Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Patel Family Holdings, LP See All Filings	D	2017-11-02 18:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721637 Filed Document 0001721637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 18:02:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prana Current Yield Fund V, L.P. See All Filings	D/A	2017-11-02 18:00:37 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001699731 Filed Document 0000935836-17-000514 Exclusions or Exemptions 506b Accepted Date 2017-11-02 18:00:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP FF SMALL BUYOUT CO-INVESTMENT FUND III, LP See All Filings	D	2017-11-02 17:58:56 UTC
Amount To Be Raised $328,245,000 Associated Brokers / Dealers N/A CIK Number 0001721329 Filed Document 0001721329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
You World Inc. See All Filings	D	2017-11-02 17:56:36 UTC
Amount To Be Raised $3,640,000 Associated Brokers / Dealers N/A CIK Number 0001701798 Filed Document 0001701798-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:56:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Templum LLC See All Filings	D/A	2017-11-02 17:56:32 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001718353 Filed Document 0001144204-17-055926 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:56:32 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FattMerchant, Inc. See All Filings	D	2017-11-02 17:46:35 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001645335 Filed Document 0001645335-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:46:35 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Qoowa, Inc. See All Filings	D	2017-11-02 17:45:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001721330 Filed Document 0001721330-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:45:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Spicegrove, LLC See All Filings	D	2017-11-02 17:44:08 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001719715 Filed Document 0001719715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:44:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo European Principal Finance Fund III (Euro B), L.P. See All Filings	D/A	2017-11-02 17:39:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Teneo Partners Japan Limited, Shinhan Investment Corp., and Larrain Vial Activos S.A. Administradora General de Fondos CIK Number 0001690508 Filed Document 0001315863-17-000851 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:39:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crossing Cultures LLC See All Filings	D	2017-11-02 17:39:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001500542 Filed Document 0001670188-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:39:36 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PathAI, Inc. See All Filings	D	2017-11-02 17:13:25 UTC
Amount To Be Raised $15,393,007 Associated Brokers / Dealers N/A CIK Number 0001720659 Filed Document 0001720659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:13:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patria Farmland Fund I-A, L.P. See All Filings	D	2017-11-02 17:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721493 Filed Document 0001721493-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:13:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Farmland Fund I-B, L.P. See All Filings	D	2017-11-02 17:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721494 Filed Document 0001721494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 17:06:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Farmland Fund I, L.P. See All Filings	D	2017-11-02 16:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721492 Filed Document 0001721492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:59:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroVasc Technologies, Inc. See All Filings	D	2017-11-02 16:47:05 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001658372 Filed Document 0001658372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:47:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Numanity, Co. See All Filings	D	2017-11-02 16:44:55 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001721652 Filed Document 0001721652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:44:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Art Research & Technology, L.L.C. See All Filings	D/A	2017-11-02 16:38:41 UTC
Amount To Be Raised $2,003,751 Associated Brokers / Dealers N/A CIK Number 0001541782 Filed Document 0001541782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:38:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CaringCent, LLC See All Filings	D	2017-11-02 16:37:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673087 Filed Document 0001673087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:37:09 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Z CAPITAL CREDIT TACTICAL FUND, L.P. See All Filings	D/A	2017-11-02 16:35:16 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001689487 Filed Document 0001689487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:35:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cognate, Inc. See All Filings	D	2017-11-02 16:26:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001721538 Filed Document 0001721538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:26:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Quarry Lake Investors, LLC See All Filings	D	2017-11-02 16:24:27 UTC
Amount To Be Raised $4,268,000 Associated Brokers / Dealers N/A CIK Number 0001721426 Filed Document 0001721426-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:24:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
GAW US FUND III, LLC See All Filings	D	2017-11-02 16:14:44 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001721511 Filed Document 0001721511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:14:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAW CAPITAL US VALUE ADD FEEDER III, LLC See All Filings	D	2017-11-02 16:13:09 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001721510 Filed Document 0001721510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:13:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAW CAPITAL U.S. VALUE ADD REIT III, LLC See All Filings	D	2017-11-02 16:12:27 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001721630 Filed Document 0001721630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:12:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LC Theta Investment II LLC See All Filings	D	2017-11-02 16:09:25 UTC
Amount To Be Raised $282,310 Associated Brokers / Dealers N/A CIK Number 0001721611 Filed Document 0001721611-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:09:25 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Providence Strategic Growth III-A L.P. See All Filings	D	2017-11-02 16:09:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721414 Filed Document 0001721414-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:09:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
ONCOSEC MEDICAL Inc See All Filings	D	2017-11-02 16:09:05 UTC
Amount To Be Raised $4,941,500 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001444307 Filed Document 0001493152-17-012342 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:09:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lyo Lux Holdings, Inc. See All Filings	D/A	2017-11-02 16:05:37 UTC
Amount To Be Raised $24,747,750 Associated Brokers / Dealers N/A CIK Number 0001706974 Filed Document 0000950172-17-000093 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:05:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
TriplePoint Venture Growth BDC Corp. See All Filings	D	2017-11-02 16:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580345 Filed Document 0001209191-17-058808 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:05:31 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Providence Strategic Growth III L.P. See All Filings	D	2017-11-02 16:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721446 Filed Document 0001721446-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 16:04:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Private Energy Partners II LP See All Filings	D/A	2017-11-02 15:53:20 UTC
Amount To Be Raised $165,043,342 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001707171 Filed Document 0001707171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENBAND Holdings Co See All Filings	D	2017-11-02 15:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493981 Filed Document 0001140361-17-040743 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:50:49 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CryptoGlobal Inc. See All Filings	D	2017-11-02 15:48:41 UTC
Amount To Be Raised $2,365,000 Associated Brokers / Dealers N/A CIK Number 0001721363 Filed Document 0001062993-17-004628 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:48:41 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Yan Engines LLC See All Filings	D	2017-11-02 15:36:43 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001721434 Filed Document 0001721434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:36:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Argo AI Holdings, LLC See All Filings	D	2017-11-02 15:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720467 Filed Document 0001140361-17-040736 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:35:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakley CP Co-Investment L.P. See All Filings	D	2017-11-02 15:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721634 Filed Document 0001721634-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:21:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chalkstream Korea Fund International, L.P. See All Filings	D/A	2017-11-02 15:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - and - CIK Number 0001647133 Filed Document 0001676468-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waters Club Holdings Inc. See All Filings	D	2017-11-02 15:13:10 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers Oberon Securities LLC CIK Number 0001691747 Filed Document 0001691747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:13:10 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Techstars Toronto 2018 LP See All Filings	D	2017-11-02 14:58:14 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001721309 Filed Document 0001721309-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:58:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medicinal Genomics Corp See All Filings	D/A	2017-11-02 14:55:38 UTC
Amount To Be Raised $5,003,160 Associated Brokers / Dealers N/A CIK Number 0001498636 Filed Document 0001498636-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:55:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Breathe Technologies, Inc. See All Filings	D	2017-11-02 14:53:43 UTC
Amount To Be Raised $25,000,001 Associated Brokers / Dealers N/A CIK Number 0001701956 Filed Document 0001140361-17-040722 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:53:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Selectabis Fox Field, LLC See All Filings	D	2017-11-02 14:40:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001721643 Filed Document 0001721643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:40:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Theorem Advisors Fund LLC See All Filings	D/A	2017-11-02 14:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664555 Filed Document 0001709496-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chalkstream Korea Master Fund, L.P. See All Filings	D/A	2017-11-02 14:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - and - CIK Number 0001676468 Filed Document 0001676468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1325 Investors, L.L.C. See All Filings	D	2017-11-02 14:27:25 UTC
Amount To Be Raised $615,110 Associated Brokers / Dealers N/A CIK Number 0001721345 Filed Document 0001721345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:27:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integris Ventures - TC II, LLC See All Filings	D	2017-11-02 14:23:23 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001720738 Filed Document 0001720738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:23:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sports Virtual Training Systems Inc. See All Filings	D	2017-11-02 14:18:59 UTC
Amount To Be Raised $1,650,015 Associated Brokers / Dealers N/A CIK Number 0001721319 Filed Document 0001104659-17-065509 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:18:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TITAN MEDICAL INC See All Filings	D	2017-11-02 14:02:35 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0000840551 Filed Document 0001062993-17-004621 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:02:35 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TITAN MEDICAL INC See All Filings	D	2017-11-02 14:00:34 UTC
Amount To Be Raised $1,860,020 Associated Brokers / Dealers N/A CIK Number 0000840551 Filed Document 0001062993-17-004620 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:00:34 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sublette GTL, LLC See All Filings	D	2017-11-02 13:56:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001721617 Filed Document 0001721617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:56:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity