Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aqua Vitea LLC See All Filings	D/A	2017-11-16 09:41:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001551459 Filed Document 0001551459-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:41:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Arrow Ridge Capital Feeder-A, L.P. See All Filings	D/A	2017-11-16 09:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689639 Filed Document 0000902664-17-004369 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ridge Valley Investments, LLC See All Filings	D/A	2017-11-16 09:02:55 UTC
Amount To Be Raised $5,468,400 Associated Brokers / Dealers DEMPSEY LORD SMITH, LLC CIK Number 0001714746 Filed Document 0001714746-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:02:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FMR LLC See All Filings	D	2017-11-16 08:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-16 08:06:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ESTEE INDIA FUND See All Filings	D	2017-11-16 07:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc CIK Number 0001562964 Filed Document 0001562964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 07:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EMERGING EUROPE GROWTH FUND II, L.P. See All Filings	D/A	2017-11-16 06:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429039 Filed Document 0000947871-17-000942 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Midstream Opportunities Fund, LP See All Filings	D/A	2017-11-16 06:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658283 Filed Document 0000902664-17-004367 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Offshore Fund Ltd. See All Filings	D/A	2017-11-16 06:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658384 Filed Document 0000902664-17-004366 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Friends Foods, Inc. See All Filings	D	2017-11-15 20:28:20 UTC
Amount To Be Raised $4,929,492 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001601294 Filed Document 0001601294-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 20:28:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
i3 Verticals, LLC See All Filings	D	2017-11-15 19:58:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001599436 Filed Document 0001599436-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 19:58:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PC Glenmary, LLC See All Filings	D	2017-11-15 18:54:41 UTC
Amount To Be Raised $11,055,700 Associated Brokers / Dealers N/A CIK Number 0001554405 Filed Document 0001554405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:54:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Eden Park Illumination, Inc. See All Filings	D/A	2017-11-15 18:30:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001410364 Filed Document 0001410364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:30:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Subverse Corp See All Filings	D	2017-11-15 18:28:36 UTC
Amount To Be Raised $1,400,002 Associated Brokers / Dealers N/A CIK Number 0001722908 Filed Document 0001140361-17-043017 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:28:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Switch Rentals Corp See All Filings	D	2017-11-15 18:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722758 Filed Document 0001722758-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:06:18 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Petersen Arizona Land & Entitlement Fund, LLC See All Filings	D	2017-11-15 18:05:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Petersen Properties & Management Inc, Brian Matlock, Jeff Gottsfurcht, Mike Lima, Brian Core, and Andy Werner CIK Number 0001722693 Filed Document 0001722693-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:05:25 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2017-11-15 17:55:39 UTC
Amount To Be Raised $131,700 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001645817 Filed Document 0001645817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:55:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Western Uranium Corp See All Filings	D/A	2017-11-15 17:29:10 UTC
Amount To Be Raised $961,999 Associated Brokers / Dealers Haywood Securities Inc., Leede Jones Gable Inc., Canaccord Genuity Corp., and PI Financial Corp. CIK Number 0001621906 Filed Document 0001621906-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:29:10 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Susquehanna Lincoln, LLC See All Filings	D	2017-11-15 17:29:07 UTC
Amount To Be Raised $7,680,000 Associated Brokers / Dealers N/A CIK Number 0001722892 Filed Document 0001722892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Unmanned, Inc See All Filings	D	2017-11-15 17:24:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001678745 Filed Document 0001553997-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:24:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 18 DST See All Filings	D	2017-11-15 17:24:15 UTC
Amount To Be Raised $28,735,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001721307 Filed Document 0001721307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:24:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-11-15 17:23:28 UTC
Amount To Be Raised $7,759,310 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-013366 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:23:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2017-11-15 17:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-17-008202 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2017-11-15 17:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-17-008200 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:19:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Arbor Venture Emerging Markets Fund II, L.P. See All Filings	D	2017-11-15 17:09:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001718913 Filed Document 0001718913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENOMEDX BIOSCIENCES INC. See All Filings	D	2017-11-15 17:09:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001668069 Filed Document 0001668069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:09:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Seaview La Jolla San Diego, LP See All Filings	D	2017-11-15 17:06:16 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001722473 Filed Document 0001062993-17-005008 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:06:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cleveland Apartments San Diego, LP See All Filings	D	2017-11-15 17:05:16 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001722472 Filed Document 0001062993-17-005007 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:05:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Techstars Ventures 2017, L.P. See All Filings	D	2017-11-15 17:01:59 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001722023 Filed Document 0001722023-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:01:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Custom Homes, Inc. See All Filings	D	2017-11-15 16:57:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001722776 Filed Document 0001722776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:57:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Western Alternative Strategies, L.P. - Real Estate IV Series See All Filings	D	2017-11-15 16:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722178 Filed Document 0001315863-17-000901 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:57:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2017-11-15 16:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-17-008198 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2017-11-15 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001566023 Filed Document 0000919574-17-008196 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RailYard Investment LLC See All Filings	D	2017-11-15 16:46:20 UTC
Amount To Be Raised $31,500,000 Associated Brokers / Dealers N/A CIK Number 0001722743 Filed Document 0001461373-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:46:20 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EFX Laboratories Inc. See All Filings	D	2017-11-15 16:40:24 UTC
Amount To Be Raised $369,607 Associated Brokers / Dealers N/A CIK Number 0001722789 Filed Document 0001062993-17-005002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:40:24 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BroadRiver III, L.P. See All Filings	D	2017-11-15 16:33:59 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Denning and Company LLC CIK Number 0001722335 Filed Document 0001722335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:33:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yottabyte LLC See All Filings	D	2017-11-15 16:31:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722862 Filed Document 0001722862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:31:23 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Securrency, Inc. See All Filings	D/A	2017-11-15 16:27:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675534 Filed Document 0001675534-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:27:19 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
L.B. Equity Emerging Growth L.P. See All Filings	D	2017-11-15 16:25:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001722803 Filed Document 0001722803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:25:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawthorne Lab Inc. See All Filings	D	2017-11-15 16:25:12 UTC
Amount To Be Raised $2,201,978 Associated Brokers / Dealers N/A CIK Number 0001722655 Filed Document 0001231919-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:25:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roundabout Partners LP See All Filings	D/A	2017-11-15 16:22:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581387 Filed Document 0001315863-17-000900 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:22:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAC CONCORD CENTER INVESTORS, LP See All Filings	D	2017-11-15 16:15:22 UTC
Amount To Be Raised $7,287,000 Associated Brokers / Dealers N/A CIK Number 0001722599 Filed Document 0001722599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:15:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Liquid Credit Fund See All Filings	D	2017-11-15 16:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722129 Filed Document 0000902664-17-004360 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkway, Inc. See All Filings	D	2017-11-15 16:10:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001677761 Filed Document 0001677761-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:10:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BACC Med-Tech Fund I LLC See All Filings	D/A	2017-11-15 16:08:26 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001639432 Filed Document 0001288230-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:08:26 UTC Type of Offering D/A Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lakeside Erie Investors LLC See All Filings	D	2017-11-15 16:04:05 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001722463 Filed Document 0001722463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:04:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lucas DFW, LLC See All Filings	D	2017-11-15 16:03:47 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001722819 Filed Document 0001140361-17-042982 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:03:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eaton Vance Global Macro Plus Fund, Ltd. See All Filings	D/A	2017-11-15 15:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001546384 Filed Document 0000350797-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JAGERCOR ENERGY CORP See All Filings	D	2017-11-15 15:44:19 UTC
Amount To Be Raised $97,425 Associated Brokers / Dealers N/A CIK Number 0001607139 Filed Document 0001607139-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:44:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
J.J. Haines & Company, LLC See All Filings	D	2017-11-15 15:41:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001722840 Filed Document 0001722840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:41:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Energybox Holding Ltd See All Filings	D	2017-11-15 15:40:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722741 Filed Document 0001722741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:40:07 UTC Type of Offering D Industry Other Energy Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Debt