Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LKCM Global Equity, L.P. See All Filings	D/A	2018-01-16 12:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001496191-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BME REIT A, LLC See All Filings	D	2018-01-16 12:18:49 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726743 Filed Document 0001315863-18-000050 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:18:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoCo5 Holdings, LLC See All Filings	D	2018-01-16 12:16:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001709759 Filed Document 0001709759-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:16:01 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Debt
Makena Capital Holdings A, L.P. See All Filings	D/A	2018-01-16 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509659 Filed Document 0001509659-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camp Colvos Brewing, LLC See All Filings	D	2018-01-16 12:09:52 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001728148 Filed Document 0000927087-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:09:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maiora Renewables Fund I See All Filings	D/A	2018-01-16 12:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717173 Filed Document 0001717173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Third Pole, Inc. See All Filings	D/A	2018-01-16 12:06:20 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:06:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZINGERS LLLP See All Filings	D	2018-01-16 12:04:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001715491 Filed Document 0001715491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:04:55 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Rok 205NY LLC See All Filings	D	2018-01-16 12:04:54 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001728109 Filed Document 0001728109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:04:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Safeflights, Inc. See All Filings	D	2018-01-16 12:03:14 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001728152 Filed Document 0001728152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:03:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Technology Partnership, L.P. See All Filings	D/A	2018-01-16 12:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001496191-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2018-01-16 11:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:54:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guestfriend, Inc. See All Filings	D/A	2018-01-16 11:53:35 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001659798 Filed Document 0001659798-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:53:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fibroblast, Inc. See All Filings	D	2018-01-16 11:50:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587278 Filed Document 0000897069-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:50:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Securis Event Fund See All Filings	D	2018-01-16 11:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727708 Filed Document 0000902664-18-000212 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:49:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis II Fund SPC - Segregated Portfolio Fourteen See All Filings	D	2018-01-16 11:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727707 Filed Document 0000902664-18-000211 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:48:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&D Crescent, LLC See All Filings	D	2018-01-16 11:46:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001728163 Filed Document 0001728163-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:46:34 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Performitiv, LLC See All Filings	D	2018-01-16 11:44:46 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001656113 Filed Document 0001144204-18-002220 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:44:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Rok 2040NY LLC See All Filings	D	2018-01-16 11:44:45 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001728105 Filed Document 0001728105-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:44:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OSVF DiabetOmics Investors, LLC See All Filings	D	2018-01-16 11:16:28 UTC
Amount To Be Raised $2,115,000 Associated Brokers / Dealers N/A CIK Number 0001727229 Filed Document 0001591408-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:16:28 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Rochester 153, LLC See All Filings	D	2018-01-16 11:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728115 Filed Document 0001728115-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:12:30 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cryptolab Capital Partners, LP See All Filings	D	2018-01-16 11:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721505 Filed Document 0001721505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:11:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIG Onshore Fund, L.P. See All Filings	D/A	2018-01-16 11:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476622 Filed Document 0001140361-18-001981 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
256-bit Capital Fund, L.P. See All Filings	D	2018-01-16 11:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725209 Filed Document 0001725209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MIG Offshore Fund, Ltd. See All Filings	D/A	2018-01-16 11:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478810 Filed Document 0001140361-18-001979 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hines Realty Income REIT LLC See All Filings	D	2018-01-16 11:03:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&LEquities, LLC, and H&L Equities, LLC CIK Number 0001727978 Filed Document 0001727978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:03:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vicarious Surgical Inc. See All Filings	D	2018-01-16 10:47:05 UTC
Amount To Be Raised $14,999,994 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:47:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trails TX Investors I LP See All Filings	D	2018-01-16 10:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001727133 Filed Document 0001727133-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waterwheel Hellenic Opportunities Fund, LP See All Filings	D/A	2018-01-16 10:22:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630370 Filed Document 0001630370-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:22:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARIANNE PHOSPHATE INC. See All Filings	D	2018-01-16 10:22:03 UTC
Amount To Be Raised $1,122,809 Associated Brokers / Dealers N/A CIK Number 0001421570 Filed Document 0001421570-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:22:03 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
SEAMANS NEW ERA TECHNOLOGIES GROWTH FUND, LLC See All Filings	D/A	2018-01-16 10:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BAM Zie Fund, LLC See All Filings	D/A	2018-01-16 10:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001596715 Filed Document 0001596715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:18:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO See All Filings	D/A	2018-01-16 10:14:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315032 Filed Document 0001209191-18-003514 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:14:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
EVOTEM, LLC See All Filings	D	2018-01-16 10:13:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001423153 Filed Document 0001423153-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:13:54 UTC Type of Offering D Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MVC Technologies Inc. See All Filings	D	2018-01-16 10:07:53 UTC
Amount To Be Raised $224,931 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001726336 Filed Document 0001062993-18-000171 Exclusions or Exemptions 506b Accepted Date 2018-01-16 10:07:53 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lokaksema, Inc. See All Filings	D	2018-01-16 09:57:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001725318 Filed Document 0001725318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 09:57:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
EVOTEM, LLC See All Filings	D/A	2018-01-16 09:55:20 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001423153 Filed Document 0001423153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 09:55:20 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Caspian Solitude Master Fund, L.P. See All Filings	D/A	2018-01-16 09:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695072 Filed Document 0001695072-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 09:48:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SharedLabs, Inc See All Filings	D	2018-01-16 09:00:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001714253 Filed Document 0001493152-18-000561 Exclusions or Exemptions 506b Accepted Date 2018-01-16 09:00:19 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ZYMtronix, LLC See All Filings	D	2018-01-16 08:48:19 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers N/A CIK Number 0001728037 Filed Document 0001728037-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 08:48:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caddo Medical Technologies LLC See All Filings	D	2018-01-16 08:07:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001727841 Filed Document 0001727841-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 08:07:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
East Lodge European ABS Fund L.P. See All Filings	D	2018-01-16 06:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728101 Filed Document 0001315863-18-000049 Exclusions or Exemptions 506b Accepted Date 2018-01-16 06:36:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rise Gold Corp. See All Filings	D	2018-01-12 21:49:19 UTC
Amount To Be Raised $142,398 Associated Brokers / Dealers N/A CIK Number 0001424864 Filed Document 0001424864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 21:49:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SOF-XI PCT Two Tower Non-DC REIT, L.L.C. See All Filings	D	2018-01-12 20:00:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001727798 Filed Document 0001727799-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-01-12 20:00:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI PCT Two Tower DC REIT, L.L.C. See All Filings	D	2018-01-12 19:57:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001727797 Filed Document 0001727799-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:57:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI PCT Single Tower Non-DC REIT, L.L.C. See All Filings	D	2018-01-12 19:43:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001727799 Filed Document 0001727799-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:43:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Random Forest II, LP See All Filings	D	2018-01-12 19:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722875 Filed Document 0001722875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Block View Partners II LP See All Filings	D	2018-01-12 19:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727568 Filed Document 0001727568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:38:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOF-XI PCT Single Tower DC REIT, L.L.C. See All Filings	D	2018-01-12 19:37:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001727804 Filed Document 0001727799-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:37:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Block View Partners I LP See All Filings	D	2018-01-12 19:37:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727567 Filed Document 0001727567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:37:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund