Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Saratoga Secured Income REIT, Inc. - Saratoga Secured Income Fund I, L.P. See All Filings	D/A	2017-11-08 11:44:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001721352 Filed Document 0001721352-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:44:25 UTC Type of Offering D/A Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
PEG U.S. Corporate Finance VI Select L.P. See All Filings	D	2017-11-08 11:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721576 Filed Document 0001012975-17-000814 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quotient Ltd See All Filings	D	2017-11-08 11:34:01 UTC
Amount To Be Raised $40,159,214 Associated Brokers / Dealers N/A CIK Number 0001596946 Filed Document 0001596946-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:34:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business SWITZERLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Aston Capital Investment Manager, LP See All Filings	D	2017-11-08 11:30:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001721656 Filed Document 0001013594-17-000769 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:30:15 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ancor Pledge Fund VII, LLC See All Filings	D	2017-11-08 11:29:54 UTC
Amount To Be Raised $4,863,750 Associated Brokers / Dealers N/A CIK Number 0001635105 Filed Document 0001635105-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:29:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BP Equity, LLC See All Filings	D	2017-11-08 11:26:23 UTC
Amount To Be Raised $6,732,500 Associated Brokers / Dealers N/A CIK Number 0001721854 Filed Document 0001721854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:26:23 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Unhinged, LLC See All Filings	D/A	2017-11-08 11:23:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642190 Filed Document 0001642190-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:23:56 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CROWN SECONDARIES SPECIAL OPPORTUNITIES II See All Filings	D	2017-11-08 11:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722012 Filed Document 0001722012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:16:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA PM MASTER ACCOUNT, L.P. See All Filings	D/A	2017-11-08 11:09:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640318 Filed Document 0001640318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:09:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG CREDIT MACRO EVENT FUND LP See All Filings	D/A	2017-11-08 11:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443418 Filed Document 0000919574-17-007635 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capvis Equity V L.P. See All Filings	D	2017-11-08 11:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001720780 Filed Document 0001140361-17-041504 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ESG Credit Macro Event Offshore Fund, Ltd. See All Filings	D/A	2017-11-08 11:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508929 Filed Document 0000919574-17-007633 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG CROSS BORDER EQUITY FUND LP See All Filings	D/A	2017-11-08 11:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001457600 Filed Document 0000919574-17-007631 Exclusions or Exemptions 506b Accepted Date 2017-11-08 11:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. See All Filings	D/A	2017-11-08 10:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001436293 Filed Document 0000919574-17-007629 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Schroeder Capital Investments LP See All Filings	D/A	2017-11-08 10:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718806 Filed Document 0001718806-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Domestic Opportunity Fund LP See All Filings	D/A	2017-11-08 10:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518304 Filed Document 0000919574-17-007627 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1567 York Funding L.P. See All Filings	D	2017-11-08 10:51:14 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001722085 Filed Document 0001013594-17-000768 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:51:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rockwood Income & Credit Partners, L.P. See All Filings	D/A	2017-11-08 10:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689598 Filed Document 0001689598-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:50:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VENTURE FINANCING XII LLC See All Filings	D	2017-11-08 10:48:45 UTC
Amount To Be Raised $2,746,500 Associated Brokers / Dealers N/A CIK Number 0001721816 Filed Document 0001140361-17-041496 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:48:45 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ESG Domestic Opportunity Offshore Fund Ltd. See All Filings	D/A	2017-11-08 10:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518305 Filed Document 0000919574-17-007625 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Fund LP See All Filings	D/A	2017-11-08 10:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675570 Filed Document 0000919574-17-007623 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D/A	2017-11-08 10:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-17-007621 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TriSpan RS YB LLC See All Filings	D	2017-11-08 10:40:30 UTC
Amount To Be Raised $24,405,233 Associated Brokers / Dealers N/A CIK Number 0001722001 Filed Document 0001722001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRED-Jade, LLC See All Filings	D	2017-11-08 10:37:12 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001722090 Filed Document 0001722090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:37:12 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
ESG Nexus Offshore Fund Ltd See All Filings	D/A	2017-11-08 10:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610942 Filed Document 0000919574-17-007617 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Nexus Fund LP See All Filings	D/A	2017-11-08 10:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552343 Filed Document 0000919574-17-007615 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARC One Lititz Partners LP See All Filings	D	2017-11-08 10:18:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718883 Filed Document 0001718883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:18:31 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Package Solutions, Inc. See All Filings	D	2017-11-08 09:36:49 UTC
Amount To Be Raised $1,420,000 Associated Brokers / Dealers N/A CIK Number 0001720220 Filed Document 0001720220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:36:49 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Intervention Insights, Inc. See All Filings	D	2017-11-08 09:36:42 UTC
Amount To Be Raised $4,163,750 Associated Brokers / Dealers N/A CIK Number 0001526643 Filed Document 0001526643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:36:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apax Digital Co-Investment L.P. See All Filings	D	2017-11-08 09:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719973 Filed Document 0001719973-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headwater Holdings LLC See All Filings	D	2017-11-08 09:24:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001721786 Filed Document 0001721786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:24:18 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trend Capital Gaucho Offshore LP See All Filings	D/A	2017-11-08 06:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684342 Filed Document 0000902664-17-004227 Exclusions or Exemptions 506b Accepted Date 2017-11-08 06:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Capital Gaucho Fund LP See All Filings	D/A	2017-11-08 06:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684343 Filed Document 0000902664-17-004226 Exclusions or Exemptions 506b Accepted Date 2017-11-08 06:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toccata Capital Fund See All Filings	D/A	2017-11-07 20:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001523873 Filed Document 0001523873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 20:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bambino Topco Inc. See All Filings	D	2017-11-07 18:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719235 Filed Document 0001719235-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:57:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fortem Resources Inc. See All Filings	D	2017-11-07 18:57:07 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001085037-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:57:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RAI Coral Flats LLC See All Filings	D	2017-11-07 18:55:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001721724 Filed Document 0001721724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:55:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Primmune Therapeutics, Inc. See All Filings	D	2017-11-07 18:53:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001721931 Filed Document 0001683168-17-002861 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:53:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BT Opportunity Fund, L.P. See All Filings	D/A	2017-11-07 18:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666340 Filed Document 0001666340-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Value Opportunity Fund, LP See All Filings	D/A	2017-11-07 18:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655838 Filed Document 0001655838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMG Blockchain Solutions Inc See All Filings	D	2017-11-07 18:45:25 UTC
Amount To Be Raised $32,544 Associated Brokers / Dealers Dan Reitzik CIK Number 0001719754 Filed Document 0001719754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:45:25 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DarkOwl, LLC See All Filings	D	2017-11-07 18:34:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:34:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TPEG Partners Capital III, LLC See All Filings	D	2017-11-07 18:31:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001721842 Filed Document 0001721842-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:31:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SEI VI, LLC See All Filings	D	2017-11-07 18:29:05 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001721015 Filed Document 0001721015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Bungalows, LLC See All Filings	D	2017-11-07 18:24:18 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001721969 Filed Document 0001721969-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:24:18 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Black Dragon Capital L.P., Series Nine A See All Filings	D	2017-11-07 17:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718070 Filed Document 0001718070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:51:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVER RIM USA LIMITED PARTNERSHIP See All Filings	D/A	2017-11-07 17:48:31 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001700086 Filed Document 0001085037-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:48:31 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thin Film Electronics ASA See All Filings	D	2017-11-07 17:44:55 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001630511 Filed Document 0001630511-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:44:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORWAY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Houston Ventures IV, L.P. See All Filings	D	2017-11-07 17:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721334 Filed Document 0001721334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEP VI Associates, LLC See All Filings	D	2017-11-07 17:31:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001721022 Filed Document 0001721022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity