Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KenTom Capital, LLC See All Filings	D	2018-07-05 10:04:45 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Tom Tran CIK Number 0001745209 Filed Document 0001745209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-05 10:04:45 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Callodine Capital Fund, LP See All Filings	D	2018-07-05 10:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741616 Filed Document 0001741616-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-05 10:02:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAVATATE, INC, See All Filings	D	2018-07-05 09:54:46 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001621575 Filed Document 0001621575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:54:46 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
TRUCK CAPITAL OFFSHORE, LTD. See All Filings	D/A	2018-07-05 09:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646412 Filed Document 0000919574-18-004522 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LCM Advisors, LLC See All Filings	D	2018-07-05 09:39:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001744903 Filed Document 0001744903-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:39:52 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Monterone Partners Long Short Fund LP See All Filings	D/A	2018-07-05 09:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709607 Filed Document 0000902664-18-002717 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cryptomarket, Inc. See All Filings	D	2018-07-05 09:23:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001745128 Filed Document 0001745128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:23:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Equity
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-07-05 09:12:27 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, Crown Capital Securities, L.P., Investacorp, Inc., Vanderbilt Securities, LLC, Sandlapper Securities, LLC, McDermott Investment Services, LLC, International Assets Advisory, LLC, Cabot Lodge Securities LLC, Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., National Securities Corporation, WestPark Capital, Inc., and Capulent LLC CIK Number 0001733016 Filed Document 0001733016-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:12:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
9750 Forest Lane, LP See All Filings	D	2018-07-05 09:09:03 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001745322 Filed Document 0001745322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-05 09:09:03 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOBAM Anti Benchmark Emerging Markets Equity Fund, a series of Most Diversified Portfolio SICAV See All Filings	D/A	2018-07-05 08:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637952 Filed Document 0001637952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-05 08:47:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
DMR Permissionless Fund, LP See All Filings	D	2018-07-05 07:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745379 Filed Document 0001745379-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-05 07:52:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Software, Inc. See All Filings	D	2018-07-03 21:43:24 UTC
Amount To Be Raised $462,600 Associated Brokers / Dealers N/A CIK Number 0001745420 Filed Document 0001745420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 21:43:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Other
Appetize Technologies, Inc. See All Filings	D/A	2018-07-03 20:03:10 UTC
Amount To Be Raised $13,829,968 Associated Brokers / Dealers N/A CIK Number 0001692850 Filed Document 0001692850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 20:03:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCRDMM I, LLC See All Filings	D	2018-07-03 20:00:25 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001744550 Filed Document 0001580695-18-000344 Exclusions or Exemptions 506b Accepted Date 2018-07-03 20:00:25 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WMIH CORP. See All Filings	D	2018-07-03 19:49:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0000933136 Filed Document 0000896595-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-07-03 19:49:49 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SBD Capital Corp. See All Filings	D	2018-07-03 19:48:54 UTC
Amount To Be Raised $222,253 Associated Brokers / Dealers N/A CIK Number 0001745136 Filed Document 0001745136-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 19:48:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Loft Apt, LLC See All Filings	D	2018-07-03 19:44:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001745425 Filed Document 0001745425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 19:44:53 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Opal Sheppard Opportunities Fund I LP See All Filings	D/A	2018-07-03 19:28:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706707 Filed Document 0001706707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 19:28:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMAL OUTCOME SOLUTIONS LLC See All Filings	D	2018-07-03 19:03:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Robert Reno CIK Number 0001745453 Filed Document 0001745453-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 19:03:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
HIGH HAMPTON HOLDINGS CORP See All Filings	D	2018-07-03 18:57:10 UTC
Amount To Be Raised $5,622,581 Associated Brokers / Dealers N/A CIK Number 0001735514 Filed Document 0001183740-18-000125 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:57:10 UTC Type of Offering D Industry Agriculture Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Safeguard Equipment Inc. See All Filings	D	2018-07-03 18:55:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Safeguard Equipment, Inc. CIK Number 0001696897 Filed Document 0001696897-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:55:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
HITE MLP LP See All Filings	D/A	2018-07-03 18:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519590 Filed Document 0001519590-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERCATOR MEDSYSTEMS INC See All Filings	D	2018-07-03 18:43:55 UTC
Amount To Be Raised $14,908,711 Associated Brokers / Dealers N/A CIK Number 0001355036 Filed Document 0001140361-18-031324 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:43:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chapman Apts LLC See All Filings	D	2018-07-03 18:39:19 UTC
Amount To Be Raised $1,554,000 Associated Brokers / Dealers N/A CIK Number 0001745424 Filed Document 0001745424-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:39:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HITE MLP Caymans Ltd. See All Filings	D/A	2018-07-03 18:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520872 Filed Document 0001520872-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2018-07-03 18:33:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001548123-18-000152 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:33:51 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
MountainWorks LLC See All Filings	D/A	2018-07-03 18:26:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677491 Filed Document 0001677491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:26:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Netsanity, Inc. See All Filings	D	2018-07-03 18:18:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001721007 Filed Document 0001721007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:18:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
HITE MLP Advantage LP See All Filings	D/A	2018-07-03 18:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559404 Filed Document 0001559404-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westminster Virginia LP See All Filings	D	2018-07-03 18:03:29 UTC
Amount To Be Raised $39,600,000 Associated Brokers / Dealers N/A CIK Number 0001745459 Filed Document 0001745459-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 18:03:29 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HITE HEDGE OFFSHORE LTD See All Filings	D/A	2018-07-03 17:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375511 Filed Document 0001375511-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha JWC Ventures II, L.P. See All Filings	D	2018-07-03 17:44:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001744572 Filed Document 0001744572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:44:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
C5 Accelerate LLC See All Filings	D/A	2018-07-03 17:44:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739546 Filed Document 0001739546-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:44:01 UTC Type of Offering D/A Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Midwestern BioAg, Inc. See All Filings	D	2018-07-03 17:31:55 UTC
Amount To Be Raised $15,000,337 Associated Brokers / Dealers N/A CIK Number 0001612631 Filed Document 0001612631-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:31:55 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ENDOGASTRIC SOLUTIONS INC See All Filings	D	2018-07-03 17:15:16 UTC
Amount To Be Raised $35,473,791 Associated Brokers / Dealers N/A CIK Number 0001356688 Filed Document 0001356688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:15:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Virtudent, Inc. See All Filings	D	2018-07-03 17:13:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001686461 Filed Document 0000897069-18-000433 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:13:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Veriff Inc. See All Filings	D	2018-07-03 17:07:44 UTC
Amount To Be Raised $7,658,383 Associated Brokers / Dealers N/A CIK Number 0001745319 Filed Document 0001745319-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:07:44 UTC Type of Offering D Industry Other Principal Place of Business ESTONIA Revenue or Assets Decline to Disclose Type of Security Equity
CLARIFY MEDICAL, INC. See All Filings	D	2018-07-03 17:06:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001140361-18-031297 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:06:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stonehenge Capital Fund Georgia I, LLC See All Filings	D	2018-07-03 17:02:00 UTC
Amount To Be Raised $10,905,300 Associated Brokers / Dealers N/A CIK Number 0001745296 Filed Document 0001745296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:02:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Neuroscience, Inc. See All Filings	D	2018-07-03 17:01:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001735427 Filed Document 0001382963-18-000111 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:01:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Inprentus, Inc. See All Filings	D/A	2018-07-03 17:00:52 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 17:00:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Citizens Community Bancorp Inc. See All Filings	D	2018-07-03 16:55:15 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers FIG Partners, LLC and Hovde Group, LLC CIK Number 0001367859 Filed Document 0001367859-18-000081 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:55:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NuPulseCV, Inc. See All Filings	D/A	2018-07-03 16:52:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001520888 Filed Document 0001520888-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:52:30 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Prickly Pear Energy, LLC See All Filings	D	2018-07-03 16:51:17 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001736103 Filed Document 0001736103-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:51:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Mineral Property
Hatfield, Inc. See All Filings	D	2018-07-03 16:46:10 UTC
Amount To Be Raised $10,999,992 Associated Brokers / Dealers N/A CIK Number 0001694220 Filed Document 0001694220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:46:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heroic Ventures Formation Fund I, L.P. See All Filings	D	2018-07-03 16:45:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001743570 Filed Document 0001743570-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENWOOD SURGICAL CENTER LP See All Filings	D	2018-07-03 16:44:48 UTC
Amount To Be Raised $296,100 Associated Brokers / Dealers N/A CIK Number 0001072414 Filed Document 0001072414-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:44:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Consumer Physics, Inc. See All Filings	D	2018-07-03 16:37:00 UTC
Amount To Be Raised $2,499,995 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:37:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Carpenter Ridge Group, LLC See All Filings	D	2018-07-03 16:32:43 UTC
Amount To Be Raised $2,154,350 Associated Brokers / Dealers N/A CIK Number 0001743750 Filed Document 0001743750-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:32:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PARALLAX HEALTH SCIENCES, INC. See All Filings	D	2018-07-03 16:16:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers ADVISORY GROUP EQUITY SERVICES INC CIK Number 0001388410 Filed Document 0001388410-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-07-03 16:16:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt