Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neurvana Medical, LLC See All Filings	D	2017-10-23 15:01:51 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001719372 Filed Document 0001719372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:01:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Progreen US, Inc. See All Filings	D/A	2017-10-23 14:55:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:55:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GrizzlyRock Institutional Value Partners, LP See All Filings	D/A	2017-10-23 14:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC and Old City Securities LLC CIK Number 0001687931 Filed Document 0001687931-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
OceanGate Inc See All Filings	D/A	2017-10-23 14:37:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:37:47 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Next 100 LLC See All Filings	D	2017-10-23 14:34:08 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001715685 Filed Document 0001715685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:34:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mya Systems, Inc. See All Filings	D	2017-10-23 14:28:08 UTC
Amount To Be Raised $19,633,900 Associated Brokers / Dealers N/A CIK Number 0001703903 Filed Document 0001703903-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:28:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5858 N COLLEGE, LLC See All Filings	D	2017-10-23 14:24:42 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers N/A CIK Number 0001675275 Filed Document 0001675275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:24:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2017-10-23 14:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, Ord Minnett Limited, and Wunderlich Securities, Inc. CIK Number 0001523880 Filed Document 0001523880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
i80 Group LLC See All Filings	D/A	2017-10-23 14:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710499 Filed Document 0001710499-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:08:18 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2017-10-23 14:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Wunderlich Securities, Inc., and Monarch Capital Group, LLC CIK Number 0001523886 Filed Document 0001523886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3 PROTON LITHIUM INC. See All Filings	D	2017-10-23 14:06:13 UTC
Amount To Be Raised $949,574 Associated Brokers / Dealers N/A CIK Number 0001719669 Filed Document 0001534122-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:06:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SPC FAPS Holdings, LP See All Filings	D	2017-10-23 14:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720098 Filed Document 0001720098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:03:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2017-10-23 14:02:02 UTC
Amount To Be Raised $19,438 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:02:02 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 182 See All Filings	D	2017-10-23 13:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719768 Filed Document 0001719768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 13:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Agency MBS Trust See All Filings	D/A	2017-10-23 13:42:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 13:42:34 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
GeneCapture, Inc. See All Filings	D	2017-10-23 13:20:26 UTC
Amount To Be Raised $169,260 Associated Brokers / Dealers N/A CIK Number 0001559176 Filed Document 0001446933-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-10-23 13:20:26 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Spring Hills Holdings, LLC See All Filings	D	2017-10-23 13:19:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Cabot Lodge Securities, LLC, Purshe Kaplan Sterling Investments, and Center Street Securities, Inc. CIK Number 0001719000 Filed Document 0001140361-17-039229 Exclusions or Exemptions 506b Accepted Date 2017-10-23 13:19:31 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
COALG On Broadway Ltd Liability Co See All Filings	D	2017-10-23 13:15:50 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001720324 Filed Document 0001720324-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 13:15:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Keystone Hospitality Holdings LLC See All Filings	D	2017-10-23 13:14:45 UTC
Amount To Be Raised $1,976,000 Associated Brokers / Dealers N/A CIK Number 0001719925 Filed Document 0001719925-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 13:14:45 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATCAP FUND I, LP See All Filings	D	2017-10-23 12:57:52 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001707098 Filed Document 0001707098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:57:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
eight15 Real Estate Fund, LP See All Filings	D	2017-10-23 12:57:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719523 Filed Document 0001719523-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:57:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D/A	2017-10-23 12:47:11 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers KCD Financial Inc. CIK Number 0000875729 Filed Document 0000875729-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:47:11 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fort Baker Special Opportunities, SPC Segregated Portfolio B See All Filings	D	2017-10-23 12:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719858 Filed Document 0001719858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:28:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynthrope Forrest, LLC See All Filings	D	2017-10-23 12:13:53 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001720326 Filed Document 0001720326-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:13:53 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Sea Street Technologies, Inc. See All Filings	D/A	2017-10-23 12:13:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700651 Filed Document 0001700651-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:13:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Builders Direct Lending Fund LLC See All Filings	D	2017-10-23 12:11:04 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001720301 Filed Document 0001720301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:11:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Seated, Inc. See All Filings	D	2017-10-23 12:01:15 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001717233 Filed Document 0001717233-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 12:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MVP LS FUND XXIV LLC See All Filings	D	2017-10-23 11:58:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001711494 Filed Document 0001711494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BDLF Fund Management LLC See All Filings	D	2017-10-23 11:57:19 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001720303 Filed Document 0001720303-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:57:19 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Charlesbank Equity Fund IX GP, Limited Partnership See All Filings	D	2017-10-23 11:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720195 Filed Document 0001718498-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Highline Enhanced, L.P. See All Filings	D/A	2017-10-23 11:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655677 Filed Document 0001655677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:48:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AdvicePay Inc. See All Filings	D	2017-10-23 11:47:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001719104 Filed Document 0001719104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:47:27 UTC Type of Offering D Industry Business Services Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Charlesbank Executives Fund IX, Limited Partnership See All Filings	D	2017-10-23 11:39:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718499 Filed Document 0001718498-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:39:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAI Diversified Real Estate Income Fund II, L.P. See All Filings	D	2017-10-23 11:32:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718519 Filed Document 0001315863-17-000843 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:32:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CB Offshore Equity Fund IX, Limited Partnership See All Filings	D	2017-10-23 11:24:18 UTC
Amount To Be Raised $536,360,000 Associated Brokers / Dealers N/A CIK Number 0001718450 Filed Document 0001718498-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:24:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400RALPHST LLC See All Filings	D	2017-10-23 11:20:06 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001720456 Filed Document 0001720456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:20:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Charlesbank Equity Fund IX, Limited Partnership See All Filings	D	2017-10-23 11:17:28 UTC
Amount To Be Raised $2,213,640,000 Associated Brokers / Dealers N/A CIK Number 0001718498 Filed Document 0001718498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:17:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South of Hixbridge, LLC See All Filings	D	2017-10-23 11:12:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001720293 Filed Document 0001720293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 11:12:21 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Distinguished LLC See All Filings	D	2017-10-23 10:50:54 UTC
Amount To Be Raised $9,191,600 Associated Brokers / Dealers N/A CIK Number 0001224669 Filed Document 0001193805-17-003320 Exclusions or Exemptions 506b Accepted Date 2017-10-23 10:50:54 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IN2BONES GLOBAL, INC. See All Filings	D	2017-10-23 10:45:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001700888 Filed Document 0001700888-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 10:45:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ARISTIDES FUND LP See All Filings	D/A	2017-10-23 10:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hampton Hedge Fund Marketing, LLC and TGP Securities, Inc. CIK Number 0001437644 Filed Document 0001437644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 10:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Line Spirits, LLC See All Filings	D/A	2017-10-23 10:31:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001634207 Filed Document 0001634207-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 10:31:55 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SALEM RIGHTSLINE INVESTORS, LLC See All Filings	D	2017-10-23 10:27:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001719744 Filed Document 0001719744-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 10:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Athena Victory Fund L.P. See All Filings	D/A	2017-10-23 10:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 10:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esulep LLC Permo Fund See All Filings	D/A	2017-10-23 09:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC, Podesta & Company, CCM Opportunistic Advisors, LLC, Silver Leaf Partners LLC, and IASG Alternatives, LLC CIK Number 0001598170 Filed Document 0001598170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 09:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG BLOCKS, INC. See All Filings	D	2017-10-23 09:27:42 UTC
Amount To Be Raised $549,500 Associated Brokers / Dealers N/A CIK Number 0001023994 Filed Document 0001213900-17-010819 Exclusions or Exemptions 506b Accepted Date 2017-10-23 09:27:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unified Office, Inc. See All Filings	D/A	2017-10-23 09:01:30 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001556859 Filed Document 0001556859-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 09:01:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
BlockTower Capital Partners Offshore Ltd. See All Filings	D	2017-10-20 19:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715354 Filed Document 0001715354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 19:15:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlockTower Capital Partners LP See All Filings	D/A	2017-10-20 19:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710824 Filed Document 0001710824-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 19:12:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toronado Offshore Fund, Ltd See All Filings	D/A	2017-10-20 18:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673496 Filed Document 0001580038-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-20 18:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund