Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fitness Food Holdings, LLC See All Filings	D	2018-01-02 20:31:23 UTC
Amount To Be Raised $19,482,183 Associated Brokers / Dealers N/A CIK Number 0001707242 Filed Document 0001707242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 20:31:23 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Node Inc. See All Filings	D/A	2018-01-02 19:24:36 UTC
Amount To Be Raised $17,287,969 Associated Brokers / Dealers N/A CIK Number 0001661282 Filed Document 0001661282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:24:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Affective Software, Inc. See All Filings	D	2018-01-02 19:14:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001726411 Filed Document 0001726411-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:14:24 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Connective Capital I QP, LP See All Filings	D/A	2018-01-02 19:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001359786 Filed Document 0001095449-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWIMLANE LLC See All Filings	D	2018-01-02 19:00:49 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001680930 Filed Document 0001680930-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:00:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Internet of Value Fund I LLC See All Filings	D/A	2018-01-02 18:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708215 Filed Document 0001708215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tupelo Grove Holdings, LLC See All Filings	D/A	2018-01-02 18:52:53 UTC
Amount To Be Raised $11,074,440 Associated Brokers / Dealers Aaron D. Morris, Brett S. Ellen, Craig R. Watanabe, Timothy K. Whipple, James L. Wilson, Jay S. Salamone, Kalos Capital, Inc., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001722514 Filed Document 0001722514-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:52:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MOUNTAIN AVENUE PARTNERS, L.P. See All Filings	D/A	2018-01-02 18:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0001038103-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:50:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connective Capital Emerging Energy QP, LP See All Filings	D/A	2018-01-02 18:49:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001413956 Filed Document 0001095449-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCGIF II-DESPLAINES, LLC See All Filings	D	2018-01-02 18:41:34 UTC
Amount To Be Raised $5,977,836 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001710019 Filed Document 0001710019-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:41:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
FREEGOLD VENTURES LTD See All Filings	D	2018-01-02 18:40:50 UTC
Amount To Be Raised $612,166 Associated Brokers / Dealers N/A CIK Number 0001064052 Filed Document 0001709409-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:40:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Santo Bay Resort Holdings, LLC See All Filings	D/A	2018-01-02 18:34:03 UTC
Amount To Be Raised $17,396,638 Associated Brokers / Dealers Eugene C Thompson, IV, Richard W. Gardner, Brett F. Ewing, Lawrence A. Breen, III, Robert L. Omohundro, Dustin W. Terry, Sean J. Kelly, DFPG Investments, Inc., Jay S. Salamone, Mark S. Vanmourick, Kalos Capital, Inc., Guy A. Harrigan, James B. Teegarden, Darren W. Oglesby, The Strategic Financial Alliance, Inc., Triloma Securities, LLC, Adam P. Bell, Damian M. Bell, and Jason H. Freeman CIK Number 0001722078 Filed Document 0001722078-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:34:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FoodJets, Inc. See All Filings	D	2018-01-02 18:25:51 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001726524 Filed Document 0001600459-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:25:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Marc Apt Venture, LLC See All Filings	D	2018-01-02 18:23:05 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001726040 Filed Document 0001726040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:23:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bio Essence Corp See All Filings	D/A	2018-01-02 18:12:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001723059 Filed Document 0001262463-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:12:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATE SURGICAL TECHNOLOGIES INC. See All Filings	D	2018-01-02 18:00:22 UTC
Amount To Be Raised $641,291 Associated Brokers / Dealers N/A CIK Number 0001657412 Filed Document 0001085037-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:00:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SCA Rockledge JV, LLC See All Filings	D/A	2018-01-02 17:53:49 UTC
Amount To Be Raised $97,973 Associated Brokers / Dealers N/A CIK Number 0001723704 Filed Document 0001723704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:53:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Health Systems Inc. See All Filings	D/A	2018-01-02 17:52:44 UTC
Amount To Be Raised $19,999,914 Associated Brokers / Dealers N/A CIK Number 0001678140 Filed Document 0001678140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:52:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FISH POND SURGERY CENTER LTD See All Filings	D	2018-01-02 17:46:02 UTC
Amount To Be Raised $1,196,000 Associated Brokers / Dealers N/A CIK Number 0001423613 Filed Document 0001140361-18-000245 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:46:02 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Revelis Hooch Fund I LLC See All Filings	D/A	2018-01-02 17:39:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715976 Filed Document 0001715976-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Heights State Credit, LLC See All Filings	D	2018-01-02 17:37:11 UTC
Amount To Be Raised $682,498 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001560635-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:37:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solay, LLC See All Filings	D	2018-01-02 17:31:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001726812 Filed Document 0001726812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:31:55 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Walton BT State Credit, LLC See All Filings	D	2018-01-02 17:27:45 UTC
Amount To Be Raised $113,168 Associated Brokers / Dealers N/A CIK Number 0001510353 Filed Document 0001560635-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP Crowd, Inc. See All Filings	D	2018-01-02 17:26:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726805 Filed Document 0000897069-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Balboa Development, LLC See All Filings	D	2018-01-02 17:07:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001724984 Filed Document 0001724984-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:07:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCF - 2100 Q STREET OWNER LLC See All Filings	D/A	2018-01-02 17:06:35 UTC
Amount To Be Raised $12,641,978 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001716565 Filed Document 0001716565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:06:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Pura Vida Spirits Company, LLC See All Filings	D	2018-01-02 17:05:05 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001579279 Filed Document 0001579279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:05:05 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Little Cedar Stands Investments, LLC See All Filings	D	2018-01-02 17:00:47 UTC
Amount To Be Raised $1,674,000 Associated Brokers / Dealers N/A CIK Number 0001726661 Filed Document 0001726661-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:00:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Oaks Holdings, LLC See All Filings	D	2018-01-02 17:00:07 UTC
Amount To Be Raised $5,223,500 Associated Brokers / Dealers Bin, LLC CIK Number 0001726289 Filed Document 0001726289-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:00:07 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WindSail Credit Fund, L.P. See All Filings	D/A	2018-01-02 16:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BizBnk Holdings, Ltd. See All Filings	D	2018-01-02 16:56:43 UTC
Amount To Be Raised $1,500,222 Associated Brokers / Dealers N/A CIK Number 0001687116 Filed Document 0001687116-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:56:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Armor Dental Corp See All Filings	D	2018-01-02 16:52:23 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001656445 Filed Document 0001209191-18-000252 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:52:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Invicta Medical, Inc. See All Filings	D	2018-01-02 16:52:04 UTC
Amount To Be Raised $20,999,998 Associated Brokers / Dealers N/A CIK Number 0001675786 Filed Document 0001675786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:52:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aelium Equities LLC See All Filings	D	2018-01-02 16:49:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726876 Filed Document 0001213900-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:49:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Taconic Opportunity Offshore Intermediate Fund L.P. See All Filings	D	2018-01-02 16:47:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726841 Filed Document 0001726841-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:47:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InReality, LLC See All Filings	D	2018-01-02 16:40:31 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001726853 Filed Document 0001726853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:40:31 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Converge Fund I, LP See All Filings	D	2018-01-02 16:26:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001724694 Filed Document 0001724694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Snap Interactive, Inc See All Filings	D	2018-01-02 16:23:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001355839 Filed Document 0001213900-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:23:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Desert Lion Energy Corp. See All Filings	D	2018-01-02 16:18:22 UTC
Amount To Be Raised $469,632 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001726851 Filed Document 0001062993-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:18:22 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ablative Solutions, Inc. See All Filings	D	2018-01-02 16:14:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:14:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Centrexion Therapeutics Corp See All Filings	D	2018-01-02 16:13:51 UTC
Amount To Be Raised $69,566,532 Associated Brokers / Dealers Maxim Group LLC and Leerink Partners LLC CIK Number 0001592052 Filed Document 0001140361-18-000167 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:13:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Oaks Family 2 Tax Credit, LLC See All Filings	D	2018-01-02 16:12:26 UTC
Amount To Be Raised $703,789 Associated Brokers / Dealers N/A CIK Number 0001588140 Filed Document 0001560635-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:12:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Divert, Inc. See All Filings	D	2018-01-02 16:11:27 UTC
Amount To Be Raised $3,409,262 Associated Brokers / Dealers N/A CIK Number 0001725902 Filed Document 0001725902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:11:27 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
280 CapMarkets LLC See All Filings	D	2018-01-02 16:05:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001695920 Filed Document 0001140361-18-000160 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:05:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Oaks 2 Walton Limited, LLC See All Filings	D	2018-01-02 16:03:22 UTC
Amount To Be Raised $422,786 Associated Brokers / Dealers N/A CIK Number 0001693955 Filed Document 0001560635-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:03:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Lakes State Credit, LLC See All Filings	D	2018-01-02 15:53:28 UTC
Amount To Be Raised $238,000 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001560635-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:53:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Avenue Capital, LLC See All Filings	D	2018-01-02 15:49:47 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001702838 Filed Document 0001702838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:49:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
QCDx LLC See All Filings	D	2018-01-02 15:48:39 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001726465 Filed Document 0001726465-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:48:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2018-01-02 15:45:03 UTC
Amount To Be Raised $823,032 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001560635-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:45:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2018-01-02 15:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund