Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2018-05-16 16:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-05-16 16:19:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
City National Rochdale High Yield Alternative Strategies Fund LLC See All Filings	D/A	2018-05-16 16:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377954 Filed Document 0001566114-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-05-16 16:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
South Sylvania Properties, LLC See All Filings	D/A	2018-05-16 16:13:39 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001738535 Filed Document 0001738535-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-16 16:13:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fitplan Technologies Inc See All Filings	D/A	2018-05-16 16:08:36 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers Matthew Pangborn CIK Number 0001739335 Filed Document 0001739335-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 16:08:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kadensa Fund See All Filings	D/A	2018-05-16 16:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706762 Filed Document 0001731190-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 16:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KING STREET REAL ESTATE FUND, L.P. See All Filings	D	2018-05-16 15:58:22 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001740535 Filed Document 0001740535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:58:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KING STREET REAL ESTATE FUND (OFFSHORE PF), L.P. See All Filings	D	2018-05-16 15:57:27 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001740554 Filed Document 0001740554-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Revere Credit Opportunities Fund III, LP See All Filings	D/A	2018-05-16 15:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manorhaven Capital LLC and CV Brokerage Inc. CIK Number 0001689712 Filed Document 0001689712-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PatientsVoices, LLC See All Filings	D	2018-05-16 15:57:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001740891 Filed Document 0001140361-18-024185 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:57:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
MIND-X CORP. See All Filings	D	2018-05-16 15:54:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001728981 Filed Document 0001728981-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:54:48 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vining-Sparks & Associates, L.P. See All Filings	D	2018-05-16 15:54:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NA CIK Number 0001479100 Filed Document 0001479100-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:54:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Revere High Yield Fund, LP See All Filings	D/A	2018-05-16 15:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manorhaven Capital LLC and CV Brokerage Inc. CIK Number 0001568309 Filed Document 0001568309-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genben Lifesciences Corp See All Filings	D	2018-05-16 15:46:55 UTC
Amount To Be Raised $5,178,335 Associated Brokers / Dealers N/A CIK Number 0001560760 Filed Document 0001560760-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:46:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Access Vascular, Inc. See All Filings	D	2018-05-16 15:44:43 UTC
Amount To Be Raised $4,005,880 Associated Brokers / Dealers N/A CIK Number 0001714846 Filed Document 0001714846-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:44:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CERVIN VENTURES FUND IV, L.P. See All Filings	D	2018-05-16 15:43:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740880 Filed Document 0001740880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:43:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krensavage Partners Too, LP See All Filings	D/A	2018-05-16 15:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting, LLC, Frontier Solutions, LLC, Silver Leaf Partners, LLC, and Mid-Continent Securities Advisors, Ltd. CIK Number 0001639934 Filed Document 0001436606-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:40:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York Distilling Company, LLC See All Filings	D	2018-05-16 15:39:10 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001468159 Filed Document 0001468159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:39:10 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
KRENSAVAGE PARTNERS LP See All Filings	D/A	2018-05-16 15:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, Equus Financial Consulting, LLC, MID-CONTINENT SECURITIES ADVISORS, LTD., and Frontier Solutions, LLC CIK Number 0001436606 Filed Document 0001436606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Fund SICAV See All Filings	D/A	2018-05-16 15:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703756 Filed Document 0001675675-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consilium Capital Fund, LP See All Filings	D/A	2018-05-16 15:30:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573489 Filed Document 0001573489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:30:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Other
Eikonizo Therapeutics, Inc. See All Filings	D	2018-05-16 15:30:09 UTC
Amount To Be Raised $841,062 Associated Brokers / Dealers N/A CIK Number 0001735756 Filed Document 0001735756-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:30:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Subordinated Lending Fund 2018 (USD) A, L.P. See All Filings	D/A	2018-05-16 15:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675675 Filed Document 0001675675-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CipherHealth Inc. See All Filings	D	2018-05-16 15:23:24 UTC
Amount To Be Raised $37,577,029 Associated Brokers / Dealers N/A CIK Number 0001740657 Filed Document 0001231919-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:23:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Realty Investments, Ltd. See All Filings	D	2018-05-16 15:16:19 UTC
Amount To Be Raised $55,336,000 Associated Brokers / Dealers N/A CIK Number 0001609160 Filed Document 0001609160-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:16:19 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Holdings L.P. See All Filings	D	2018-05-16 15:08:21 UTC
Amount To Be Raised $21,380,000 Associated Brokers / Dealers N/A CIK Number 0001595603 Filed Document 0001595603-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-16 15:08:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Apache Energy, Inc. See All Filings	D	2018-05-16 14:53:49 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001737417 Filed Document 0001737417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:53:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Icelandic Provisions, Inc. See All Filings	D	2018-05-16 14:52:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661454 Filed Document 0001661454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:52:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InnovaHealth Partners Fund, LP See All Filings	D	2018-05-16 14:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740366 Filed Document 0001740366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:50:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala P2 Fund LP See All Filings	D/A	2018-05-16 14:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607979 Filed Document 0001140361-18-024160 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medovex Corp. See All Filings	D	2018-05-16 14:42:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591165 Filed Document 0001493152-18-007282 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:42:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXXIII L.P. See All Filings	D	2018-05-16 14:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740000 Filed Document 0000935836-18-000303 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rodman Old City Hall, L.P. See All Filings	D	2018-05-16 14:42:38 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001740488 Filed Document 0001740488-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:42:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Impala Expedition Fund Ltd. See All Filings	D/A	2018-05-16 14:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672510 Filed Document 0001140361-18-024156 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:42:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karlov Street Core Fund, LLC See All Filings	D	2018-05-16 14:35:05 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001740756 Filed Document 0001740756-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:35:05 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Lithotripsy, A Ltd Partnership See All Filings	D	2018-05-16 14:32:42 UTC
Amount To Be Raised $25,804 Associated Brokers / Dealers N/A CIK Number 0000769996 Filed Document 0000769996-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:32:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Auklet Fund, LP See All Filings	D	2018-05-16 14:29:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740890 Filed Document 0000935836-18-000302 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:29:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OTN-25-Fund, a series of AX-AJ-Funds, LLC See All Filings	D	2018-05-16 14:14:16 UTC
Amount To Be Raised $368,000 Associated Brokers / Dealers N/A CIK Number 0001737024 Filed Document 0001740663-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:14:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZBS Holdings, LLC See All Filings	D	2018-05-16 14:13:28 UTC
Amount To Be Raised $12,125,000 Associated Brokers / Dealers N/A CIK Number 0001709609 Filed Document 0001709609-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:13:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HGR Digital Asset Group Fund I, LP See All Filings	D	2018-05-16 14:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740576 Filed Document 0001740576-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:12:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-VRO-11-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2018-05-16 14:12:20 UTC
Amount To Be Raised $503,648 Associated Brokers / Dealers N/A CIK Number 0001671390 Filed Document 0001740663-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOG PHARMACEUTICALS, INC. See All Filings	D/A	2018-05-16 14:11:15 UTC
Amount To Be Raised $66,014,944 Associated Brokers / Dealers N/A CIK Number 0001657677 Filed Document 0001657677-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:11:15 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-SWD-16-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2018-05-16 14:09:03 UTC
Amount To Be Raised $183,500 Associated Brokers / Dealers N/A CIK Number 0001731095 Filed Document 0001740663-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:09:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PJI-12-Fund, a series of AX-MaxDak-Funds, LLC See All Filings	D	2018-05-16 14:07:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001738649 Filed Document 0001740663-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:07:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tanium Inc. See All Filings	D	2018-05-16 14:04:17 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001406931 Filed Document 0001406931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:04:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-OSO-12-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-05-16 14:02:07 UTC
Amount To Be Raised $247,000 Associated Brokers / Dealers N/A CIK Number 0001740229 Filed Document 0001740663-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOCOCO, INC. See All Filings	D	2018-05-16 14:01:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001428461 Filed Document 0001428461-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-16 14:01:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-NNA-18-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2018-05-16 14:01:09 UTC
Amount To Be Raised $123,600 Associated Brokers / Dealers N/A CIK Number 0001739213 Filed Document 0001740663-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-MakeSpace-PR-Fund, a series of AngelList Funds, LLC See All Filings	D	2018-05-16 14:00:10 UTC
Amount To Be Raised $74,534 Associated Brokers / Dealers N/A CIK Number 0001737068 Filed Document 0001740663-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-05-16 14:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MVM-29-Fund, a series of SP-21-Fund, LLC See All Filings	D	2018-05-16 13:59:02 UTC
Amount To Be Raised $37,944 Associated Brokers / Dealers N/A CIK Number 0001668273 Filed Document 0001740663-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-05-16 13:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Credit Opportunities Fund II (Cayman) LP See All Filings	D	2018-05-16 13:54:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001739323 Filed Document 0001739320-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-16 13:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity