Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cetera Advisor Networks LLC /CA See All Filings	D/A	2018-05-07 13:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-18-021920 Exclusions or Exemptions 506b Accepted Date 2018-05-07 13:57:43 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NBM Investments LP See All Filings	D	2018-05-07 13:51:35 UTC
Amount To Be Raised $790,319,000 Associated Brokers / Dealers N/A CIK Number 0001739733 Filed Document 0001062993-18-001946 Exclusions or Exemptions 506b Accepted Date 2018-05-07 13:51:35 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
McKinley Capital International Growth Fund LP See All Filings	D/A	2018-05-07 13:21:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329503 Filed Document 0000935836-18-000273 Exclusions or Exemptions 506b Accepted Date 2018-05-07 13:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcpipes SPV LLC See All Filings	D	2018-05-07 13:06:21 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001739787 Filed Document 0001739787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 13:06:21 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Utu Intelligence Inc. See All Filings	D	2018-05-07 12:56:18 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001739235 Filed Document 0001739235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:56:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Off Ramp LLC See All Filings	D/A	2018-05-07 12:47:05 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers Nicholas Berger CIK Number 0001734396 Filed Document 0001734396-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:47:05 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Properties, LLLP See All Filings	D/A	2018-05-07 12:41:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001560106 Filed Document 0001560106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:41:28 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CoastEdge Focus Fund, LP See All Filings	D/A	2018-05-07 12:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539808 Filed Document 0001539808-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge Foundation Partners, LLC See All Filings	D/A	2018-05-07 12:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559278 Filed Document 0001559278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:33:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outstanding Businesses Limited Partnership See All Filings	D/A	2018-05-07 12:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295148 Filed Document 0001295148-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sheets & Giggles, LLC See All Filings	D/A	2018-05-07 12:15:14 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001731047 Filed Document 0001731047-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:15:14 UTC Type of Offering D/A Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
LGP Associates VII-B LLC See All Filings	D	2018-05-07 12:09:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707741 Filed Document 0001707739-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:09:42 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VII-A LLC See All Filings	D	2018-05-07 12:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707739 Filed Document 0001707739-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 12:06:40 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURPOSEENERGY INC See All Filings	D	2018-05-07 11:55:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001422878 Filed Document 0001422878-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:55:23 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Prides Crossing Capital II, L.P. See All Filings	D/A	2018-05-07 11:54:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001700416 Filed Document 0000897069-18-000318 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:54:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TV Holdco, L.L.C. See All Filings	D	2018-05-07 11:51:16 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001738582 Filed Document 0001140361-18-021889 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:51:16 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jordan Capital Partners, L.P. See All Filings	D/A	2018-05-07 11:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alexander W. Duff CIK Number 0001456148 Filed Document 0001456148-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:48:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnviroScent, Inc. See All Filings	D	2018-05-07 11:27:53 UTC
Amount To Be Raised $499,992 Associated Brokers / Dealers N/A CIK Number 0001473827 Filed Document 0001473827-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:27:53 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gorges Brewing LLC See All Filings	D	2018-05-07 11:22:45 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001739238 Filed Document 0001739238-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:22:45 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
VALUE PRESERVATION LP See All Filings	D/A	2018-05-07 11:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455852 Filed Document 0001455852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:19:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Finanical Ascent TE Limited Partnership See All Filings	D/A	2018-05-07 11:10:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596819 Filed Document 0001596819-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:10:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Digital ReLab, LLC See All Filings	D	2018-05-07 11:00:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001645932 Filed Document 0001140361-18-021879 Exclusions or Exemptions 506b Accepted Date 2018-05-07 11:00:09 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BosValen Master Fund See All Filings	D/A	2018-05-07 10:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638012 Filed Document 0001739722-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klearly Analytics, Inc. See All Filings	D	2018-05-07 10:56:47 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001737254 Filed Document 0001737254-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:56:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SonderMind Inc. See All Filings	D	2018-05-07 10:51:59 UTC
Amount To Be Raised $2,555,653 Associated Brokers / Dealers N/A CIK Number 0001726194 Filed Document 0001726194-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:51:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Investments - PH, LLC See All Filings	D	2018-05-07 10:44:26 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Fairport Capital CIK Number 0001497643 Filed Document 0001497643-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:44:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NUTS Technologies, Inc. See All Filings	D	2018-05-07 10:37:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001739722 Filed Document 0001739722-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:37:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Rotella Orion Fund LLC See All Filings	D/A	2018-05-07 10:32:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372061 Filed Document 0001372061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:32:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundry Partners PTH II, LLC See All Filings	D	2018-05-07 10:32:01 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001739421 Filed Document 0001739421-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:32:01 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pies & Pints Carmel, LLC See All Filings	D	2018-05-07 10:30:25 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001738966 Filed Document 0001738966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:30:25 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ENGINEERED PROPULSION SYSTEMS, INC. See All Filings	D/A	2018-05-07 10:22:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:22:57 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2018-05-07 10:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001517059 Filed Document 0001144204-18-025548 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CannonadeCap-ETI, LLC See All Filings	D	2018-05-07 10:06:45 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001709471 Filed Document 0001709471-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARISTAR VENTURES II-C, LLC See All Filings	D	2018-05-07 10:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739663 Filed Document 0000919574-18-003301 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rallybio Holdings, LLC See All Filings	D	2018-05-07 10:06:07 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001739410 Filed Document 0001739410-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 10:06:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Swan Defined Risk Diversified Fund, LP See All Filings	D/A	2018-05-07 09:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702338 Filed Document 0001702338-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-07 09:59:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKILLO, INC. See All Filings	D	2018-05-07 09:57:51 UTC
Amount To Be Raised $2,297,244 Associated Brokers / Dealers N/A CIK Number 0001580661 Filed Document 0001580661-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 09:57:51 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
KKR European V ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2018-05-07 09:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001739661 Filed Document 0001724485-18-000086 Exclusions or Exemptions 506b Accepted Date 2018-05-07 09:42:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3120 Harvard LLC See All Filings	D	2018-05-07 09:01:16 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001739701 Filed Document 0001739701-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-07 09:01:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ivy Financial Development, LLC See All Filings	D	2018-05-04 21:55:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Seapower Carpenter Capital, Inc. CIK Number 0001739222 Filed Document 0001382963-18-000081 Exclusions or Exemptions 506b Accepted Date 2018-05-04 21:55:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Envisage T6, LLC See All Filings	D	2018-05-04 20:14:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736123 Filed Document 0001736123-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-04 20:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf WI Fund I, LLC See All Filings	D	2018-05-04 19:10:08 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers None CIK Number 0001739077 Filed Document 0001739077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-04 19:10:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alert Mobile Diagnostics, LLC See All Filings	D	2018-05-04 19:06:02 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001739699 Filed Document 0001739699-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-04 19:06:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tacella Partners Fund LP See All Filings	D	2018-05-04 18:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739651 Filed Document 0001739651-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Income Fund, L.P. See All Filings	D/A	2018-05-04 18:29:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001700970 Filed Document 0001700970-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TalentSky, Inc. See All Filings	D/A	2018-05-04 18:28:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001597581 Filed Document 0001597581-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:28:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grace & Trust S.a.r.l. See All Filings	D	2018-05-04 18:20:53 UTC
Amount To Be Raised $950,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001739695 Filed Document 0001739695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:20:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Mineral Property
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2018-05-04 18:20:52 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:20:52 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
HOMEUNION HOLDINGS, INC. See All Filings	D	2018-05-04 18:13:54 UTC
Amount To Be Raised $12,041,753 Associated Brokers / Dealers N/A CIK Number 0001639241 Filed Document 0001144204-18-025478 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:13:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highclere International Investors SMID Fund See All Filings	D/A	2018-05-04 18:12:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456980 Filed Document 0001393725-18-000074 Exclusions or Exemptions 506b Accepted Date 2018-05-04 18:12:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund