Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Evanston Focused Alpha Fund L.P. See All Filings	D/A	2017-11-17 09:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616342 Filed Document 0001616342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:42:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radeeus Inc. See All Filings	D/A	2017-11-17 09:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625966 Filed Document 0001625966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:26:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CVI International Credit Fund Ltd. See All Filings	D/A	2017-11-17 09:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-17-004392 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-11-17 09:20:33 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Peter Maller CIK Number 0001708870 Filed Document 0001708870-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:20:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-11-17 09:15:12 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Stephen Moss CIK Number 0001708870 Filed Document 0001708870-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:15:12 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
A&Q Technology Fund LLC See All Filings	D/A	2017-11-17 09:10:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001012975-17-000855 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Special Opportunities Fund 2015-1, LP See All Filings	D/A	2017-11-17 09:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658780 Filed Document 0000919574-17-008240 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InPoint Commercial Real Estate Income, Inc. See All Filings	D/A	2017-11-17 09:00:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001690012 Filed Document 0001690012-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-11-17 09:00:59 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-11-17 08:41:04 UTC
Amount To Be Raised $10,726,995 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-17-000335 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:41:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-11-17 08:36:06 UTC
Amount To Be Raised $6,807,129 Associated Brokers / Dealers John Nash and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-17-000334 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:36:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-11-17 08:35:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Cheryl Romann CIK Number 0001708870 Filed Document 0001708870-17-000035 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:35:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-11-17 08:29:51 UTC
Amount To Be Raised $14,345,334 Associated Brokers / Dealers Kenneth Dayton and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-17-000333 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:29:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-11-17 08:23:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Angela Mullis Bender CIK Number 0001708903 Filed Document 0001708903-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:23:24 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Metalla Royalty & Streaming Ltd. See All Filings	D	2017-11-17 08:21:34 UTC
Amount To Be Raised $952,602 Associated Brokers / Dealers N/A CIK Number 0001722606 Filed Document 0001722606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:21:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-11-17 08:17:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steve Green CIK Number 0001708903 Filed Document 0001708903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 08:17:03 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Monterone Partners Master Fund Ltd See All Filings	D/A	2017-11-17 06:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690308 Filed Document 0000902664-17-004391 Exclusions or Exemptions 506b Accepted Date 2017-11-17 06:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Arya Partners (Cayman) Fund, L.P. See All Filings	D/A	2017-11-17 06:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690391 Filed Document 0000902664-17-004390 Exclusions or Exemptions 506b Accepted Date 2017-11-17 06:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AB Arya Partners (Delaware) Fund, L.P. See All Filings	D/A	2017-11-17 06:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690392 Filed Document 0000902664-17-004389 Exclusions or Exemptions 506b Accepted Date 2017-11-17 06:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW Eureka (US) Fund See All Filings	D/A	2017-11-17 06:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-17-004388 Exclusions or Exemptions 506b Accepted Date 2017-11-17 06:10:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Opportunistic Fund, L.P. See All Filings	D/A	2017-11-17 06:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658826 Filed Document 0000902664-17-004387 Exclusions or Exemptions 506b Accepted Date 2017-11-17 06:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MemberClicks, LLC See All Filings	D	2017-11-16 20:48:57 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001722861 Filed Document 0001722861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 20:48:57 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scout Energy Partners IV-B, LP See All Filings	D	2017-11-16 20:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722991 Filed Document 0001722991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 20:47:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIXLET LLC See All Filings	D/A	2017-11-16 20:33:23 UTC
Amount To Be Raised $1,937,006 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 20:33:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scout Energy Partners IV-A, LP See All Filings	D	2017-11-16 20:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722943 Filed Document 0001722943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 20:24:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vitri Capital Partners, LP See All Filings	D	2017-11-16 19:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722543 Filed Document 0001722543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:54:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sesajal S.A. de C.V. See All Filings	D	2017-11-16 19:54:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001723098 Filed Document 0001723098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:54:27 UTC Type of Offering D Industry Agriculture Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 154 See All Filings	D	2017-11-16 19:47:51 UTC
Amount To Be Raised $1,034,475 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001722555 Filed Document 0001722555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLARIA Corp See All Filings	D	2017-11-16 19:47:40 UTC
Amount To Be Raised $13,072,434 Associated Brokers / Dealers N/A CIK Number 0001254993 Filed Document 0001254993-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:47:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carbitex, Inc. See All Filings	D	2017-11-16 19:46:44 UTC
Amount To Be Raised $5,499,996 Associated Brokers / Dealers N/A CIK Number 0001670973 Filed Document 0001670973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:46:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Harvard Grace Tennessee Valley Ventures, Inc See All Filings	D	2017-11-16 19:33:15 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001722968 Filed Document 0001722968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:33:15 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Debt
Point One Navigation, Inc. See All Filings	D	2017-11-16 19:03:25 UTC
Amount To Be Raised $7,539,839 Associated Brokers / Dealers N/A CIK Number 0001722888 Filed Document 0001722888-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 19:03:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zecutiv, Inc See All Filings	D/A	2017-11-16 18:55:12 UTC
Amount To Be Raised $1,900,900 Associated Brokers / Dealers N/A CIK Number 0001719737 Filed Document 0001719737-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:55:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RVX Global Opportunity Fund, Ltd. See All Filings	D/A	2017-11-16 18:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Axxets Management Inc. CIK Number 0001658817 Filed Document 0001717864-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HAVASU REGIONAL MEDICAL CENTER, LLC See All Filings	D	2017-11-16 18:27:56 UTC
Amount To Be Raised $2,407,550 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001375733 Filed Document 0001375733-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:27:56 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
RVX Global Opportunity Master Fund (Cayman), Ltd. See All Filings	D/A	2017-11-16 18:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658812 Filed Document 0001717864-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:23:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aintree Resources Inc. See All Filings	D	2017-11-16 18:21:39 UTC
Amount To Be Raised $282,456 Associated Brokers / Dealers N/A CIK Number 0001723047 Filed Document 0001723047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:21:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D	2017-11-16 18:21:25 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000727346 Filed Document 0001011034-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:21:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Payments SPV, a series of Feng Mao Cap, LLC See All Filings	D	2017-11-16 18:19:35 UTC
Amount To Be Raised $233,000 Associated Brokers / Dealers N/A CIK Number 0001702024 Filed Document 0001702024-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:19:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGNOS HEALTH INC. See All Filings	D	2017-11-16 18:10:25 UTC
Amount To Be Raised $20,499,998 Associated Brokers / Dealers N/A CIK Number 0001506046 Filed Document 0001506046-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:10:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RVX Global Opportunity Fund, LLC See All Filings	D/A	2017-11-16 18:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658779 Filed Document 0001717864-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:06:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Laird Superfood, Inc. See All Filings	D/A	2017-11-16 18:04:52 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001650696-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-16 18:04:52 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Sea Pharmaceuticals, LLC See All Filings	D	2017-11-16 17:55:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667677 Filed Document 0001667677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:55:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FCA University Park, LLC See All Filings	D	2017-11-16 17:28:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001721807 Filed Document 0001315863-17-000902 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:28:43 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bio Essence Corp See All Filings	D	2017-11-16 17:24:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001723059 Filed Document 0001262463-17-000316 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:24:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BNVC Group Holdings, Inc. See All Filings	D	2017-11-16 17:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679168 Filed Document 0001679168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:23:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Estates Investors LP See All Filings	D	2017-11-16 17:22:15 UTC
Amount To Be Raised $14,425,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001630900 Filed Document 0001630900-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:22:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KKR Revolving Credit Feeder II-A L.P. See All Filings	D	2017-11-16 17:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721228 Filed Document 0000950142-17-002047 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabral Gold Ltd. See All Filings	D	2017-11-16 17:18:27 UTC
Amount To Be Raised $58,501 Associated Brokers / Dealers N/A CIK Number 0001722340 Filed Document 0001722340-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:18:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DL Partners A Fund LP See All Filings	D	2017-11-16 17:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722692 Filed Document 0000902664-17-004380 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:17:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EBR Systems, Inc. See All Filings	D	2017-11-16 17:17:04 UTC
Amount To Be Raised $55,987,132 Associated Brokers / Dealers N/A CIK Number 0001347123 Filed Document 0001347123-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-16 17:17:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity