Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ENTRUST CAPITAL DIVERSIFIED FUND QP LTD See All Filings	D/A	2018-01-08 10:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001423843 Filed Document 0000943663-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANA Omega Fund LP See All Filings	D/A	2018-01-08 10:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693678 Filed Document 0000919574-18-000159 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:51:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
85 Broad Street REIT See All Filings	D	2018-01-08 10:48:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726986 Filed Document 0001726986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:48:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Capital Diversified Fund NQP Ltd. See All Filings	D/A	2018-01-08 10:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001474840 Filed Document 0000943663-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:47:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hilltop Funds Master ICAV Core Select Fund UST Feeder See All Filings	D/A	2018-01-08 10:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664027 Filed Document 0000919574-18-000156 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Credit Ltd. See All Filings	D/A	2018-01-08 10:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509893 Filed Document 0000919574-18-000154 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SMOC Therapeutics, Inc. See All Filings	D	2018-01-08 10:40:47 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001727186 Filed Document 0001727186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:40:47 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hilltop Funds Master ICAV Core Select Fund UST Leveraged Feeder See All Filings	D/A	2018-01-08 10:37:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664056 Filed Document 0000919574-18-000152 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:37:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
BROADWOOD PARTNERS, L.P. See All Filings	D/A	2018-01-08 10:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278386 Filed Document 0000919574-18-000148 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deep Nexus Inc. See All Filings	D	2018-01-08 10:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727115 Filed Document 0001727115-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:24:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aggregate Fund LLC See All Filings	D/A	2018-01-08 10:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001726844-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M. Kingdon Offshore Ltd. See All Filings	D/A	2018-01-08 10:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-18-000146 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Del Mar Holding LLC See All Filings	D	2018-01-08 10:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725794 Filed Document 0000895345-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:16:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Kingdon Credit Ltd. See All Filings	D/A	2018-01-08 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509893 Filed Document 0000919574-18-000143 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innomed Healthscience, Inc. See All Filings	D	2018-01-08 10:11:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643031 Filed Document 0001643031-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-01-08 10:11:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
125 S. Wacker Street REIT See All Filings	D	2018-01-08 10:10:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001727076 Filed Document 0001727076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 10:10:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prep Store, Inc. See All Filings	D	2018-01-08 09:51:15 UTC
Amount To Be Raised $9,009,000 Associated Brokers / Dealers N/A CIK Number 0001651611 Filed Document 0001651611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 09:51:15 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kellner Catalyst Fund, LP See All Filings	D/A	2018-01-08 09:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175614 Filed Document 0001175614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 09:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC Industrial Holdings REIT See All Filings	D	2018-01-08 09:21:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726997 Filed Document 0001726997-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 09:21:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Strategic SF Multifamily REIT VI Inc. See All Filings	D	2018-01-08 09:02:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726938 Filed Document 0001726938-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 09:02:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Neptune Dash Nodes Corp. See All Filings	D	2018-01-08 09:01:45 UTC
Amount To Be Raised $220,237 Associated Brokers / Dealers N/A CIK Number 0001727199 Filed Document 0001364252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 09:01:45 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rubik Holdings, Ltd. See All Filings	D/A	2018-01-08 08:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001598607 Filed Document 0001598607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 08:44:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Integrous Capital Partners II, LLC See All Filings	D	2018-01-08 07:16:01 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001726587 Filed Document 0001726587-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 07:16:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FMC GlobalSat Holdings, Inc. See All Filings	D	2018-01-08 06:06:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001719881 Filed Document 0001213900-18-000206 Exclusions or Exemptions 506b Accepted Date 2018-01-08 06:06:05 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SingularityNET PTE LTD See All Filings	D	2018-01-05 20:49:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001726852 Filed Document 0001726852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 20:49:31 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
Bedrock I SLP See All Filings	D	2018-01-05 19:43:27 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001727328 Filed Document 0001727328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 19:43:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Boomtown Network, Inc. See All Filings	D	2018-01-05 19:27:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 19:27:34 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Band of Hands, Inc. See All Filings	D	2018-01-05 19:27:16 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001721482 Filed Document 0001721482-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-05 19:27:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Band of Hands, Inc. See All Filings	D	2018-01-05 19:22:52 UTC
Amount To Be Raised $1,201,250 Associated Brokers / Dealers N/A CIK Number 0001721482 Filed Document 0001721482-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-05 19:22:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Band of Hands, Inc. See All Filings	D	2018-01-05 19:13:20 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001721482 Filed Document 0001721482-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-05 19:13:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REED'S, INC. See All Filings	D	2018-01-05 18:27:32 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001140215 Filed Document 0001140215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:27:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Anthea at Nob Hill LLC See All Filings	D	2018-01-05 18:25:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Anthea at Nob Hill LLC CIK Number 0001727405 Filed Document 0001727405-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:25:44 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
New River Investments Special Opportunities LP See All Filings	D/A	2018-01-05 18:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560903 Filed Document 0001560903-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Meadow ISU, LLC See All Filings	D	2018-01-05 18:15:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001727366 Filed Document 0001727366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:15:09 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Strozzi Institute See All Filings	D	2018-01-05 18:12:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001727361 Filed Document 0001727361-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:12:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Funds Cityplace REIT Corp. See All Filings	D/A	2018-01-05 18:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628626 Filed Document 0001628626-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:09:21 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Funds Cityplace REIT Corp. See All Filings	D/A	2018-01-05 18:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628626 Filed Document 0001628626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:09:17 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lucifer, LLC See All Filings	D	2018-01-05 18:01:17 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001726467 Filed Document 0001726467-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 18:01:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MREI IV REIT Feeder C, LP See All Filings	D	2018-01-05 17:57:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001708811 Filed Document 0001708811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:57:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG Core Plus IV Corp. See All Filings	D/A	2018-01-05 17:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628624 Filed Document 0001628624-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:56:32 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barred Owl Partners, LP See All Filings	D	2018-01-05 17:52:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727179 Filed Document 0001727179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:52:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
forTRA Health, Inc. See All Filings	D/A	2018-01-05 17:50:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001727284 Filed Document 0001727284-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:50:32 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
295 BR HOLDCO DST See All Filings	D/A	2018-01-05 17:49:53 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Lighthouse Capital Group LLC, Colorado Financial Service Corporation, Boustead Securities, LLC, McDermott Investment Services, LLC, Sandlapper Securities, LLC, and Third Seven Capital LLC CIK Number 0001666281 Filed Document 0000932440-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:49:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
SkySpecs, Inc See All Filings	D	2018-01-05 17:47:22 UTC
Amount To Be Raised $8,808,946 Associated Brokers / Dealers N/A CIK Number 0001565327 Filed Document 0001565327-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:47:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Irrovation LLC See All Filings	D	2018-01-05 17:46:01 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001707555 Filed Document 0001707555-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-01-05 17:46:01 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG Capital Recovery Partners Europe VIII, L.P. See All Filings	D/A	2018-01-05 17:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001630475 Filed Document 0001630475-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout Military Discounts, LLC See All Filings	D/A	2018-01-05 17:38:28 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001688707 Filed Document 0001688707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:38:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Custora, Inc. See All Filings	D/A	2018-01-05 17:37:10 UTC
Amount To Be Raised $10,697,160 Associated Brokers / Dealers N/A CIK Number 0001632673 Filed Document 0001632673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:37:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SKY URANIUM CORP. See All Filings	D/A	2018-01-05 17:32:21 UTC
Amount To Be Raised $875,803 Associated Brokers / Dealers N/A CIK Number 0001463978 Filed Document 0001463978-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:32:21 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Helomics Holding Corp See All Filings	D	2018-01-05 17:29:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers DAWSON JAMES SECURITES, INC. CIK Number 0001691887 Filed Document 0001213900-18-000202 Exclusions or Exemptions 506b Accepted Date 2018-01-05 17:29:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt