Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Black River Capital Partners Fund (Food) LP See All Filings	D	2018-05-01 17:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497557 Filed Document 0001497557-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:26:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKYKICK, INC. See All Filings	D/A	2018-05-01 17:22:53 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001533352 Filed Document 0001533352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:22:53 UTC Type of Offering D/A Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hapi Drinks, LLC See All Filings	D	2018-05-01 17:22:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739250 Filed Document 0001739250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:22:38 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Foothills Solar Community LLC See All Filings	D	2018-05-01 17:22:23 UTC
Amount To Be Raised $3,670,000 Associated Brokers / Dealers N/A CIK Number 0001739177 Filed Document 0001739177-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:22:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rocketail, LLC See All Filings	D/A	2018-05-01 17:20:03 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001727904 Filed Document 0001727904-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:20:03 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN RESOURCES INC See All Filings	D	2018-05-01 17:19:51 UTC
Amount To Be Raised $27,836,000 Associated Brokers / Dealers N/A CIK Number 0000038777 Filed Document 0000038777-18-000168 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:19:51 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Geared Power, LLC See All Filings	D	2018-05-01 17:18:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001738102 Filed Document 0001738102-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:18:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Black River Food Fund 2 LP See All Filings	D	2018-05-01 17:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604650 Filed Document 0001604650-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2018-05-01 17:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:17:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Global Solutions, Inc. See All Filings	D	2018-05-01 17:15:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001413891 Filed Document 0001213900-18-005334 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:15:24 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Bellwether Bio, Inc. See All Filings	D	2018-05-01 17:14:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674220 Filed Document 0001674220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:14:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
STIRLING CORP See All Filings	D	2018-05-01 17:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001738630 Filed Document 0001738630-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:11:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Private Equity Managers (Impact 2018) Offshore LP See All Filings	D	2018-05-01 17:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001738795 Filed Document 0001738814-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Equity Managers (Impact 2018) LP See All Filings	D	2018-05-01 17:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001738814 Filed Document 0001738814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuro-ID, Inc. See All Filings	D	2018-05-01 17:06:36 UTC
Amount To Be Raised $7,555,800 Associated Brokers / Dealers N/A CIK Number 0001641540 Filed Document 0001641540-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:06:36 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Core Property Fund LP See All Filings	D/A	2018-05-01 17:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001379123 Filed Document 0001379123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 17:01:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VARDE ASIA CREDIT FUND MASTER, L.P. See All Filings	D	2018-05-01 16:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738434 Filed Document 0001738434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE ASIA CREDIT FUND OFFSHORE, L.P. See All Filings	D	2018-05-01 16:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738432 Filed Document 0001738432-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:58:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE ASIA CREDIT FUND, L.P. See All Filings	D	2018-05-01 16:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738430 Filed Document 0001738430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartman Retail II, DST See All Filings	D/A	2018-05-01 16:55:10 UTC
Amount To Be Raised $17,720,000 Associated Brokers / Dealers D.H. Hill Securities, LLLP CIK Number 0001678756 Filed Document 0001678756-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:55:10 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Enlightenment Capital Solutions SBIC Fund, L.P. See All Filings	D	2018-05-01 16:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735559 Filed Document 0001140361-18-020857 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:48:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Vivace Therapeutics, Inc. See All Filings	D/A	2018-05-01 16:42:45 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001630575 Filed Document 0001630575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:42:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mitchell Partners, L.P. See All Filings	D	2018-05-01 16:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603812 Filed Document 0001603812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:34:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C. Bros. Holdings, LLC See All Filings	D/A	2018-05-01 16:31:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665620 Filed Document 0001665620-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:31:33 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aegis Special Situations Fund LLC - Series Rideshare I See All Filings	D/A	2018-05-01 16:31:12 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001734216 Filed Document 0001737986-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spinoff & Reorg Fund LP See All Filings	D/A	2018-05-01 16:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635281 Filed Document 0001635281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations QP Fund LLC - Series Hospitality I See All Filings	D/A	2018-05-01 16:28:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001737986 Filed Document 0001737986-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PegEx, Inc. See All Filings	D	2018-05-01 16:21:40 UTC
Amount To Be Raised $8,335,097 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001596153-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:21:40 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Medmo, Inc. See All Filings	D	2018-05-01 16:18:22 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001724863 Filed Document 0001080368-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:18:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Green Ocean Fund, LP See All Filings	D/A	2018-05-01 16:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702995 Filed Document 0001702995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BFG Kennewick DST See All Filings	D	2018-05-01 16:03:00 UTC
Amount To Be Raised $18,860,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001739147 Filed Document 0001739147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 16:03:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier TCP VI (North America) Onshore Feeder LP See All Filings	D	2018-05-01 15:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001739252 Filed Document 0001739252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTIMETER PARTNERS FUND LP See All Filings	D/A	2018-05-01 15:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452343 Filed Document 0001452343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JKM Capital Investment Fund, LP See All Filings	D/A	2018-05-01 15:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703382 Filed Document 0001703382-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWNERIQ INC See All Filings	D	2018-05-01 15:09:32 UTC
Amount To Be Raised $4,600,001 Associated Brokers / Dealers N/A CIK Number 0001436941 Filed Document 0001436941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:09:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zaloni Inc. See All Filings	D	2018-05-01 15:09:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001668541 Filed Document 0001668541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:09:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Green Park Snacks, Inc. See All Filings	D	2018-05-01 15:06:18 UTC
Amount To Be Raised $4,999,676 Associated Brokers / Dealers N/A CIK Number 0001720103 Filed Document 0001720103-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:06:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital, LLC See All Filings	D/A	2018-05-01 15:04:47 UTC
Amount To Be Raised $118,027,923 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001693610-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:04:47 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Shapeways, Inc. See All Filings	D	2018-05-01 15:02:45 UTC
Amount To Be Raised $36,591,478 Associated Brokers / Dealers N/A CIK Number 0001532573 Filed Document 0001532573-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-01 15:02:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axe-Houghton Associate Investment Fund, LLC See All Filings	D/A	2018-05-01 14:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555730 Filed Document 0001555730-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACCH Laboratories, Inc. See All Filings	D	2018-05-01 14:50:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001471363 Filed Document 0001471363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:50:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
C. Bros. Holdings, LLC See All Filings	D	2018-05-01 14:46:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665620 Filed Document 0001665620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:46:47 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Augmentecture, Inc. See All Filings	D	2018-05-01 14:42:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001735821 Filed Document 0001735821-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:42:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COMMUNITY EQUITY FUND XXIII LIMITED PARTNERSHIP See All Filings	D	2018-05-01 14:31:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001738616 Filed Document 0001738616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hershiser Income Fund IV, LP See All Filings	D/A	2018-05-01 14:29:58 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001702856 Filed Document 0001702856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:29:10 UTC
Amount To Be Raised $8,075,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:29:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Empire Minerals Corp See All Filings	D/A	2018-05-01 14:22:57 UTC
Amount To Be Raised $1,833,372 Associated Brokers / Dealers Haywood Securities Inc. and Haywood Securities Inc. CIK Number 0001575193 Filed Document 0001140361-18-020804 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:22:57 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:19:11 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:19:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LM Moffitt Street, LLC See All Filings	D	2018-05-01 14:19:03 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001739239 Filed Document 0001739239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:19:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2018-05-01 14:12:44 UTC
Amount To Be Raised $1,421,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-01 14:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund