Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RR Remington Investors I LLC See All Filings	D	2018-07-17 17:10:15 UTC
Amount To Be Raised $6,030,000 Associated Brokers / Dealers N/A CIK Number 0001746606 Filed Document 0001746606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 17:10:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Windward Ltd. See All Filings	D	2018-07-17 17:09:52 UTC
Amount To Be Raised $15,400,003 Associated Brokers / Dealers N/A CIK Number 0001746926 Filed Document 0001746926-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 17:09:52 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
South Park 32, LLC See All Filings	D	2018-07-17 17:03:16 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001746799 Filed Document 0001376474-18-000113 Exclusions or Exemptions 506b Accepted Date 2018-07-17 17:03:16 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quad Partners V LP See All Filings	D/A	2018-07-17 17:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP ADVISORS LLC CIK Number 0001636297 Filed Document 0001636297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 17:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Megh Computing, Inc. See All Filings	D	2018-07-17 17:02:42 UTC
Amount To Be Raised $1,540,480 Associated Brokers / Dealers N/A CIK Number 0001746847 Filed Document 0001746847-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 17:02:42 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
PocketWatch, Inc. See All Filings	D	2018-07-17 17:01:26 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001695938 Filed Document 0001695938-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 17:01:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Well Corp See All Filings	D	2018-07-17 16:53:49 UTC
Amount To Be Raised $75,412,805 Associated Brokers / Dealers N/A CIK Number 0001393584 Filed Document 0001393584-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:53:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
All For Kidz, Inc. See All Filings	D	2018-07-17 16:46:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001746970 Filed Document 0001603125-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:46:44 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
LifeForce Capital Opportunity Fund, L.P. See All Filings	D	2018-07-17 16:45:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745518 Filed Document 0001745518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:45:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athenex, Inc. See All Filings	D	2018-07-17 16:43:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001300699 Filed Document 0001209191-18-042869 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:43:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fishpond Investments, LLC See All Filings	D	2018-07-17 16:41:04 UTC
Amount To Be Raised $5,154,800 Associated Brokers / Dealers Dempsey Lord Smith, LLC CIK Number 0001746793 Filed Document 0001746793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:41:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Alkemi Venture Partners See All Filings	D	2018-07-17 16:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746935 Filed Document 0001140361-18-032722 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:39:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Holdings, L.P. See All Filings	D	2018-07-17 16:35:07 UTC
Amount To Be Raised $47,746,739 Associated Brokers / Dealers N/A CIK Number 0001746732 Filed Document 0000950142-18-001539 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:35:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AUTODESK INC See All Filings	D	2018-07-17 16:33:37 UTC
Amount To Be Raised $45,656,231 Associated Brokers / Dealers N/A CIK Number 0000769397 Filed Document 0001140361-18-032720 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:33:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Surgical Center of Connecticut, LLC See All Filings	D	2018-07-17 16:30:58 UTC
Amount To Be Raised $116,123 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001746757 Filed Document 0001746757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:30:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HANDLE FINANCIAL, INC. See All Filings	D/A	2018-07-17 16:29:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001464805 Filed Document 0001464805-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:29:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LG Security Holdings, LLC See All Filings	D	2018-07-17 16:29:24 UTC
Amount To Be Raised $7,710,000 Associated Brokers / Dealers N/A CIK Number 0001576777 Filed Document 0001576777-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:29:24 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kind Regards, Inc See All Filings	D	2018-07-17 16:25:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001746869 Filed Document 0001746869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:25:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellinks Inc. See All Filings	D	2018-07-17 16:16:48 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001685379 Filed Document 0001685379-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:16:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Pacific Merchants Alliance LLC See All Filings	D	2018-07-17 16:16:14 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001737480 Filed Document 0001737480-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:16:14 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2018-07-17 16:14:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers GP Nurmenkari Inc., H.C. Wainright & Co., LLC, and T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:14:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2018-07-17 16:12:39 UTC
Amount To Be Raised $5,438,891 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:12:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quadrus Medical Technologies, Inc. See All Filings	D	2018-07-17 16:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746825 Filed Document 0001746825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:07:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlockChyp Inc See All Filings	D	2018-07-17 16:07:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001746827 Filed Document 0001746827-18-000002 Exclusions or Exemptions 506b and 504.1 Accepted Date 2018-07-17 16:07:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Connecticut Surgical Center, LLC See All Filings	D	2018-07-17 16:05:45 UTC
Amount To Be Raised $278,836 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001746758 Filed Document 0001746758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:05:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2018-07-17 15:55:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-18-000104 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:55:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Legal Loans L.L.C. See All Filings	D	2018-07-17 15:52:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001738069 Filed Document 0001738069-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:52:31 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
RR Remington Phase II Investors LLC See All Filings	D	2018-07-17 15:50:48 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001746605 Filed Document 0001746605-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:50:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AHL Evolution LLC See All Filings	D/A	2018-07-17 15:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001581534 Filed Document 0001581534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fibrocell Science, Inc. See All Filings	D	2018-07-17 15:44:07 UTC
Amount To Be Raised $3,064,216 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000357097 Filed Document 0001140361-18-032712 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:44:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cynosure Investment Partners, LLC See All Filings	D	2018-07-17 15:39:28 UTC
Amount To Be Raised $20,300,000 Associated Brokers / Dealers N/A CIK Number 0001746669 Filed Document 0001192482-18-000338 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:39:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MY ALLY INC. See All Filings	D	2018-07-17 15:36:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001723113 Filed Document 0001723113-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:36:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Continental Realty Fund V B, L.P. See All Filings	D	2018-07-17 15:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746610 Filed Document 0001746610-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:35:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Certa Dose, Inc. See All Filings	D	2018-07-17 15:19:45 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:19:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Climate Impact Solutions Fund (Cayman) LP See All Filings	D	2018-07-17 15:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744116 Filed Document 0001744116-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPC Opportunities Parallel Fund, L.P. See All Filings	D	2018-07-17 15:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745541 Filed Document 0001745541-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:09:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SC Strategic Opportunity Fund, LLC See All Filings	D/A	2018-07-17 15:07:47 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001651924 Filed Document 0001651924-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DR Stonegate, LLC See All Filings	D	2018-07-17 15:07:33 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001746694 Filed Document 0001746694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:07:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Americademy, Inc. See All Filings	D	2018-07-17 15:03:08 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001696262 Filed Document 0001696262-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:03:08 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SPC Opportunities Fund, L.P. See All Filings	D	2018-07-17 15:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745538 Filed Document 0001745538-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DRZ Long Short, LP See All Filings	D/A	2018-07-17 14:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594625 Filed Document 0001600016-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Christian Worldview Church Ministries See All Filings	D	2018-07-17 14:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746717 Filed Document 0001746717-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:58:30 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
AG VISION INTERNATIONAL, LLC See All Filings	D	2018-07-17 14:50:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001746828 Filed Document 0001746828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:50:52 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2018-07-17 14:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643062 Filed Document 0001643062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Consumer Growth Fund IV, L.P. See All Filings	D	2018-07-17 14:50:23 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001746662 Filed Document 0001746662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWIM.AI, Inc. See All Filings	D	2018-07-17 14:44:07 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001746107 Filed Document 0001746107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:44:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clock Spring Company, Inc. See All Filings	D	2018-07-17 14:41:56 UTC
Amount To Be Raised $30,300,000 Associated Brokers / Dealers N/A CIK Number 0001728010 Filed Document 0001728010-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:41:56 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BP Funding Trust See All Filings	D	2018-07-17 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711404 Filed Document 0001711404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:40:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
DRZ Emerging Markets, LP See All Filings	D/A	2018-07-17 14:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600016 Filed Document 0001600016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STONETOWN QRV SIDECAR, LLLP See All Filings	D	2018-07-17 14:38:59 UTC
Amount To Be Raised $10,217,000 Associated Brokers / Dealers N/A CIK Number 0001745140 Filed Document 0001745140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:38:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity