Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tri-County Financial Group, Inc. See All Filings	D	2017-12-13 13:00:59 UTC
Amount To Be Raised $20,000,033 Associated Brokers / Dealers Raymond James CIK Number 0001725262 Filed Document 0001725262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 13:00:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Brayton Partners, L.P. See All Filings	D/A	2017-12-13 12:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691351 Filed Document 0000935836-17-000562 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plain Old Texas, LLC See All Filings	D	2017-12-13 12:52:23 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001724332 Filed Document 0001724332-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:52:23 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trustbridge Partners VI, L.P. See All Filings	D	2017-12-13 12:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001723338 Filed Document 0001723338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:39:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POMERADO OUTPATIENT SURGICAL CENTER LP See All Filings	D	2017-12-13 12:28:47 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001141513 Filed Document 0000850433-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:28:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOTM Acquisitions, LLC See All Filings	D	2017-12-13 12:18:01 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001724885 Filed Document 0001724885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:18:01 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
M-KOPA, LLC See All Filings	D	2017-12-13 12:02:12 UTC
Amount To Be Raised $76,254,788 Associated Brokers / Dealers N/A CIK Number 0001661585 Filed Document 0001661585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:02:12 UTC Type of Offering D Industry Other Energy Principal Place of Business KENYA Revenue or Assets Decline to Disclose Type of Security Equity
Kuleana Spirits, Inc. See All Filings	D/A	2017-12-13 12:01:32 UTC
Amount To Be Raised $4,497,666 Associated Brokers / Dealers N/A CIK Number 0001720264 Filed Document 0001720264-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:01:32 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Riverstone Gamma Holdings, LP See All Filings	D	2017-12-13 12:00:20 UTC
Amount To Be Raised $13,292,620 Associated Brokers / Dealers N/A CIK Number 0001574582 Filed Document 0001104659-17-073061 Exclusions or Exemptions 506b Accepted Date 2017-12-13 12:00:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. See All Filings	D	2017-12-13 11:59:50 UTC
Amount To Be Raised $135,658 Associated Brokers / Dealers N/A CIK Number 0000850433 Filed Document 0000850433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:59:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Rain Therapeutics Inc. See All Filings	D	2017-12-13 11:54:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724979 Filed Document 0001724979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:54:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
SSC PARTNERS I-A LP See All Filings	D	2017-12-13 11:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716466 Filed Document 0001716466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:49:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4SH SUBURBAN HEIGHTS, LLC See All Filings	D	2017-12-13 11:46:59 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001725250 Filed Document 0001725250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:46:59 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PixieStix Bakery, LLC See All Filings	D	2017-12-13 11:34:49 UTC
Amount To Be Raised $262,500 Associated Brokers / Dealers N/A CIK Number 0001724724 Filed Document 0001724724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:34:49 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
YOT Investment Company, LLC See All Filings	D	2017-12-13 11:32:53 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001724736 Filed Document 0001645804-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:32:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
HarbourVest 2017 Global Fund Holdings LLC See All Filings	D	2017-12-13 11:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725228 Filed Document 0001725228-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest 2016 Global Fund Holdings LLC See All Filings	D	2017-12-13 11:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725229 Filed Document 0001725229-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ERP Funds II, LP See All Filings	D/A	2017-12-13 11:08:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001716212 Filed Document 0001315863-17-000937 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:08:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TMC MEDICAL CENTERS FUND I, LLC See All Filings	D/A	2017-12-13 11:04:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001713904 Filed Document 0001713904-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-12-13 11:04:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Innovu, Inc. See All Filings	D/A	2017-12-13 10:59:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672040 Filed Document 0001672040-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:59:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
HarbourVest 2015 Global Fund Holdings LLC See All Filings	D	2017-12-13 10:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725230 Filed Document 0001725230-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:52:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GREEN RELIEF INC. See All Filings	D	2017-12-13 10:49:52 UTC
Amount To Be Raised $991,646 Associated Brokers / Dealers N/A CIK Number 0001725241 Filed Document 0001725241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:49:52 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MLAF LP See All Filings	D/A	2017-12-13 10:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661219 Filed Document 0000919574-17-008568 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:49:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCK Capital Onshore Fund LP See All Filings	D/A	2017-12-13 10:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660699 Filed Document 0000919574-17-008566 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest 2014 Global Fund Holdings LLC See All Filings	D	2017-12-13 10:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725231 Filed Document 0001725231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:41:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Strategic Offshore Fund, Ltd See All Filings	D/A	2017-12-13 10:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472225 Filed Document 0001472225-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altitude Investment Partners, LP See All Filings	D	2017-12-13 10:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725186 Filed Document 0001725186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMC MEDICAL CENTERS FUND I, LLC See All Filings	D/A	2017-12-13 10:26:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001713904 Filed Document 0001713904-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:26:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kinzie Co-Invest Fund L.P. See All Filings	D	2017-12-13 10:22:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001723015 Filed Document 0001723015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:22:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ORKA Fund, LP See All Filings	D/A	2017-12-13 10:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687680 Filed Document 0001687680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCP Hunt Club LLC See All Filings	D	2017-12-13 10:18:07 UTC
Amount To Be Raised $3,115,000 Associated Brokers / Dealers N/A CIK Number 0001724742 Filed Document 0001724742-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:18:07 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
FilmUp, Inc. See All Filings	D	2017-12-13 10:03:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724261 Filed Document 0001724261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 10:03:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BBR Real Assets Fund IV, LP See All Filings	D/A	2017-12-13 09:53:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690028 Filed Document 0001013594-17-000815 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:53:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR Private Investment Fund - Series I, LP See All Filings	D/A	2017-12-13 09:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690063 Filed Document 0001013594-17-000814 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:49:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thor PSP REIT LLC See All Filings	D	2017-12-13 09:48:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001724814 Filed Document 0001724814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:48:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Law Finance Group Fund IV LP See All Filings	D	2017-12-13 09:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724338 Filed Document 0001012975-17-000926 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Law Finance Group Fund IV (Parallel) LP See All Filings	D	2017-12-13 09:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724337 Filed Document 0001012975-17-000925 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:42:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonwealth Crypto, Inc. See All Filings	D	2017-12-13 09:23:48 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001724488 Filed Document 0001724488-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:23:48 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coherus BioSciences, Inc. See All Filings	D	2017-12-13 09:20:57 UTC
Amount To Be Raised $6,806,432 Associated Brokers / Dealers N/A CIK Number 0001512762 Filed Document 0001512762-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:20:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deepwater I, LLC See All Filings	D	2017-12-13 09:09:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001723239 Filed Document 0001140361-17-045942 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:09:18 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Crypto Co See All Filings	D	2017-12-13 09:03:52 UTC
Amount To Be Raised $7,679,488 Associated Brokers / Dealers None CIK Number 0001688126 Filed Document 0001493152-17-014549 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:03:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHEROKEE INC See All Filings	D	2017-12-13 09:01:20 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0000844161 Filed Document 0001104659-17-073031 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:01:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hudson Chapel Fund LLC See All Filings	D	2017-12-13 09:01:11 UTC
Amount To Be Raised $1,944,000 Associated Brokers / Dealers N/A CIK Number 0001724971 Filed Document 0001724971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:01:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2017-12-13 09:00:39 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-13 09:00:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Metacrine, Inc. See All Filings	D	2017-12-12 21:21:38 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001634379 Filed Document 0001634379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 21:21:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 80, LLC See All Filings	D/A	2017-12-12 20:10:33 UTC
Amount To Be Raised $2,020,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001721051 Filed Document 0001723845-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-12 20:10:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
NCENT LABS INC See All Filings	D	2017-12-12 19:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724875 Filed Document 0001724875-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-12 19:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Zeller-Resurgens Investors, L.L.C. See All Filings	D	2017-12-12 19:48:47 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001725028 Filed Document 0001725028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 19:48:47 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ONYMOS INC. See All Filings	D	2017-12-12 19:41:38 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001724372 Filed Document 0001724372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 19:41:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kv1.3 Therapeutics, Inc. See All Filings	D	2017-12-12 19:38:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001725094 Filed Document 0001725094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 19:38:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity