774 Filed Document 0001719774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 09:40:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
200 Hollow Tree, LP See All Filings	D	2017-10-18 09:34:37 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001719966 Filed Document 0001719966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 09:34:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Altair CHP Fund, LLC See All Filings	D/A	2017-10-18 09:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001492505 Filed Document 0001144204-17-052924 Exclusions or Exemptions 506b Accepted Date 2017-10-18 09:31:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindChild Medical, Inc See All Filings	D	2017-10-18 08:58:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001448897 Filed Document 0001448897-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-18 08:58:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PEW Investments, LLC See All Filings	D	2017-10-18 08:12:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001712825 Filed Document 0001712825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 08:12:11 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PGC Tapestry Tallahassee Assisted Living & Memory Care LP See All Filings	D/A	2017-10-18 07:50:48 UTC
Amount To Be Raised $6,860,000 Associated Brokers / Dealers Brian Sullivan CIK Number 0001685558 Filed Document 0001685558-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-18 07:50:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Altura Mining Ltd See All Filings	D	2017-10-18 06:05:58 UTC
Amount To Be Raised $5,155,575 Associated Brokers / Dealers Jett Capital Advisors, LLC CIK Number 0001719931 Filed Document 0001615774-17-005763 Exclusions or Exemptions 506b Accepted Date 2017-10-18 06:05:58 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
EDN, Inc. See All Filings	D/A	2017-10-17 21:51:17 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001671675 Filed Document 0001671675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 21:51:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
122 E 22nd St Co-Invest, LLC See All Filings	D	2017-10-17 19:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719816 Filed Document 0001719833-17-000006 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-17 19:32:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DAVE INC. See All Filings	D	2017-10-17 19:30:48 UTC
Amount To Be Raised $13,808,842 Associated Brokers / Dealers N/A CIK Number 0001687527 Filed Document 0001687527-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 19:30:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alphatec Holdings, Inc. See All Filings	D	2017-10-17 19:27:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers No Associated Sales Compensation CIK Number 0001350653 Filed Document 0001350653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 19:27:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity