|
|
D |
2017-12-19 08:27:28 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001725589
- Filed Document
- 0001725589-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-19 08:27:28 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-19 08:24:40 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567581
- Filed Document
- 0000902664-17-004617
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-19 08:24:40 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-19 08:20:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504517
- Filed Document
- 0000902664-17-004616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-19 08:20:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-19 08:18:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504518
- Filed Document
- 0000902664-17-004615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-19 08:18:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-19 08:13:02 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662854
- Filed Document
- 0001662854-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-19 08:13:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-19 08:09:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William JC Surtees
- CIK Number
- 0001693022
- Filed Document
- 0001315863-17-000950
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-19 08:09:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 21:40:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725016
- Filed Document
- 0001725016-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 21:40:07 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 21:23:25 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487198
- Filed Document
- 0001553350-17-001408
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 21:23:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-18 20:59:53 UTC |
- Amount To Be Raised
- $9,191,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611687
- Filed Document
- 0001611687-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 20:59:53 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 20:07:33 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694016
- Filed Document
- 0001725687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 20:07:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 20:01:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587759
- Filed Document
- 0001587759-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 20:01:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 19:49:32 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725344
- Filed Document
- 0001725344-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 19:49:32 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 19:13:50 UTC |
- Amount To Be Raised
- $1,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721764
- Filed Document
- 0001721764-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 19:13:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 19:08:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511153
- Filed Document
- 0001511153-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 19:08:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 19:02:58 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Kurt Ursich and Jeromy Salvesen
- CIK Number
- 0001718584
- Filed Document
- 0001718584-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 19:02:58 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-12-18 19:00:03 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725030
- Filed Document
- 0001725030-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 19:00:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 18:33:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668657
- Filed Document
- 0001668657-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 18:33:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 18:30:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725701
- Filed Document
- 0001725701-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 18:30:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 18:29:31 UTC |
- Amount To Be Raised
- $5,775,000
- Associated Brokers / Dealers
- First Dominion Capital Corp.
- CIK Number
- 0001725408
- Filed Document
- 0001725408-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 18:29:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 18:23:09 UTC |
- Amount To Be Raised
- $930,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706651
- Filed Document
- 0001706651-17-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-12-18 18:23:09 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-18 17:56:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725649
- Filed Document
- 0001692446-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:56:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 17:47:27 UTC |
- Amount To Be Raised
- $25,675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725763
- Filed Document
- 0001725763-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:47:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-18 17:43:29 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725438
- Filed Document
- 0001725438-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:43:29 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-18 17:40:40 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722839
- Filed Document
- 0001722839-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:40:40 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 17:37:21 UTC |
- Amount To Be Raised
- $1,000,019
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725437
- Filed Document
- 0001725437-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:37:21 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 17:35:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692446
- Filed Document
- 0001692446-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:35:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 17:30:42 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724726
- Filed Document
- 0001724726-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:30:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 17:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692051
- Filed Document
- 0001692051-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:26:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 17:26:33 UTC |
- Amount To Be Raised
- $11,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725747
- Filed Document
- 0001209191-17-066185
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:26:33 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- SAINT KITTS AND NEVIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 17:26:21 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629864
- Filed Document
- 0001629864-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:26:21 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-18 17:23:13 UTC |
- Amount To Be Raised
- $10,760
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725090
- Filed Document
- 0001144204-17-064160
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:23:13 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-12-18 17:22:01 UTC |
- Amount To Be Raised
- $1,404,918
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612655
- Filed Document
- 0001612655-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:22:01 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-18 17:19:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725573
- Filed Document
- 0001725573-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:19:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 17:16:26 UTC |
- Amount To Be Raised
- $763,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649430
- Filed Document
- 0001649430-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:16:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-18 17:12:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725039
- Filed Document
- 0001725039-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:12:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 17:09:10 UTC |
- Amount To Be Raised
- $119,251
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001336364
- Filed Document
- 0001085037-17-000151
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:09:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 17:07:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625087
- Filed Document
- 0001625087-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:07:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 17:07:03 UTC |
- Amount To Be Raised
- $591,983
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721134
- Filed Document
- 0001721134-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:07:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-12-18 17:06:03 UTC |
- Amount To Be Raised
- $63,028,537
- Associated Brokers / Dealers
- Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, H.D. Vest Investment Securities Inc, Jason Coles, Herb Alston, Del Londono, Mitchal O'Hare, Sigrid Daugaard, David Dahill, Spencer Weston, Kevin Snow, Jason Hohenstein, James Gambaccini, John Hoffman, Deanne Tegtmeier, Richard Park, and Manuel Ramos
- CIK Number
- 0001717288
- Filed Document
- 0001717288-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:06:03 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 17:05:24 UTC |
- Amount To Be Raised
- $22,775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725745
- Filed Document
- 0001405086-17-000249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 17:05:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 16:58:53 UTC |
- Amount To Be Raised
- $77,860
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000880009
- Filed Document
- 0001534122-17-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:58:53 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 16:55:14 UTC |
- Amount To Be Raised
- $950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717483
- Filed Document
- 0001717483-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:55:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 16:54:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John Hancock Distributors LLC
- CIK Number
- 0001725608
- Filed Document
- 0001725608-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:54:33 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-18 16:53:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668899
- Filed Document
- 0001668899-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:53:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 16:49:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725563
- Filed Document
- 0001725563-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:49:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC
See All Filings
|
D |
2017-12-18 16:49:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001725501
- Filed Document
- 0001507943-17-000122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:49:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-18 16:42:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725459
- Filed Document
- 0001725459-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:42:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-18 16:41:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690903
- Filed Document
- 0001690903-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:41:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-18 16:37:56 UTC |
- Amount To Be Raised
- $91,625,622
- Associated Brokers / Dealers
- Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, and Douglas Bertke
- CIK Number
- 0001723415
- Filed Document
- 0001723415-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:37:56 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-18 16:35:53 UTC |
- Amount To Be Raised
- $4,350,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001302071
- Filed Document
- 0001302071-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-18 16:35:53 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|