Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GP Global Equity Strategies, L.P. See All Filings	D/A	2018-02-02 11:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228825 Filed Document 0001278246-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-02 11:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMA Plaza US REIT, Inc. See All Filings	D	2018-02-02 10:57:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001729612 Filed Document 0001729612-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:57:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
APPALOOSA INVESTMENT LIMITED PARTNERSHIP I See All Filings	D/A	2018-02-02 10:55:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485034 Filed Document 0000919574-18-000785 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:55:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BIRCH CREEK CREDIT VALUE FUND, LP See All Filings	D/A	2018-02-02 10:49:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001526067 Filed Document 0001526067-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GP Diversified Growth Strategies, L.P. See All Filings	D/A	2018-02-02 10:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473970 Filed Document 0001278246-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:46:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madera Capital Fund IV, LP See All Filings	D	2018-02-02 10:39:13 UTC
Amount To Be Raised $33,010,000 Associated Brokers / Dealers N/A CIK Number 0001730147 Filed Document 0001730147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:39:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LCD-HHC Tampa LLC See All Filings	D	2018-02-02 10:34:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001725363 Filed Document 0001725363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:34:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC Atlanta REIT LLC See All Filings	D	2018-02-02 10:29:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001725508 Filed Document 0001725508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:29:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MT Global Opportunities Fund, LP See All Filings	D/A	2018-02-02 10:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323691 Filed Document 0001323691-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCD-HHC Orlando LLC See All Filings	D	2018-02-02 10:22:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001725322 Filed Document 0001725322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:22:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Stakeholder Gold Corp. See All Filings	D	2018-02-02 10:22:19 UTC
Amount To Be Raised $408,649 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001523671 Filed Document 0001062993-18-000411 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:22:19 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, L.P. See All Filings	D/A	2018-02-02 10:22:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352711 Filed Document 0000919574-18-000779 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:22:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, Ltd. See All Filings	D/A	2018-02-02 10:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352712 Filed Document 0000919574-18-000777 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:20:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
West Elk Partners, LP See All Filings	D	2018-02-02 10:19:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729862 Filed Document 0001729862-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:19:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kimmeridge Mineral Fund, LP See All Filings	D	2018-02-02 10:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689859 Filed Document 0001278246-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:17:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennant Onshore Partners, L.P. See All Filings	D/A	2018-02-02 10:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135885 Filed Document 0000919574-18-000775 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Offshore Partners, Ltd. See All Filings	D/A	2018-02-02 10:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001183745 Filed Document 0000919574-18-000773 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC State College REIT LLC See All Filings	D	2018-02-02 10:13:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities CIK Number 0001725507 Filed Document 0001725507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:13:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
471-476 CPW INVESTORS, LLC See All Filings	D/A	2018-02-02 10:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665094 Filed Document 0000919574-18-000771 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:11:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH GEORGIA EQUITY INCOME FUND LP See All Filings	D/A	2018-02-02 10:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509939 Filed Document 0001509939-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTH GEORGIA PARTNERS, LP See All Filings	D/A	2018-02-02 10:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001494929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stage.O Fund, LP See All Filings	D/A	2018-02-02 10:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696621 Filed Document 0000919574-18-000769 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:08:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SBD Real Estate Six, LLC See All Filings	D	2018-02-02 10:03:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722365 Filed Document 0001722365-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 10:03:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Estimated Inc. See All Filings	D	2018-02-02 09:59:28 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001727498 Filed Document 0001727498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:59:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digerati Technologies, Inc. See All Filings	D	2018-02-02 09:57:01 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001014052 Filed Document 0001213900-18-001176 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:57:01 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Tax Plus Global Relaxed Constraint Equity Fund, L.P. See All Filings	D/A	2018-02-02 09:56:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626305 Filed Document 0001541802-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:56:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XLCR CAPITAL PARTNERS LP See All Filings	D/A	2018-02-02 09:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523070 Filed Document 0001013594-18-000068 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POETIC LICENSE PARTNERS, LP See All Filings	D/A	2018-02-02 09:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278246 Filed Document 0001278246-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:54:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paperless Parts, Inc. See All Filings	D	2018-02-02 09:43:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001730144 Filed Document 0001730144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:43:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Washington Loft LLC See All Filings	D	2018-02-02 09:39:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001729523 Filed Document 0001729523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:39:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Lemongrass Holdings, Inc. See All Filings	D	2018-02-02 09:37:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712258 Filed Document 0001712258-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:37:16 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Monsoon India Dynamic Alpha Fund, L.P. See All Filings	D/A	2018-02-02 09:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687427 Filed Document 0001687427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNH Diversified Opportunities Master Account, L.P. See All Filings	D/A	2018-02-02 09:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541802 Filed Document 0001541802-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:17:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitvore Corp. See All Filings	D/A	2018-02-02 09:09:27 UTC
Amount To Be Raised $17,755,028 Associated Brokers / Dealers GP Nurmenkari, Inc. CIK Number 0001605954 Filed Document 0001605954-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:09:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Stocks Limited Partnership See All Filings	D/A	2018-02-02 09:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED and BARBARA L. JUSTIZ CIK Number 0001338955 Filed Document 0000945621-18-000058 Exclusions or Exemptions 506b Accepted Date 2018-02-02 09:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus SFR REIT, LLC See All Filings	D	2018-02-02 08:57:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001729388 Filed Document 0000905718-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-02-02 08:57:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSMA SFR Holdings, LLC See All Filings	D	2018-02-02 08:51:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001729385 Filed Document 0000905718-18-000099 Exclusions or Exemptions 506b Accepted Date 2018-02-02 08:51:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MT Special Opportunities Fund LP See All Filings	D	2018-02-02 08:46:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729955 Filed Document 0001729955-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-02 08:46:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InstarAGF Essential Infrastructure LP See All Filings	D/A	2018-02-02 08:22:41 UTC
Amount To Be Raised $740,000,000 Associated Brokers / Dealers N/A CIK Number 0001637375 Filed Document 0000945621-18-000057 Exclusions or Exemptions 506b Accepted Date 2018-02-02 08:22:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avitah Energy Fund Ltd See All Filings	D/A	2018-02-02 06:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632416 Filed Document 0000902664-18-000583 Exclusions or Exemptions 506b Accepted Date 2018-02-02 06:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consulta US LP See All Filings	D/A	2018-02-02 06:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665725 Filed Document 0000902664-18-000582 Exclusions or Exemptions 506b Accepted Date 2018-02-02 06:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Credit Fund Ltd See All Filings	D/A	2018-02-02 06:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598753 Filed Document 0000902664-18-000581 Exclusions or Exemptions 506b Accepted Date 2018-02-02 06:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Select Offshore Fund, Ltd. See All Filings	D/A	2018-02-02 06:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567765 Filed Document 0000902664-18-000580 Exclusions or Exemptions 506b Accepted Date 2018-02-02 06:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Select Partners, L.P. See All Filings	D/A	2018-02-02 06:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567764 Filed Document 0000902664-18-000579 Exclusions or Exemptions 506b Accepted Date 2018-02-02 06:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adage Capital Partners, L.P. See All Filings	D/A	2018-02-02 06:05:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163846 Filed Document 0000902664-18-000578 Exclusions or Exemptions 506b Accepted Date 2018-02-02 06:05:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VANGOLD MINING CORP. See All Filings	D	2018-02-01 20:31:11 UTC
Amount To Be Raised $449,456 Associated Brokers / Dealers Trump Securities LLC CIK Number 0000865400 Filed Document 0001062993-18-000408 Exclusions or Exemptions 506b Accepted Date 2018-02-01 20:31:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 96, LLC See All Filings	D/A	2018-02-01 20:19:37 UTC
Amount To Be Raised $1,195,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001723856 Filed Document 0001723856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-01 20:19:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Unique Flavors LLC See All Filings	D	2018-02-01 20:19:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001730042 Filed Document 0001730042-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-01 20:19:21 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ManchesterStory Venture Fund, L.P. See All Filings	D/A	2018-02-01 19:43:52 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001697202 Filed Document 0001697202-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-01 19:43:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Renewable Energy Infrastructure (REI) Fund, LP See All Filings	D	2018-02-01 19:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729583 Filed Document 0001729583-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-01 19:37:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund