Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aedan Financial Corp See All Filings	D	2018-04-26 17:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709587 Filed Document 0001213900-18-005002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 17:09:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGIMA Long Duration US Government/Credit Fund, LLC See All Filings	D/A	2018-04-26 17:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577549 Filed Document 0001537253-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 17:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 200 See All Filings	D	2018-04-26 17:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC CIK Number 0001738187 Filed Document 0001738187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 17:07:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Square Capital European Loan Partners, LP Inc. See All Filings	D/A	2018-04-26 17:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001705011 Filed Document 0001705011-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 17:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Marina Biotech, Inc. See All Filings	D	2018-04-26 17:00:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000737207 Filed Document 0001493152-18-005832 Exclusions or Exemptions 506b Accepted Date 2018-04-26 17:00:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 68F LLC See All Filings	D	2018-04-26 16:57:25 UTC
Amount To Be Raised $486,745 Associated Brokers / Dealers N/A CIK Number 0001737566 Filed Document 0001737559-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:57:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STINA RESOURCES LTD /FI See All Filings	D	2018-04-26 16:54:39 UTC
Amount To Be Raised $785,700 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0000833987 Filed Document 0000833987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:54:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
KING KONG BROADWAY Ltd LIABILITY Co See All Filings	D	2018-04-26 16:53:00 UTC
Amount To Be Raised $36,500,000 Associated Brokers / Dealers N/A CIK Number 0001730694 Filed Document 0001730694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:53:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 204 See All Filings	D	2018-04-26 16:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001738509 Filed Document 0001738509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:43:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidAlts H2O Force 10 Feeder Fund See All Filings	D/A	2018-04-26 16:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001610018 Filed Document 0001610018-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIXON MIDLAND DIVERSIFIED LLC See All Filings	D/A	2018-04-26 16:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
FundersClub W8V LLC See All Filings	D	2018-04-26 16:39:43 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001737559 Filed Document 0001737559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison International Real Estate Liquidity Fund VII (Intl), LP See All Filings	D	2018-04-26 16:39:27 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001738450 Filed Document 0001738452-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:39:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Basis Medical, LLC See All Filings	D	2018-04-26 16:38:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001738555 Filed Document 0001738555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:38:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LGIMA Long Duration US Credit Fund, LLC See All Filings	D/A	2018-04-26 16:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537253 Filed Document 0001537253-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Hadrian Holding Corp See All Filings	D	2018-04-26 16:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738206 Filed Document 0001738206-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:34:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azitra Inc See All Filings	D	2018-04-26 16:31:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001701478 Filed Document 0001701478-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:31:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
New Sapience, Inc. See All Filings	D/A	2018-04-26 16:28:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683892 Filed Document 0001683892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:28:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Techstars Corporate Partner 2017 LLC See All Filings	D/A	2018-04-26 16:22:01 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001738070 Filed Document 0001738070-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:22:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shop the Creative Inc See All Filings	D	2018-04-26 16:21:38 UTC
Amount To Be Raised $5,272,912 Associated Brokers / Dealers N/A CIK Number 0001738395 Filed Document 0001231919-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:21:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison International Real Estate Liquidity Fund VII (T), LP See All Filings	D	2018-04-26 16:20:00 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001738452 Filed Document 0001738452-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:20:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NANOSTEEL COMPANY, INC See All Filings	D	2018-04-26 16:14:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:14:56 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
CNL Growth Properties III Feeder, LLC See All Filings	D	2018-04-26 16:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001723358 Filed Document 0000897069-18-000286 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:12:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Golub & Co Sponsor Fund, LLC See All Filings	D	2018-04-26 16:07:35 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001738105 Filed Document 0001738105-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:07:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNL Growth Properties III, LLC See All Filings	D	2018-04-26 16:04:57 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001721803 Filed Document 0000897069-18-000285 Exclusions or Exemptions 506b Accepted Date 2018-04-26 16:04:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WELLIST, INC. See All Filings	D	2018-04-26 15:58:59 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001640843 Filed Document 0001209191-18-026189 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:58:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RDC Capital Partners Offshore Fund Ltd. See All Filings	D/A	2018-04-26 15:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660457 Filed Document 0001660457-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDC Capital Partners Fund LP See All Filings	D/A	2018-04-26 15:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653539 Filed Document 0001653539-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:52:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Mama Beverages LLC See All Filings	D	2018-04-26 15:39:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001738231 Filed Document 0001738231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:39:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Savano-EverQuote LLC See All Filings	D	2018-04-26 15:35:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684250 Filed Document 0001684250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HDRC Limited Partnership See All Filings	D/A	2018-04-26 15:27:20 UTC
Amount To Be Raised $25,962,000 Associated Brokers / Dealers Barclay Investments, Inc. CIK Number 0001673002 Filed Document 0001673002-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison International Real Estate Liquidity Fund VII (TE), LP See All Filings	D	2018-04-26 15:22:49 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001738451 Filed Document 0001738451-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:22:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Net Lease Private REIT XI, Inc. See All Filings	D	2018-04-26 15:18:32 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001738681 Filed Document 0001738677-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:18:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eckhardt Futures Limited Partnership See All Filings	D/A	2018-04-26 15:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John C. Sundt, Michael R. Muzos, Barry Meyer, Ozzie Di Vinere, and Kip Thompson CIK Number 0000914658 Filed Document 0001144204-18-022668 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Maritime Security Associates Inc. See All Filings	D/A	2018-04-26 15:16:33 UTC
Amount To Be Raised $667,000 Associated Brokers / Dealers N/A CIK Number 0001671797 Filed Document 0001671797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:16:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TruckPay, Inc. See All Filings	D/A	2018-04-26 15:16:01 UTC
Amount To Be Raised $1,990,000 Associated Brokers / Dealers N/A CIK Number 0001665483 Filed Document 0001665483-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:16:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HDRC Limited Partnership See All Filings	D/A	2018-04-26 15:14:10 UTC
Amount To Be Raised $25,962,000 Associated Brokers / Dealers Barclay Investments, Inc. CIK Number 0001673002 Filed Document 0001673002-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Lease Private QP REIT XI, Inc. See All Filings	D	2018-04-26 15:08:48 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001738665 Filed Document 0001738677-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:08:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WashSwat US, Inc. See All Filings	D	2018-04-26 15:07:03 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001738166 Filed Document 0001738166-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:07:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Horsley Bridge XII Growth Buyout, L.P. See All Filings	D	2018-04-26 15:04:34 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Baro Investment & Securities Co. Ltd. ("BARO") CIK Number 0001738365 Filed Document 0001144204-18-022661 Exclusions or Exemptions 506b Accepted Date 2018-04-26 15:04:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CV 105 West First Street, LLC See All Filings	D	2018-04-26 14:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737699 Filed Document 0001737699-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:55:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PEAK Energy Fund I LP See All Filings	D	2018-04-26 14:54:40 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001738518 Filed Document 0001738518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:54:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
RS-Axiado, LLC See All Filings	D	2018-04-26 14:43:31 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001738667 Filed Document 0001738667-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:43:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Syntheon 2.0, LLC See All Filings	D	2018-04-26 14:35:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001738458 Filed Document 0001738458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:35:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Onboard Dynamics, Inc. See All Filings	D	2018-04-26 14:33:13 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001738745 Filed Document 0001738745-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-26 14:33:13 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NL Ventures XI, L.P. See All Filings	D	2018-04-26 14:33:03 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001738677 Filed Document 0001738677-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:33:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bright Greens, Inc. See All Filings	D	2018-04-26 14:30:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697915 Filed Document 0001697915-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:30:58 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
qler Solutions, LLC See All Filings	D	2018-04-26 14:29:36 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001736581 Filed Document 0000897069-18-000280 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:29:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
AQR Global Risk Premium Fund L P See All Filings	D/A	2018-04-26 14:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001385053-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SurgiCenter of San Antonio at Westover Hills, LLC See All Filings	D	2018-04-26 14:27:09 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001738759 Filed Document 0001738759-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-26 14:27:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity