Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1000 West Bagley LLC See All Filings	D	2017-12-11 14:26:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001724723 Filed Document 0001724723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 14:26:01 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Cedar Venture, LLC See All Filings	D	2017-12-11 14:19:29 UTC
Amount To Be Raised $2,275,000 Associated Brokers / Dealers N/A CIK Number 0001724816 Filed Document 0001724816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 14:19:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GRYPHON ENVIRONMENTAL LLC See All Filings	D	2017-12-11 14:17:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001451725 Filed Document 0001451725-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-11 14:17:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-11 14:14:34 UTC
Amount To Be Raised $5,094,746 Associated Brokers / Dealers Andrew Arigo and James Gajewski CIK Number 0001135856 Filed Document 0001135856-17-000362 Exclusions or Exemptions 506b Accepted Date 2017-12-11 14:14:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SPI Westpoint 264, LLC See All Filings	D/A	2017-12-11 14:01:35 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001719740 Filed Document 0001719740-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 14:01:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AGILEPQ, INC. See All Filings	D	2017-12-11 13:52:24 UTC
Amount To Be Raised $10,404,319 Associated Brokers / Dealers N/A CIK Number 0001724518 Filed Document 0001724518-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:52:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Republic GCT SPV, LLC See All Filings	D	2017-12-11 13:51:02 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001724832 Filed Document 0001724832-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Other
EMR Capital RF II Golden Grove, LP See All Filings	D	2017-12-11 13:47:38 UTC
Amount To Be Raised $841,185,000 Associated Brokers / Dealers N/A CIK Number 0001724633 Filed Document 0001724633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Strafford Capital, L.P. See All Filings	D	2017-12-11 13:44:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724891 Filed Document 0001724891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:44:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
VeraCloud Technologies, Inc. See All Filings	D	2017-12-11 13:43:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001724760 Filed Document 0001724760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:43:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ACORE Credit IV, LP See All Filings	D	2017-12-11 13:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HODES WEILL SECURITIES, LLC CIK Number 0001723179 Filed Document 0001723179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:43:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bad Impulse. LLC See All Filings	D	2017-12-11 13:42:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001724493 Filed Document 0001724493-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:42:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2017-12-11 13:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Omar R.Allam (c/o Hawthorne Lane Capital Group LLC) CIK Number 0001518756 Filed Document 0001405086-17-000245 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2017-12-11 13:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Omar R. Allam (c/o Hawthorne Lane Capital Group LLC) CIK Number 0001544843 Filed Document 0001405086-17-000244 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eight Sleep Inc. See All Filings	D	2017-12-11 13:32:32 UTC
Amount To Be Raised $10,449,996 Associated Brokers / Dealers N/A CIK Number 0001686351 Filed Document 0001686351-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:32:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XXXIV, LLC See All Filings	D	2017-12-11 13:10:42 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001724945 Filed Document 0001724945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:10:42 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Eyecarrot Innovations Corp. See All Filings	D	2017-12-11 13:09:21 UTC
Amount To Be Raised $2,533,837 Associated Brokers / Dealers N/A CIK Number 0001647866 Filed Document 0001647866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:09:21 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIME ROCK PARTNERS VIII, L.P. See All Filings	D/A	2017-12-11 13:08:33 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers None and None CIK Number 0001705984 Filed Document 0001140361-17-045607 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corfigo, Inc. See All Filings	D/A	2017-12-11 13:04:48 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001702709 Filed Document 0001702709-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:04:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Option To Acquire
Vision III Imaging, Inc. See All Filings	D	2017-12-11 13:01:30 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001624360 Filed Document 0001624360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 13:01:30 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Threat X, Inc. See All Filings	D	2017-12-11 12:58:15 UTC
Amount To Be Raised $7,178,258 Associated Brokers / Dealers N/A CIK Number 0001652300 Filed Document 0001652300-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:58:15 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Chasing Rainbows Broadway LLC See All Filings	D	2017-12-11 12:56:01 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001724504 Filed Document 0001724504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:56:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
North American Liquidity Resources LLC See All Filings	D/A	2017-12-11 12:50:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001721520 Filed Document 0001721520-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:50:19 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Momentum Real Estate Fund III, LLC See All Filings	D/A	2017-12-11 12:36:51 UTC
Amount To Be Raised $11,560,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001699653 Filed Document 0001683168-17-003271 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:36:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EpiVax Oncology, Inc. See All Filings	D	2017-12-11 12:35:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001724741 Filed Document 0001724741-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:35:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Graham Growth Partners, L.P. See All Filings	D/A	2017-12-11 12:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510296 Filed Document 0001510296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phreesia, Inc. See All Filings	D/A	2017-12-11 12:10:25 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001412408 Filed Document 0001412408-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:10:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MTM Choice Holdings LLC See All Filings	D	2017-12-11 12:03:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719651 Filed Document 0001719651-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 12:03:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Tactical Trading Fund Ltd See All Filings	D/A	2017-12-11 11:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691722 Filed Document 0001691895-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-Lakeway 109, LP See All Filings	D/A	2017-12-11 11:55:14 UTC
Amount To Be Raised $4,415,385 Associated Brokers / Dealers Richard Goodwin, Joseph Ondris, Sheryle Lee Jarrett, Charles Huffington, Lisa Ann Allen, Mikiel Ray Featherston, Bobby K Cowand, Brian Smith, Javier Larrea, and Torry Scott CIK Number 0001723005 Filed Document 0001723005-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:55:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVL 2 See All Filings	D	2017-12-11 11:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J. Alden Associates, Inc. and Lombard International Distribution Company CIK Number 0001724679 Filed Document 0001724679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:53:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlisle Country Club See All Filings	D/A	2017-12-11 11:50:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001585941 Filed Document 0001585941-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:50:13 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ROCHESTER HOTEL QP, LLC See All Filings	D	2017-12-11 11:41:47 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001724751 Filed Document 0001724751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:41:47 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Stone Mill, LLC See All Filings	D	2017-12-11 11:41:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001724152 Filed Document 0001724152-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:41:09 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCHESTER HOTEL, LLC See All Filings	D	2017-12-11 11:36:51 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001724693 Filed Document 0001724693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:36:51 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Trend TCYP Fund Ltd See All Filings	D/A	2017-12-11 11:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691884 Filed Document 0001691895-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Liquid Enhanced Alternative Premia Fund, L.P. See All Filings	D/A	2017-12-11 11:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690286 Filed Document 0001690286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognovi Labs LLC See All Filings	D	2017-12-11 11:25:07 UTC
Amount To Be Raised $2,232,000 Associated Brokers / Dealers N/A CIK Number 0001696081 Filed Document 0001696081-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:25:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMAP ISAM Fund Ltd See All Filings	D/A	2017-12-11 11:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691886 Filed Document 0001691895-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portsea U.S. Fund, a series of Portsea U.S. Feeder Fund LLC See All Filings	D/A	2017-12-11 11:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661997 Filed Document 0000943663-17-000254 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP Lynx Fund Ltd See All Filings	D/A	2017-12-11 11:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691885 Filed Document 0001691895-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPAGNIE DE SAINT GOBAIN See All Filings	D	2017-12-11 11:00:00 UTC
Amount To Be Raised $703,677 Associated Brokers / Dealers N/A CIK Number 0001012037 Filed Document 0001012037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CMAP FORT Fund Ltd See All Filings	D/A	2017-12-11 10:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691895 Filed Document 0001691895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:51:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFESCI VENTURE SPV IV, LLC See All Filings	D	2017-12-11 10:48:36 UTC
Amount To Be Raised $3,789,182 Associated Brokers / Dealers N/A CIK Number 0001724849 Filed Document 0000919574-17-008538 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Potts Mountain Reserve IP, LLC See All Filings	D	2017-12-11 10:41:23 UTC
Amount To Be Raised $18,300,000 Associated Brokers / Dealers N/A CIK Number 0001717224 Filed Document 0001717224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:41:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Somerset Frontier Markets Fund LLC See All Filings	D/A	2017-12-11 10:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593823 Filed Document 0001012975-17-000924 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Badger Sportswear Holdings, Inc. See All Filings	D	2017-12-11 10:28:01 UTC
Amount To Be Raised $20,715,855 Associated Brokers / Dealers N/A CIK Number 0001724294 Filed Document 0001724294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:28:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/BRINE FACILITY #2 LLC See All Filings	D	2017-12-11 10:21:44 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001724830 Filed Document 0001724830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:21:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SCM 10X Fund, LLC See All Filings	D/A	2017-12-11 10:06:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001691967 Filed Document 0001691967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Value Special Situations Fund IV, L.P. See All Filings	D/A	2017-12-11 09:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705215 Filed Document 0001705215-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-11 09:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund