Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PineBridge Secondary Partners IV Feeder, SLP See All Filings	D/A	2018-03-12 17:16:30 UTC
Amount To Be Raised $568,006,243 Associated Brokers / Dealers TopCap Partners, Inc. CIK Number 0001678553 Filed Document 0001678553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armed Forces Wireless/Mobile, Inc. See All Filings	D	2018-03-12 17:11:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630367 Filed Document 0001630367-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:11:43 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PineBridge Secondary Partners IV, SLP See All Filings	D/A	2018-03-12 17:10:34 UTC
Amount To Be Raised $568,006,243 Associated Brokers / Dealers TopCap Partners, Inc. CIK Number 0001678552 Filed Document 0001678552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:10:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADAPTIVE STUDIOS, INC See All Filings	D	2018-03-12 17:09:31 UTC
Amount To Be Raised $24,627,478 Associated Brokers / Dealers Colin McCafferty CIK Number 0001585319 Filed Document 0001585319-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:09:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OB1 Co See All Filings	D	2018-03-12 17:07:55 UTC
Amount To Be Raised $5,200,005 Associated Brokers / Dealers N/A CIK Number 0001641700 Filed Document 0001641700-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:07:55 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Hummer Winblad Venture Partners VII, L.P. See All Filings	D	2018-03-12 17:06:40 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers WR Hambrecht + Co, LLC and Oakpoint Solutions, LLC CIK Number 0001664914 Filed Document 0001664914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:06:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMWA Micro Cap Fund LLC See All Filings	D/A	2018-03-12 17:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Red Monkey Foods, Inc. See All Filings	D	2018-03-12 17:05:06 UTC
Amount To Be Raised $23,810,313 Associated Brokers / Dealers N/A CIK Number 0001734298 Filed Document 0001734298-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:05:06 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Artis Real Estate Investment Trust See All Filings	D	2018-03-12 17:04:25 UTC
Amount To Be Raised $36,671,953 Associated Brokers / Dealers N/A CIK Number 0001734123 Filed Document 0001734123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:04:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MANITOBA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Longlead Market Neutral U.S. Feeder Fund Ltd See All Filings	D/A	2018-03-12 17:00:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631936 Filed Document 0001315863-18-000243 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:00:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Civic Resource Group International Inc See All Filings	D	2018-03-12 16:59:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689183 Filed Document 0001689183-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:59:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Mid Cap Partnership LLC See All Filings	D/A	2018-03-12 16:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
K5 Global Technology Fund, LP - Series CB See All Filings	D	2018-03-12 16:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733774 Filed Document 0001733774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:52:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2018-03-12 16:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, J.P. Morgan Securities Inc., Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001341499 Filed Document 0001341499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sniffle Health Inc. See All Filings	D	2018-03-12 16:46:47 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001734288 Filed Document 0001734288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:46:47 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Third Point Offshore Fund, Ltd. See All Filings	D/A	2018-03-12 16:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, J.P. Morgan Securities Inc., Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001300970 Filed Document 0001300970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
3D BOLUS INC. See All Filings	D	2018-03-12 16:44:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Alexander Capital LP CIK Number 0001676137 Filed Document 0001676137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:44:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hathorne Partners, LLC See All Filings	D	2018-03-12 16:44:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733446 Filed Document 0001733345-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:44:02 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SE Joiner City Field Joint Venture See All Filings	D	2018-03-12 16:43:44 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001543765 Filed Document 0001654954-18-002421 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:43:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2018-03-12 16:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:41:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2018-03-12 16:40:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., and Park Hill Group LLC CIK Number 0001341762 Filed Document 0001341762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:40:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS L P See All Filings	D/A	2018-03-12 16:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946756 Filed Document 0000946756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2018-03-12 16:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:30:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sylvan Partners, LLC See All Filings	D	2018-03-12 16:27:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733345 Filed Document 0001733345-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:27:31 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Spots Development Group, LLC See All Filings	D/A	2018-03-12 16:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722488 Filed Document 0001722488-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:24:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Morpheus LIFE Fund LLC See All Filings	D/A	2018-03-12 16:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658941 Filed Document 0001658941-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SciAps Inc See All Filings	D	2018-03-12 16:16:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001570867 Filed Document 0001570867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:16:49 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2018-03-12 16:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:16:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Partners VII, L.P. See All Filings	D	2018-03-12 16:11:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001732363 Filed Document 0001732363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BTG Pactual Global Emerging Markets & Macro Master Fund, L.P. See All Filings	D	2018-03-12 16:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734059 Filed Document 0000950172-18-000053 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:10:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Gaia Holdings LLC See All Filings	D	2018-03-12 16:10:27 UTC
Amount To Be Raised $2,035,353 Associated Brokers / Dealers N/A CIK Number 0001733703 Filed Document 0001733703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:10:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual GEMM Employees Fund, (Europe) Ltd. See All Filings	D	2018-03-12 16:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552228 Filed Document 0000950172-18-000052 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Global Emerging Markets & Macro Fund, Ltd See All Filings	D	2018-03-12 16:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489606 Filed Document 0000950172-18-000051 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Global Emerging Markets & Macro Fund, LLC See All Filings	D	2018-03-12 16:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489605 Filed Document 0000950172-18-000050 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:08:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caravel Egyptian Treasury Fund L.P. See All Filings	D	2018-03-12 16:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734204 Filed Document 0000902664-18-001560 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:06:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PD Fund 3, LP See All Filings	D	2018-03-12 15:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733400 Filed Document 0001733400-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:53:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
DA Venezuela Opportunity Fund (Master), LP See All Filings	D	2018-03-12 15:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733949 Filed Document 0001733949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Diversified Alternative Income Fund LP See All Filings	D/A	2018-03-12 15:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669333 Filed Document 0001669333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:50:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY MINING CO See All Filings	D	2018-03-12 15:46:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001030192 Filed Document 0001052918-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:46:30 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partnership, LLC See All Filings	D/A	2018-03-12 15:40:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:40:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CompanionLabs Systems, Inc. See All Filings	D	2018-03-12 15:38:08 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001697689 Filed Document 0001697689-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:38:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2018-03-12 15:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MDNA Life Sciences, Inc. See All Filings	D	2018-03-12 15:27:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645108 Filed Document 0001144204-18-014086 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:27:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DW Value Offshore Fund, Ltd. See All Filings	D/A	2018-03-12 15:25:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544985 Filed Document 0001012975-18-000273 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:25:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW Catalyst Offshore Fund, Ltd. See All Filings	D/A	2018-03-12 15:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466293 Filed Document 0001012975-18-000272 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:23:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW Value Onshore Fund, LP See All Filings	D/A	2018-03-12 15:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544984 Filed Document 0001012975-18-000271 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:21:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Small Cap Fund LLC See All Filings	D/A	2018-03-12 15:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DW Catalyst Onshore Fund, LP See All Filings	D/A	2018-03-12 15:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466241 Filed Document 0001012975-18-000270 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resource Management Service, LLC See All Filings	D	2018-03-12 15:15:42 UTC
Amount To Be Raised $2,751,565 Associated Brokers / Dealers N/A CIK Number 0001649975 Filed Document 0001649975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:15:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Activz Global, LLC See All Filings	D	2018-03-12 15:13:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733736 Filed Document 0001733736-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 15:13:50 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity