Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
YayYo, Inc. See All Filings	D	2018-05-08 17:39:39 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001691077 Filed Document 0001615774-18-003490 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:39:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PROSPEROUS BEND INVESTMENTS I LLC See All Filings	D	2018-05-08 17:37:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001739980 Filed Document 0001739980-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:37:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2018-05-08 17:31:01 UTC
Amount To Be Raised $2,333,417 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:31:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Schonfeld Fundamental Equity Fund LLC See All Filings	D/A	2018-05-08 17:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673825 Filed Document 0001673825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NeuroVision Imaging, Inc. See All Filings	D	2018-05-08 17:23:49 UTC
Amount To Be Raised $15,595,169 Associated Brokers / Dealers N/A CIK Number 0001508905 Filed Document 0001508905-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:23:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vantage Robotics, LLC See All Filings	D	2018-05-08 17:05:21 UTC
Amount To Be Raised $15,212,794 Associated Brokers / Dealers N/A CIK Number 0001651938 Filed Document 0001651938-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:05:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PatientFi, LLC See All Filings	D	2018-05-08 17:03:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001716702 Filed Document 0001127855-18-000072 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:03:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Good Times Oakland LP See All Filings	D	2018-05-08 17:01:54 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001739462 Filed Document 0001739462-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-08 17:01:54 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Shelby Hill Apartments, LLC See All Filings	D	2018-05-08 17:01:24 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001739798 Filed Document 0001739798-18-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2018-05-08 17:01:24 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KRAMER VAN KIRK DURATION NEUTRAL LOAN OPPORTUNITY FUND LP See All Filings	D/A	2018-05-08 16:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691846 Filed Document 0001393725-18-000076 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:54:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COGNIOS BETA NEUTRAL LARGE CAP FUND, LP See All Filings	D/A	2018-05-08 16:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Good CIK Number 0001538882 Filed Document 0001538882-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL VENTURE CAPITAL OPPORTUNITIES II-R, L.P. See All Filings	D	2018-05-08 16:49:39 UTC
Amount To Be Raised $68,000,000 Associated Brokers / Dealers N/A CIK Number 0001735203 Filed Document 0001735203-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TriLinc Global Impact Fund LLC See All Filings	D	2018-05-08 16:46:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001550453 Filed Document 0001736286-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:46:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadway Electric, Inc. See All Filings	D	2018-05-08 16:38:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001738692 Filed Document 0001738692-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-08 16:38:14 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
DELTA MANAGED VOLATILITY FUND See All Filings	D/A	2018-05-08 16:34:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001696807 Filed Document 0001493152-18-006412 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:34:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIODESIX INC See All Filings	D	2018-05-08 16:28:37 UTC
Amount To Be Raised $10,282,858 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:28:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Cargo Systems Inc. See All Filings	D	2018-05-08 16:21:09 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001684255 Filed Document 0001684255-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:21:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Spots Development Group, LLC See All Filings	D	2018-05-08 16:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722488 Filed Document 0001722488-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:16:18 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CoVenture - Returns Finance Special Assets Fund LP See All Filings	D	2018-05-08 16:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739657 Filed Document 0001739657-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D	2018-05-08 15:54:51 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-18-000046 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:54:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Balanced Energy, LLC See All Filings	D	2018-05-08 15:53:06 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:53:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
MROWL.com, Inc. See All Filings	D	2018-05-08 15:50:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623252 Filed Document 0001623252-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
MayTech China Fund LP See All Filings	D/A	2018-05-08 15:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640016 Filed Document 0000919574-18-003330 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volta SPV CMX, LLC See All Filings	D	2018-05-08 15:40:33 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001732706 Filed Document 0001688918-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covered Insurance Solutions, Inc. See All Filings	D/A	2018-05-08 15:34:30 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001700167 Filed Document 0001700167-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:34:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Aurora RMD SPV-1, LLC See All Filings	D	2018-05-08 15:34:02 UTC
Amount To Be Raised $211,064 Associated Brokers / Dealers N/A CIK Number 0001735772 Filed Document 0001688918-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:34:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everspring Fund, L.P. See All Filings	D	2018-05-08 15:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739924 Filed Document 0001739924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAUNCH Incubator I, LLC See All Filings	D	2018-05-08 15:30:17 UTC
Amount To Be Raised $8,327,000 Associated Brokers / Dealers N/A CIK Number 0001732703 Filed Document 0001688918-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCSSA Offshore Feeder Fund, Ltd. See All Filings	D	2018-05-08 15:29:22 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001739373 Filed Document 0001739373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Strategic Mortgage Income Fund, Ltd. See All Filings	D/A	2018-05-08 15:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bury Street Capital CIK Number 0001610581 Filed Document 0001610581-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MONTEZUMA FUND IV LP See All Filings	D	2018-05-08 15:26:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739339 Filed Document 0001739339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arthena Fund 10, a series of Premier Art Investments, LLC See All Filings	D/A	2018-05-08 15:25:38 UTC
Amount To Be Raised $381,500 Associated Brokers / Dealers N/A CIK Number 0001688918 Filed Document 0001688918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:25:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYR EQUITY, INC. See All Filings	D	2018-05-08 15:24:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001739451 Filed Document 0001520138-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:24:05 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Angel Oak Strategic Mortgage Income Fund, LP See All Filings	D/A	2018-05-08 15:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bury Street Capital CIK Number 0001532097 Filed Document 0001532097-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RFP Strategy Fund LP See All Filings	D	2018-05-08 15:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739824 Filed Document 0001739824-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OS601, LLC See All Filings	D	2018-05-08 15:02:03 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001739915 Filed Document 0001739915-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:02:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KaloCyte, Inc. See All Filings	D	2018-05-08 14:58:59 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001738542 Filed Document 0001738542-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:58:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GI Cryo, Inc. See All Filings	D	2018-05-08 14:57:07 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001736399 Filed Document 0001736399-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:57:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ONTS Preston Place Investors, LLC See All Filings	D	2018-05-08 14:54:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001739836 Filed Document 0001739836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:54:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-05-08 14:50:16 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, Crown Capital Securities, L.P., Investacorp, Inc., Vanderbilt Securities, LLC, Sandlapper Securities, LLC, McDermott Investment Services, LLC, International Assets Advisory, LLC, Cabot Lodge Securities LLC, Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., National Securities Corporation, and WestPark Capital, Inc. CIK Number 0001733016 Filed Document 0001733016-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:50:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAJA SPIRITS LLC See All Filings	D	2018-05-08 14:47:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001739829 Filed Document 0001739829-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:47:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RCPDirect III, LP See All Filings	D	2018-05-08 14:32:59 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001739297 Filed Document 0001739297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2018-05-08 14:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-18-000278 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Postscript Capital, L.P. See All Filings	D/A	2018-05-08 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674283 Filed Document 0000935836-18-000277 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Financial Network, Inc. See All Filings	D	2018-05-08 14:18:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001737273 Filed Document 0001737273-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:18:33 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Ezra New Economy Fund, LP See All Filings	D	2018-05-08 14:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739604 Filed Document 0001739604-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:16:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryOSA, Inc. See All Filings	D	2018-05-08 14:14:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739698 Filed Document 0001739698-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:14:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
ExodusPoint Partners International Fund, Ltd See All Filings	D	2018-05-08 13:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737645 Filed Document 0001737645-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:54:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TNW-19-Fund, a series of AX-KoRs-Funds, LLC See All Filings	D	2018-05-08 13:44:24 UTC
Amount To Be Raised $155,500 Associated Brokers / Dealers N/A CIK Number 0001736987 Filed Document 0001736191-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:44:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D	2018-05-08 13:41:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers GVC Capital LLC and Westpark Capital Inc. CIK Number 0001403792 Filed Document 0001011034-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:41:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity