Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Conatus Capital Long Opportunities Overseas Ltd. See All Filings	D/A	2017-12-15 08:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661328 Filed Document 0000902664-17-004585 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:19:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PrimeStone Capital Fund LP See All Filings	D/A	2017-12-15 08:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628082 Filed Document 0000902664-17-004584 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISO GROUP INC See All Filings	D	2017-12-15 08:12:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001447091 Filed Document 0001447091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:12:18 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund II, Ltd. See All Filings	D/A	2017-12-15 06:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655496 Filed Document 0000902664-17-004582 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund III, Ltd. See All Filings	D/A	2017-12-15 06:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660806 Filed Document 0000902664-17-004581 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PA MAC Fund, L.P. See All Filings	D/A	2017-12-15 06:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661106 Filed Document 0000902664-17-004580 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:30:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital CEF Opportunities 1 Onshore, L.P. See All Filings	D/A	2017-12-15 06:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657319 Filed Document 0000902664-17-004579 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:23:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tektonic Real Estate LLC See All Filings	D	2017-12-14 21:53:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724236 Filed Document 0001724236-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-14 21:53:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Brit Media, Inc. See All Filings	D/A	2017-12-14 21:42:50 UTC
Amount To Be Raised $20,164,466 Associated Brokers / Dealers N/A CIK Number 0001642988 Filed Document 0001642988-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 21:42:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D/A	2017-12-14 21:20:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001507045 Filed Document 0001507045-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 21:20:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
AMAZON MARKET NEUTRAL FUND See All Filings	D	2017-12-14 21:12:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671944 Filed Document 0001671944-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-14 21:12:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saratoga Surgical Center, LLC See All Filings	D	2017-12-14 20:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725025 Filed Document 0001725025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 20:15:50 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEye, Inc. See All Filings	D/A	2017-12-14 19:46:15 UTC
Amount To Be Raised $21,347,900 Associated Brokers / Dealers N/A CIK Number 0001590825 Filed Document 0001590825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 19:46:15 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BROOK BAY SECONDARIES III LTD. See All Filings	D/A	2017-12-14 19:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692235 Filed Document 0001692235-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 19:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otero Menswear, Inc. See All Filings	D	2017-12-14 18:50:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001709293 Filed Document 0001709293-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:50:57 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Homeward Opportunities Fund I LP See All Filings	D/A	2017-12-14 18:08:01 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725265 Filed Document 0001725265-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YC Affiliates Fund II (QP), L.P. See All Filings	D	2017-12-14 18:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725398 Filed Document 0001725398-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:04:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homeward Opportunities Offshore Fund I LP See All Filings	D/A	2017-12-14 18:02:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725519 Filed Document 0001725265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primexx Co-Invest Fund, LP See All Filings	D	2017-12-14 18:01:51 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001725535 Filed Document 0001725535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:01:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Parafin Technologies, Inc. See All Filings	D	2017-12-14 18:00:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725172 Filed Document 0001725172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:00:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TIO FOODS LLC See All Filings	D/A	2017-12-14 17:55:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669817 Filed Document 0001669817-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:55:53 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Homeward Opportunities Offshore Fund I LP See All Filings	D	2017-12-14 17:52:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725519 Filed Document 0001725519-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D	2017-12-14 17:30:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:30:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Homeward Opportunities Fund I LP See All Filings	D	2017-12-14 17:27:55 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725265 Filed Document 0001725265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frazier Healthcare Growth Buyout Fund IX, L.P. See All Filings	D	2017-12-14 17:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725290 Filed Document 0001140361-17-046270 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JWC Fund V Co-Invest, L.P. See All Filings	D	2017-12-14 17:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725348 Filed Document 0001725348-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:21:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Intrepid Private Equity Fund I, L.P. See All Filings	D/A	2017-12-14 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642334 Filed Document 0001642334-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFV51 Fund II, L.P. See All Filings	D	2017-12-14 17:19:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001723860 Filed Document 0001723860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frazier Healthcare Growth Buyout Affiliates IX, L.P. See All Filings	D	2017-12-14 17:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725288 Filed Document 0001140361-17-046263 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Trilantic Capital Partners VI Parallel (North America) L.P. See All Filings	D	2017-12-14 17:18:01 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Magenta Capital Services Ltd., and Stifel, Nicolaus & Company, Incorporated CIK Number 0001724782 Filed Document 0000950142-17-002201 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:18:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Childs Equity Partners V, L.P. See All Filings	D	2017-12-14 17:17:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001725347 Filed Document 0001725347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trilantic Capital Partners VI (North America) L.P. See All Filings	D	2017-12-14 17:17:19 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Magenta Capital Services Ltd., and Stifel, Nicolaus & Company, Incorporated CIK Number 0001724783 Filed Document 0000950142-17-002200 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:17:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Senior Mezzanine Real Estate Finance Fund L.P. See All Filings	D	2017-12-14 17:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001724545 Filed Document 0001724545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FBV IIC, a series of Firebolt Ventures Fund II, LLC See All Filings	D	2017-12-14 16:59:02 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001723257 Filed Document 0001723257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP & Midstream Income Fund, LP See All Filings	D/A	2017-12-14 16:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Salient Capital, L.P., Applied Capital, LLC, and PHILLIP MICHAEL PLANT CIK Number 0001685892 Filed Document 0001685892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CD Partners LP See All Filings	D/A	2017-12-14 16:57:41 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001664270 Filed Document 0001664270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RiverVest Venture Fund IV, L.P. See All Filings	D	2017-12-14 16:57:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001725443 Filed Document 0001725443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
P2 Capital Fund, Ltd. See All Filings	D/A	2017-12-14 16:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, None, and None CIK Number 0001409505 Filed Document 0001409505-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:55:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
P2 Capital Fund, L.P. See All Filings	D/A	2017-12-14 16:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, None, and None CIK Number 0001391204 Filed Document 0001391204-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
S-LMP I Co-Investment Partners, LP See All Filings	D	2017-12-14 16:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725143 Filed Document 0000950142-17-002199 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:52:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
B R A S S PARTNERSHIP IN COMMENDAM See All Filings	D	2017-12-14 16:49:18 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001223895 Filed Document 0001223895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:49:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
ACON Contenur Investors, L.P. See All Filings	D	2017-12-14 16:45:19 UTC
Amount To Be Raised $8,928,000 Associated Brokers / Dealers N/A CIK Number 0001724892 Filed Document 0001140361-17-046246 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Healthcare Portfolio II DST See All Filings	D/A	2017-12-14 16:44:55 UTC
Amount To Be Raised $55,020,466 Associated Brokers / Dealers William L. Toft, Curtis L. Whipple, Michael A. Bendix, Shawn L. Valentine, Mitchal D. O'Hare, Sigrid A. Daugaard, Edward E. Fernandez, Corbin S. Thomas, William S. Sheehan, Joseph G. Michaletz, David B. Alexander, David M. Lademan, Elizabeth L. Friant, Gary L. Leavitt, Roger T. Tadsen, Eric S. Scaff, Erkki M. Peippo, Steven J. Yazbeck, Robert A. Herje, Daniel P. Raupp, Byron J. Ishiwata, Robert S. Smith, John M. Kosmicki, Mikel R. Featherston, Julienne E. Riddell, Kimberly J. Hart, Gregory D. Harris, Christopher L. Hasbrouck, Scott S. Brown, Todd W. Carter, John E. Levee, Jeffrey L. Tiona, Mark A. Smith, Scott P. Inabnet, Christina L. Orta, Thomas G. Scheiman, David P. Dahill, Keith A. Vanhoy, Keith C. Moore, Edward E. Fernandez, Douglas I. Donald, Taylor K. Knopf, David P. Robinson, John T. Christy, Paul L. Rogers, Chin Po, Anthony K. Urban, Barry R. Ozer, Silver Portal Capital LLC, Charles C. Werckenthien, John P. Schlatter, Jeffrey L. Bangerter, Charles G. Morgan, David A. Kangas, John E. Bishop, David B. Levinson, Robert S. Smith, Michael J. Messer, Susan J. Gitt, Richard M. Waters Jr., James P. Cunningham, Kurt W. Whitesell, Dominick J. Sarinelli, Michael J. D' Epagnier, Conrad R. Pensavalle Jr., James R. Maxon, Rod Acord, Bruce S. Horowitz, David P. Dahill, Robert B. Malone, Daniel W. Phillips, Silver Portal Capital LLC, Nelvine A. Ocampo, David A. Fingerhut, Daniel S. Phillips, Daniel T. Vincent, Walter R. Webb Jr., Christina S. Nielson, Michael Stieglitz, Scott S. Offerman, Michael A. Curley Sr., Steven A. Henderson, Gerrin P. Degroot, James L. Duchene Jr., Anthony Casagrande, Glen J. Darmos, Michael W. Speer, Craig M. Rollins, Walter B. Crist, Robert R. Tweed, Alton D. Thiele, Vincent R. Bailey Sr., Michael T. Moomaw, Walter Heidenreich III, Christopher D. Corritore, Robert Procida, Gary A. Debellis, Richard T. Harris, Jean-Louis Guinchard, and Frank L. Smith IV CIK Number 0001714406 Filed Document 0001714406-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:44:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Crop One Holdings, Inc. See All Filings	D	2017-12-14 16:43:35 UTC
Amount To Be Raised $14,090,580 Associated Brokers / Dealers N/A CIK Number 0001650944 Filed Document 0001650944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:43:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST CAPITAL BANCSHARES INC /SC/ See All Filings	D	2017-12-14 16:39:43 UTC
Amount To Be Raised $30,375,000 Associated Brokers / Dealers N/A CIK Number 0001075705 Filed Document 0001578563-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:39:43 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Lending & Leasing IX, LLC See All Filings	D	2017-12-14 16:38:37 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001717306 Filed Document 0001717306-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:38:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
APjeT Venture LLC See All Filings	D	2017-12-14 16:36:33 UTC
Amount To Be Raised $406,841 Associated Brokers / Dealers N/A CIK Number 0001451586 Filed Document 0001451586-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:36:33 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
99 CENTS ONLY STORES LLC See All Filings	D	2017-12-14 16:34:06 UTC
Amount To Be Raised $147,882,000 Associated Brokers / Dealers Deutsche Bank Securities Inc. and Guggenheim Securities, LLC CIK Number 0001011290 Filed Document 0001012975-17-000927 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:34:06 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Thrive Global Holdings, Inc. See All Filings	D	2017-12-14 16:31:23 UTC
Amount To Be Raised $30,200,002 Associated Brokers / Dealers N/A CIK Number 0001724904 Filed Document 0001231919-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:31:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Real Estate Partners VIII, L.P. See All Filings	D/A	2017-12-14 16:31:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KB Investment and Securities Co., Ltd., MVision Private Equity Advisers USA LLC, Larrain Vial, Investment Inc., and WAI Alternative Investments AG CIK Number 0001692026 Filed Document 0001692026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:31:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity