Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sutton Square Partners Fund, L.P. See All Filings	D/A	2018-02-14 11:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684667 Filed Document 0001684667-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sway Health, Inc. See All Filings	D	2018-02-14 11:10:51 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001689871 Filed Document 0001689871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:10:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sutton Square Partners (Offshore) Fund, Ltd. See All Filings	D/A	2018-02-14 11:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684669 Filed Document 0001684669-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LegWorks, Inc. See All Filings	D	2018-02-14 11:08:38 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001630428 Filed Document 0001630428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:08:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HARTE HANKS INC See All Filings	D	2018-02-14 11:05:10 UTC
Amount To Be Raised $9,926,000 Associated Brokers / Dealers N/A CIK Number 0000045919 Filed Document 0001104659-18-009504 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:05:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
BlastWave, Inc. See All Filings	D	2018-02-14 10:55:03 UTC
Amount To Be Raised $8,313,063 Associated Brokers / Dealers N/A CIK Number 0001731420 Filed Document 0001731420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:55:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SORIN ACTIVE TRADING FUND LP See All Filings	D/A	2018-02-14 10:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693590 Filed Document 0000919574-18-001632 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:50:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WANDERING BEAR INC. See All Filings	D	2018-02-14 10:24:37 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001696902 Filed Document 0001696902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:24:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MC ASIA LONG TERM UNCONSTRAINED FUND See All Filings	D/A	2018-02-14 10:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001546425 Filed Document 0001546425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:22:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patriarch Distillers LLC See All Filings	D/A	2018-02-14 10:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662898 Filed Document 0001662898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:20:12 UTC Type of Offering D/A Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Martin Currie Japan Absolute Return Fund See All Filings	D/A	2018-02-14 10:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES LLC CIK Number 0001666299 Filed Document 0001666299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:13:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIMS Private Equity Participants XII LLC See All Filings	D	2018-02-14 10:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001731227 Filed Document 0001731227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York AN Fund, L.P. See All Filings	D	2018-02-14 10:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730715 Filed Document 0001144204-18-008355 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSEBROOK 2018 CO-INVEST I LP See All Filings	D	2018-02-14 09:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001731379 Filed Document 0001731379-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:49:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAYWIC Select Investments II L.P. See All Filings	D/A	2018-02-14 09:40:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001685931 Filed Document 0001685931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hex Performance, LLC See All Filings	D	2018-02-14 09:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698734 Filed Document 0001698734-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:32:51 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hex Performance, LLC See All Filings	D	2018-02-14 09:29:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Securities, Ltd. CIK Number 0001698734 Filed Document 0001698734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:29:44 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Home Ec Inc. See All Filings	D/A	2018-02-14 09:12:33 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001528566 Filed Document 0001528566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:12:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Altalis Capital Partners, LP See All Filings	D/A	2018-02-14 08:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-18-001447 Exclusions or Exemptions 506b Accepted Date 2018-02-14 08:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPI Real Estate Fund VI LLC See All Filings	D	2018-02-14 08:26:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Orchard Securities, LLC, Concorde Investment Services, LLC, DFPG Investments, Inc., Emerson Equity LLC, Calton & Associates, Inc., and Sunbelt Securities, Inc. CIK Number 0001730926 Filed Document 0001140361-18-007485 Exclusions or Exemptions 506b Accepted Date 2018-02-14 08:26:52 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Activant Ventures II, LP See All Filings	D/A	2018-02-14 06:40:28 UTC
Amount To Be Raised $129,100,000 Associated Brokers / Dealers FPCG, LLC CIK Number 0001700038 Filed Document 0001700038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Solus Senior High Income Dedicated Fund LP See All Filings	D/A	2018-02-14 06:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698404 Filed Document 0000902664-18-001015 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Senior High Income Fund Domestic LP See All Filings	D/A	2018-02-14 06:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698395 Filed Document 0000902664-18-001014 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:27:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ColorStars Group See All Filings	D/A	2018-02-14 06:27:04 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001418780 Filed Document 0001493152-18-002040 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:27:04 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Better Medicine, Inc. See All Filings	D	2018-02-13 21:44:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001730870 Filed Document 0001730870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 21:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
CER Italian Logistics Feeder, L.P. See All Filings	D	2018-02-13 21:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001725119 Filed Document 0001725119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 21:37:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ATRIUM INSIGHT INC. See All Filings	D	2018-02-13 19:34:44 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001731140 Filed Document 0001731140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 19:34:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sepio Capital Aggregates Fund, LP See All Filings	D	2018-02-13 19:18:17 UTC
Amount To Be Raised $34,750,000 Associated Brokers / Dealers N/A CIK Number 0001730583 Filed Document 0001144204-18-008153 Exclusions or Exemptions 506b Accepted Date 2018-02-13 19:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggy Global Fun, Inc. See All Filings	D	2018-02-13 19:04:17 UTC
Amount To Be Raised $2,174,998 Associated Brokers / Dealers N/A CIK Number 0001730856 Filed Document 0001730856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 19:04:17 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Simply Augmented, Inc. See All Filings	D	2018-02-13 18:46:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001731369 Filed Document 0001731369-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:46:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Matador Market Neutral Fund LP See All Filings	D	2018-02-13 18:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727721 Filed Document 0001727721-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:29:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skycatcher Fund, LP See All Filings	D	2018-02-13 18:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648797 Filed Document 0001648797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:25:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLLY ENERGY PARTNERS LP See All Filings	D	2018-02-13 18:19:54 UTC
Amount To Be Raised $110,001,000 Associated Brokers / Dealers N/A CIK Number 0001283140 Filed Document 0001283140-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:19:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
PQ Bypass, Inc. See All Filings	D	2018-02-13 18:19:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001563597 Filed Document 0001563597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:19:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Littlejohn Opportunities Offshore Fund Ltd See All Filings	D/A	2018-02-13 18:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569062 Filed Document 0001569062-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Littlejohn Opportunities Fund LP See All Filings	D/A	2018-02-13 18:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510288 Filed Document 0001569062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonvee, Inc. See All Filings	D/A	2018-02-13 18:01:07 UTC
Amount To Be Raised $6,700,009 Associated Brokers / Dealers N/A CIK Number 0001708755 Filed Document 0001708755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:01:07 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novasentis, Inc. See All Filings	D	2018-02-13 17:50:29 UTC
Amount To Be Raised $14,010,575 Associated Brokers / Dealers N/A CIK Number 0001433425 Filed Document 0001433425-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:50:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Pixobot, Inc. See All Filings	D	2018-02-13 17:42:30 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653731 Filed Document 0001731324-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:42:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Relay Investments II, LP See All Filings	D/A	2018-02-13 17:41:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001698273 Filed Document 0000897069-18-000118 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHC Mutual Conversion Fund, L.P. See All Filings	D/A	2018-02-13 17:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459674 Filed Document 0001315863-18-000145 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Evermore Global Opportunities Fund, L.P. See All Filings	D	2018-02-13 17:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001729152 Filed Document 0001729152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:35:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIDEY TEK, LLC See All Filings	D/A	2018-02-13 17:33:45 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001697321 Filed Document 0001697321-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:33:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
SPIDEY TEK, LLC See All Filings	D/A	2018-02-13 17:33:43 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001697321 Filed Document 0001697321-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:33:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
PRIDE HOLDING Co INC See All Filings	D	2018-02-13 17:32:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001731324 Filed Document 0001731324-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:32:42 UTC Type of Offering D Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
EMC Alpha Fund, LP See All Filings	D/A	2018-02-13 17:31:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:31:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashoka Fund See All Filings	D/A	2018-02-13 17:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493584 Filed Document 0001493584-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Jerrick Media Holdings, Inc. See All Filings	D	2018-02-13 17:22:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001357671 Filed Document 0001213900-18-001743 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:22:12 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Impala Bluebuck Fund LP See All Filings	D	2018-02-13 17:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731020 Filed Document 0001140361-18-007287 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:20:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dfinity Ecosystem Fund LP See All Filings	D	2018-02-13 17:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730967 Filed Document 0001730967-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:15:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund